DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Arvest Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Reid Samuel WaltersArvest Wealth Management independent RIABok Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2023Feb 8, 2023 (33 d)
Sarah Lynn Russell-FrossardArvest Wealth Management independent RIALPL Financial LLC independent RIARIA to RIADec 13, 2022Feb 17, 2023 (66 d)
Jaice Victoria CahillArvest Wealth Management independent RIAMorgan Stanley wirehouseRIA to wirehouseDec 5, 2022Jan 17, 2023 (43 d)
William Harlin TrumboArvest Wealth Management independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseDec 2, 2022Dec 8, 2022
John D'ArcyArvest Wealth Management independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankNov 21, 2022Nov 29, 2022
Jordan L WaltersArvest Wealth Management independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseNov 10, 2022Dec 7, 2022
John Paul NaudoArvest Wealth Management independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2022Nov 6, 2023 (396 d)
Cameron M DuncanArvest Wealth Management independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 19, 2022Jun 30, 2022 (42 d)
Alberto Jose Nunez-GarciaArvest Wealth Management independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 11, 2022Aug 11, 2022 (122 d)
Harvey Atwood HutchinsonArvest Wealth Management independent RIABrown Financial Advisory independent RIARIA to RIAMar 18, 2022Oct 31, 2022 (227 d)
Gatlin Scott HufstedlerArvest Wealth Management independent RIAStephens BD affiliatedRIA to affiliated broker-dealer or bankFeb 25, 2022Feb 28, 2022
Alan Karlis LaneArvest Wealth Management independent RIAQualia Retirement Planning unclassifiedOtherFeb 9, 2022May 3, 2022 (83 d)
Christopher B BurgessArvest Wealth Management independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJan 28, 2022Mar 14, 2022 (45 d)
Kasey David CooperArvest Wealth Management independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankJan 21, 2022Jan 26, 2022
Michael Taylor FielderArvest Wealth Management independent RIASowell Management independent RIARIA to RIADec 24, 2021Dec 10, 2021
Perry Edmond BrownArvest Wealth Management independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2021Jul 16, 2025 (1336 d)
Christopher Daniel ThrailkillArvest Wealth Management independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2021Dec 10, 2021 (39 d)
Jeffrey William MeekinsArvest Wealth Management independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 18, 2021Oct 14, 2021
Hunter Arthur BaldwinArvest Wealth Management independent RIAGeneos Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 9, 2021Sep 29, 2021
Amber Naz Haydar FrenchArvest Wealth Management independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 9, 2021Oct 19, 2021 (40 d)
Parker James WatersArvest Wealth Management independent RIACreative Planning independent RIARIA to RIAAug 30, 2021Mar 23, 2023 (570 d)
Jeffrey Scott HellerstedtArvest Wealth Management independent RIAFirst Citizens Investor Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 19, 2021Apr 21, 2023 (610 d)
Ross T HunterArvest Wealth Management independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 11, 2021Nov 2, 2021 (83 d)
Jeffrey Lynn WicksArvest Wealth Management independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 5, 2021Aug 26, 2021
Jesica Rachelle CampbellArvest Wealth Management independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 5, 2021Aug 12, 2021
Andrew Glenn AdamsArvest Wealth Management independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 25, 2021May 14, 2021
Allen Rashad HarrisArvest Wealth Management independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 11, 2021May 3, 2021
Kaysha Louise AndrewsArvest Wealth Management independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 10, 2021Apr 15, 2021
Cory Andrew GelvinArvest Wealth Management independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2021Apr 29, 2021
Houston Wayne FranklinArvest Wealth Management BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 8, 2021Sep 9, 2021 (185 d)
Cody Christopher Lee BowerArvest Wealth Management BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMar 5, 2021Mar 8, 2021
Johnny PooleArvest Wealth Management BD affiliatedState Farm Investment Management Corp. asset managerOtherMar 3, 2021Jan 25, 2023 (693 d)
Robert James BentleyArvest Wealth Management BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 1, 2021Jan 29, 2021
Collin TaheriArvest Wealth Management BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherJan 6, 2021Mar 1, 2021 (54 d)
James R. WheelerArvest Wealth Management BD affiliatedSovereign Capital LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 4, 2021Mar 30, 2021 (85 d)
Joshua Heath BarnardArvest Wealth Management BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 16, 2020Dec 23, 2020
David Lee BiliterArvest Wealth Management BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 9, 2020Jan 4, 2021 (56 d)
Kevin HayArvest Wealth Management BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 9, 2020Nov 9, 2020
Zachary Andrew CroninArvest Wealth Management BD affiliatedBernardi Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2020Nov 1, 2021 (539 d)
Abby Renee HubbleArvest Wealth Management BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 28, 2020Oct 29, 2020 (184 d)
Chauncey Jordan PickeringArvest Wealth Management BD affiliatedDba Upal Or United Professionals Assoc. Ltd. state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 28, 2020Oct 12, 2021 (532 d)
Nicholas R McdowellArvest Wealth Management BD affiliatedHya Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2020Aug 5, 2020 (135 d)
Tanner Bentley BassArvest Wealth Management BD affiliatedOsaic Institutions, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 4, 2020Feb 19, 2021 (352 d)
Christopher Glenn SparksArvest Wealth Management BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAJan 30, 2020Jun 23, 2020 (145 d)
James Kirk BairdArvest Wealth Management BD affiliatedTd Ameritrade Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2019Feb 7, 2020 (49 d)
Tomek Andrzej SiwiecArvest Wealth Management BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2019Oct 9, 2019
Larry Raymond CowgerArvest Wealth Management BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJul 3, 2019Jun 14, 2023 (1442 d)
James Edwin SummersArvest Wealth Management BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherApr 24, 2019Apr 17, 2019
Troy Allen KestnerArvest Wealth Management BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherApr 24, 2019Apr 25, 2019
Micah GibsonArvest Wealth Management BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2019Apr 5, 2019
Dustin Heath StanleyArvest Wealth Management BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2019Apr 5, 2019
Deanna Renee WrightArvest Wealth Management BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherApr 24, 2019Apr 17, 2019
Hannah Elizabeth StanleyArvest Wealth Management BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2019Apr 5, 2019
Kimberly Ann ShepherdArvest Wealth Management BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherApr 24, 2019Apr 17, 2019
Marquay Jovon BaulArvest Wealth Management BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2019Mar 18, 2019
Brian David SchneiderArvest Wealth Management BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 1, 2019Mar 21, 2019
Ronnie HiggsArvest Wealth Management BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2018Jul 3, 2019 (287 d)
Rachel Louise WileyArvest Wealth Management BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2018Oct 16, 2018 (32 d)
Andrew Scott WhitbeckArvest Wealth Management BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2018May 31, 2018
Robert Steven WilkinsonArvest Wealth Management BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2018May 31, 2018
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213 moves match.