DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nfp Advisor Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Anton Tkachenko	Nfp Advisor Services, LLC other	Planmember Securities Corporation other	Other	Apr 24, 2014	Apr 2, 2015 (343 d)
Scott Allen Spencer	Nfp Advisor Services, LLC other	Thornhill Securities, Inc. other	Other	Mar 31, 2014	Mar 23, 2016 (723 d)
Robert Samuel Mcwilliams	Nfp Advisor Services, LLC other	MML Investors Services, LLC other	Other	Mar 27, 2014	Jul 16, 2014 (111 d)
Gregory Scott Cahill	Nfp Advisor Services, LLC other	Valmark Advisers, Inc. other	Other	Mar 24, 2014	Apr 16, 2014
Kyle Wardlaw	Nfp Advisor Services, LLC other	Lion Street Advisors, LLC no RAUM	Other	Mar 10, 2014	Mar 10, 2014
Denava Brooke Horn	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Mar 6, 2014	Mar 13, 2014
Lawrence Arthur Hansen	Nfp Advisor Services, LLC other	Capital Planning Advisors LLC no RAUM	Other	Feb 28, 2014	Mar 3, 2014
Matthew Maguire Page	Nfp Advisor Services, LLC other	Capital Planning Advisors LLC no RAUM	Other	Feb 28, 2014	Mar 3, 2014
Janice Marie Cackowski	Nfp Advisor Services, LLC other	Strategic Wealth Partners, Ltd. other	Other	Feb 28, 2014	May 20, 2014 (81 d)
Michael Anthony Sollazzo	Nfp Advisor Services, LLC other	Capital Planning Advisors LLC no RAUM	Other	Feb 28, 2014	Mar 3, 2014
Gregory Matthew Smithson	Nfp Advisor Services, LLC other	Morgan Stanley wirehouse	Other	Feb 18, 2014	Feb 18, 2014
Kristen Candella	Nfp Advisor Services, LLC other	Private Capital Group, LLC other	Other	Jan 31, 2014	Jan 31, 2014
Michael Steven Welger	Nfp Advisor Services, LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jan 24, 2014	Jan 24, 2014
Nina Marie Dipalma	Nfp Advisor Services, LLC other	Empower Advisory Group, LLC other	Other	Jan 21, 2014	Jul 19, 2016 (910 d)
William Howard Webster	Nfp Advisor Services, LLC other	M Holdings Securities, Inc. other	Other	Jan 7, 2014	Jan 9, 2014
Michelle Ann Hyde	Nfp Advisor Services, LLC other	Park Avenue Securities LLC other	Other	Jan 7, 2014	Apr 21, 2014 (104 d)
Mariah Riley Horn	Nfp Advisor Services, LLC other	Charles Schwab & Co., Inc. national BD	Other	Jan 6, 2014	Jun 23, 2014 (168 d)
Vito S. Manno	Nfp Advisor Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Jan 6, 2014	Jan 9, 2014
Michael Spencer Ledford	Nfp Advisor Services, LLC other	On Investment Management Co other	Other	Dec 17, 2013	Mar 20, 2014 (93 d)
Anthony John Fiorenza	Nfp Advisor Services, LLC other	Summit Group Retirement Planners, Inc. other	Other	Dec 12, 2013	Dec 13, 2013
Derek Christopher Fiorenza	Nfp Advisor Services, LLC other	Summit Group Retirement Planners, Inc. other	Other	Dec 12, 2013	Dec 13, 2013
Chris Chris Toomey	Nfp Advisor Services, LLC other	M Holdings Securities, Inc. other	Other	Dec 5, 2013	Dec 2, 2013
Nikhil K Majithia	Nfp Advisor Services, LLC other	Pension Consultants Inc no RAUM	Other	Dec 3, 2013	Jun 9, 2014 (188 d)
Christian Haas Corts	Nfp Advisor Services, LLC other	Osaic Fa, Inc. other	Other	Nov 5, 2013	Dec 2, 2013
Steven Eugene Pohle	Nfp Advisor Services, LLC other	Ameriprise Financial Services, LLC national BD	Other	Oct 18, 2013	Oct 18, 2013
Michael Fred Zanders	Nfp Advisor Services, LLC other	Ameriprise Financial Services, LLC national BD	Other	Oct 18, 2013	Oct 21, 2013
William Jeffrey Bingham	Nfp Advisor Services, LLC other	Silver Oak Securities, Inc. other	Other	Oct 17, 2013	Jan 8, 2016 (813 d)
Joe Benjamin Smith	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Oct 9, 2013	Oct 8, 2013
Nancy Dull Gallagher	Nfp Advisor Services, LLC other	MML Investors Services, LLC other	Other	Oct 2, 2013	Aug 7, 2014 (309 d)
Jessica Marie Hejna	Nfp Advisor Services, LLC other	Strategic Advisers LLC national BD	Other	Sep 20, 2013	Sep 12, 2014 (357 d)
Kathleen Sue Bowen	Nfp Advisor Services, LLC other	Crown Capital Securities, L.P. other	Other	Sep 13, 2013	Sep 12, 2013
Thomas R Hayden	Nfp Advisor Services, LLC other	Mcf Advisors, LLC other	Other	Sep 9, 2013	Sep 18, 2013
Kenneth Charles Krichbaum	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Aug 22, 2013	Aug 26, 2013
Stephanie Rae Gallegos	Nfp Advisor Services, LLC other	Commonwealth Financial Network national BD	Other	Aug 21, 2013	Aug 26, 2013
Bob Tetsuya Kawabe	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Aug 9, 2013	Aug 8, 2013
Michael Aric Chamberlain	Nfp Advisor Services, LLC other	First Allied Advisory Services, Inc. other	Other	Aug 6, 2013	Aug 6, 2013
Lauren Leidner Bloom	Nfp Advisor Services, LLC other	Lamco Advisory Services Inc. other	Other	Jul 22, 2013	Mar 21, 2016 (973 d)
Matthew John Sullivan	Nfp Advisor Services, LLC other	Piper Jaffray Investment Management, LLC other	Other	Jul 17, 2013	Aug 27, 2013 (41 d)
Richard Todd Sweet	Nfp Advisor Services, LLC other	Equitable Advisors, LLC national BD	Other	Jul 8, 2013	Oct 22, 2015 (836 d)
Michael Paul Ziccardi	Nfp Advisor Services, LLC other	Millennium Investment And Retirement Advisors, LLC other	Other	Jul 5, 2013	Nov 1, 2013 (119 d)
Corrine Nicole Fields	Nfp Advisor Services, LLC other	Sagepoint Financial, Inc. other	Other	Jun 19, 2013	Jun 26, 2013
Michael Wayne Jolie	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	May 31, 2013	Jun 10, 2013
Robert Joseph Shull	Nfp Advisor Services, LLC other	Pnc Capital Advisors LLC other	Other	May 13, 2013	Apr 5, 2017 (1423 d)
Charles Douglas Robinson	Nfp Advisor Services, LLC other	Cornerstone Wealth other	Other	May 7, 2013	May 14, 2013
Stephanie Devan Abee	Nfp Advisor Services, LLC other	Transamerica Financial Advisors, LLC other	Other	May 3, 2013	Apr 29, 2013
Lynette S. Twedt	Nfp Advisor Services, LLC other	Strategic Advisers LLC national BD	Other	May 1, 2013	Jan 6, 2017 (1346 d)
Martin Hunter Mcfarlin	Nfp Advisor Services, LLC other	Kalos Management other	Other	May 1, 2013	Apr 25, 2013
Ryan James Penshorn	Nfp Advisor Services, LLC other	Charles Schwab & Co., Inc. national BD	Other	May 1, 2013	May 13, 2013
John Fredrick Burmeister	Nfp Advisor Services, LLC other	Lion Street Advisors, LLC no RAUM	Other	Apr 23, 2013	Sep 20, 2013 (150 d)
Fred Mcclusky Palmer	Nfp Advisor Services, LLC other	Cuna Brokerage Services, Inc. other	Other	Apr 19, 2013	Jul 22, 2013 (94 d)
Larry Eugene Crocker	Nfp Advisor Services, LLC other	Retirement Capital Management, LLC other	Other	Apr 11, 2013	Apr 2, 2013
Jessie Timmins	Nfp Advisor Services, LLC other	Usca Ria LLC other	Other	Apr 8, 2013	Apr 16, 2013
Gerald Emil Stefanelli	Nfp Advisor Services, LLC other	Investment Advisors Asset Management, LLC other	Other	Apr 2, 2013	Apr 10, 2013
Julie Denise Mcdaniel	Nfp Advisor Services, LLC other	Sharkey Howes & Javer Inc other	Other	Apr 2, 2013	Jan 8, 2014 (281 d)
Timothy David Peyko	Nfp Advisor Services, LLC other	Cetera Investment Advisers LLC other	Other	Mar 28, 2013	Apr 5, 2013
Jeffrey G Kinneston	Nfp Advisor Services, LLC other	Cetera Investment Advisers LLC other	Other	Mar 28, 2013	Apr 5, 2013
Daniel John Reagan	Nfp Advisor Services, LLC other	Cetera Investment Advisers LLC other	Other	Mar 28, 2013	Apr 5, 2013
Christopher Thomas Cochran	Nfp Advisor Services, LLC other	Mcf Advisors, LLC other	Other	Mar 27, 2013	Oct 10, 2013 (197 d)
Andrew D Sathe	Nfp Advisor Services, LLC other	Mcf Advisors, LLC other	Other	Mar 21, 2013	May 16, 2013 (56 d)
Michael Anthony Solari	Nfp Advisor Services, LLC other	Solari Financial Planning, LLC state registered	Other	Mar 20, 2013	May 17, 2013 (58 d)

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529 moves match.