DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Santander Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert P HuntingtonSantander Securities otherM&T Securities, Inc. unclassifiedOtherJun 20, 2017Mar 4, 2019 (622 d)
Michael Anthony PuglieseSantander Securities otherSorrento Pacific Financial, LLC otherOtherJun 1, 2017Jun 14, 2017
Wolfgang Alfons HeinSantander Securities otherLPL Financial LLC otherOtherJun 1, 2017Jun 5, 2017
John Andrew DigiacomoSantander Securities otherLPL Financial LLC otherOtherJun 1, 2017Jun 1, 2017
Michael Anthony Billera-SmithSantander Securities otherRaymond James Financial Services Advisors, Inc otherOtherJun 1, 2017Jun 9, 2017
Steve H NguyenSantander Securities otherCitizens Securities, Inc. otherOtherMay 30, 2017Jun 8, 2017
Kemraj DubbraSantander Securities otherJ.P. Morgan Securities LLC wirehouseOtherMay 12, 2017May 25, 2017
David ChanSantander Securities otherCitigroup Global Markets Inc. otherOtherMay 9, 2017May 9, 2017
Joseph SalehiSantander Securities otherCitigroup Global Markets Inc. otherOtherMay 3, 2017May 18, 2017
Felix Rene Sanchez CarrasquilloSantander Securities otherMorgan Stanley wirehouseOtherApr 19, 2017Apr 17, 2017
Mark C WittSantander Securities otherCitizens Securities, Inc. otherOtherApr 5, 2017Apr 12, 2017
William James WilliamsonSantander Securities otherGladstone Wealth Partners independent RIAOtherApr 4, 2017Oct 10, 2018 (554 d)
David Michael RicciSantander Securities otherLPL Financial LLC otherOtherMar 21, 2017Mar 27, 2017
Robert Anthony MartinSantander Securities otherOsaic Institutions, Inc. otherOtherMar 15, 2017Mar 27, 2017
Paul Richard DuquetteSantander Securities otherPeople'S United Advisors, Inc. mixed wealthOtherMar 9, 2017Nov 13, 2018 (614 d)
Sarah O'Neill WhiteSantander Securities otherUBS Financial Services Inc. wirehouseOtherMar 2, 2017Feb 27, 2017
Peter Konstantinos BillisSantander Securities otherInvest Financial Corporation otherOtherFeb 28, 2017Feb 28, 2017
Laureen Maebeth LandgrenSantander Securities otherCitizens Securities, Inc. otherOtherJan 27, 2017May 8, 2017 (101 d)
Alan David JacobsonSantander Securities otherCitizens Securities, Inc. otherOtherJan 24, 2017Jan 24, 2017
Steven TalleySantander Securities otherLPL Financial LLC otherOtherJan 23, 2017Jan 23, 2017
Alan Barry KrichmanSantander Securities otherM&T Securities, Inc. unclassifiedOtherJan 9, 2017May 18, 2017 (129 d)
Thomas Baker HaynSantander Securities otherCitizens Securities, Inc. otherOtherJan 6, 2017Dec 27, 2016
Urja S ShahSantander Securities otherInvest Financial Corporation otherOtherJan 6, 2017Jan 12, 2017
Vincenzo StutoSantander Securities otherPinnacle Private Wealth, LLC otherOtherDec 21, 2016Dec 15, 2016
Brian DudleySantander Securities otherPinnacle Private Wealth, LLC otherOtherDec 21, 2016Dec 15, 2016
Paul M BrissendenSantander Securities otherPinnacle Private Wealth, LLC otherOtherDec 21, 2016Dec 15, 2016
Jason Scott WeissSantander Securities otherByrne Financial Freedom, LLC otherOtherDec 14, 2016Dec 12, 2016
Ricardo Antonio Rodriguez VazquezSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 8, 2016Dec 7, 2016
Jose Miguel Iguina HernandezSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 8, 2016Dec 12, 2016
Reid Ira ChizikSantander Securities otherCitizens Securities, Inc. otherOtherDec 8, 2016Jan 12, 2017 (35 d)
William F KelseySantander Securities otherAdvice And Planning Services otherOtherNov 29, 2016Dec 1, 2016
Douglas A DrehwingSantander Securities otherCitigroup Global Markets Inc. otherOtherNov 21, 2016Nov 17, 2016
Calvin Ying ZhaoSantander Securities otherHsbc Securities (USA) Inc. otherOtherNov 16, 2016Jun 23, 2017 (219 d)
Mark Edward ReadSantander Securities otherFidelity Personal And Workplace Advisors BD affiliatedOtherNov 16, 2016Jan 26, 2024 (2627 d)
Timothy A SheehanSantander Securities otherInvest Financial Corporation otherOtherOct 25, 2016Apr 20, 2017 (177 d)
Scott Richard SolodSantander Securities otherEsi Financial Advisors otherOtherOct 14, 2016Oct 26, 2016
Marina Kumi SmalanskasSantander Securities otherInvest Financial Corporation otherOtherOct 14, 2016Oct 4, 2016
Roberto Feria CesteroSantander Securities otherHerbert J. Sims Capital Management, Inc. independent RIAOtherOct 14, 2016Oct 14, 2016
Terence William TinkhamSantander Securities otherFlagship Harbor Advisors, LLC otherOtherOct 3, 2016Oct 24, 2016
Sarah A Currier-BarrellaSantander Securities otherCitizens Securities, Inc. otherOtherOct 3, 2016Jan 9, 2017 (98 d)
Jonathan Seth BloomSantander Securities otherAaf Wealth Management, LLC otherOtherOct 3, 2016Oct 26, 2016
Alfred David BarbatoSantander Securities otherWells Fargo Advisors wirehouseOtherSep 21, 2016Oct 21, 2016
Dana Jerome JohnsonSantander Securities otherWilmington Capital Securities, LLC otherOtherSep 21, 2016Nov 25, 2016 (65 d)
Nicholas John NannicelliSantander Securities otherMorgan Stanley wirehouseOtherSep 16, 2016Feb 16, 2023 (2344 d)
James Patrick FlynnSantander Securities otherOsaic Institutions, Inc. otherOtherSep 9, 2016Oct 31, 2016 (52 d)
Roberto H Santa Maria MendezSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 9, 2016Sep 22, 2016
Tim BarbacaneSantander Securities otherCitizens Securities, Inc. otherOtherSep 8, 2016Sep 6, 2016
Christopher Paul MaraSantander Securities otherLPL Financial LLC otherOtherAug 29, 2016Sep 2, 2016
Shoug MaysonSantander Securities otherSpartan Capital Private Wealth Management LLC state registeredOtherAug 17, 2016Jul 12, 2018 (694 d)
O Emmanuel Adepoju GraceSantander Securities otherCitizens Securities, Inc. otherOtherAug 1, 2016Jul 26, 2016
Gina Marie Bert-ZattoSantander Securities otherCitizens Securities, Inc. otherOtherAug 1, 2016Jul 26, 2016
Daniel P KelleherSantander Securities otherWells Fargo Advisors wirehouseOtherJul 19, 2016Jul 21, 2016
Roberta FernandesSantander Securities otherMorgan Stanley wirehouseOtherJul 15, 2016Sep 21, 2021 (1894 d)
Thomas Joseph HigginsSantander Securities otherAmeritas Advisory Services otherOtherJul 13, 2016Aug 22, 2016 (40 d)
Thomas KimSantander Securities otherOsaic Institutions, Inc. otherOtherJul 7, 2016Aug 17, 2016 (41 d)
John LombardiSantander Securities otherCitizens Securities, Inc. otherOtherJun 9, 2016Jun 13, 2016
Vincent Paul GrimaldiSantander Securities otherCitizens Securities, Inc. otherOtherJun 3, 2016Jun 3, 2016
Eric Lawrence HopkinsSantander Securities otherNatixis Advisors, LLC otherOtherJun 3, 2016Jun 13, 2016
Peter David DubinSantander Securities otherLPL Financial LLC independent RIAOtherJun 1, 2016Jul 18, 2019 (1142 d)
James BagliniSantander Securities otherEagle Strategies LLC otherOtherJun 1, 2016Jul 18, 2016 (47 d)
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501 moves match.