DFX Intelligence

RIA Intelligence

Advisor moves

Departures from E*Trade Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Blair Delbert JenkinsE*Trade Capital Management, LLC otherMorgan Stanley wirehouseOtherMay 22, 2013Jul 25, 2013 (64 d)
Anthony LambertE*Trade Capital Management, LLC otherStrategic Advisers LLC national BDOtherMay 10, 2013Jun 3, 2013
Samantha H MayfieldE*Trade Capital Management, LLC otherUBS Financial Services Inc. wirehouseOtherMay 7, 2013Dec 11, 2013 (218 d)
Craig Bennett RothE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 17, 2013May 23, 2013 (36 d)
Trent Ryan SheetsE*Trade Capital Management, LLC otherSheets Smith Wealth Management otherOtherApr 17, 2013Mar 10, 2014 (327 d)
Peter Robert ThomsonE*Trade Capital Management, LLC otherWells Fargo Advisors wirehouseOtherApr 10, 2013Apr 15, 2013
Kevin Ray BannerE*Trade Capital Management, LLC otherCharles Schwab & Co., Inc. national BDOtherApr 8, 2013Apr 11, 2013
Stephen Earl SerganE*Trade Capital Management, LLC otherTruist Advisory Services, Inc. no RAUMOtherMar 14, 2013Sep 20, 2016 (1286 d)
Brandon E. WeatherfordE*Trade Capital Management, LLC otherHuntington Financial Advisors otherOtherMar 14, 2013Apr 3, 2013
Zachary HayesE*Trade Capital Management, LLC otherTd Ameritrade, Inc. no RAUMOtherMar 14, 2013Apr 4, 2013
Rochelle Yonghong TangE*Trade Capital Management, LLC otherCharles Schwab & Co., Inc. national BDOtherFeb 25, 2013Mar 26, 2013
Laura Ann Danlasky-DaigleE*Trade Capital Management, LLC otherCetera Investment Advisers LLC otherOtherFeb 5, 2013May 15, 2013 (99 d)
Johnny Chu-Hyon PakE*Trade Capital Management, LLC otherBrookstone Capital Management LLC otherOtherJan 11, 2013May 30, 2014 (504 d)
Anthony David FavelaE*Trade Capital Management, LLC otherCreative Planning otherOtherJan 9, 2013Jan 23, 2013
Randolph Theodore LachmanE*Trade Capital Management, LLC otherCitigroup Global Markets Inc. otherOtherDec 19, 2012Dec 19, 2012
Blake Michael HammerE*Trade Capital Management, LLC otherMorgan Stanley wirehouseOtherDec 14, 2012Jan 29, 2013 (46 d)
Dax K WestlundE*Trade Capital Management, LLC otherMorgan Stanley wirehouseOtherDec 14, 2012Jan 15, 2013 (32 d)
Robert Brian RineyE*Trade Capital Management, LLC otherAmeriprise Financial Services, LLC national BDOtherDec 7, 2012Sep 15, 2015 (1012 d)
Lin SunE*Trade Capital Management, LLC otherCharles Schwab & Co., Inc. national BDOtherNov 27, 2012Dec 17, 2012
Gregory Clayton AllenE*Trade Capital Management, LLC otherTd Ameritrade, Inc. no RAUMOtherNov 16, 2012Dec 6, 2012
Nicolas FariaE*Trade Capital Management, LLC otherStrategic Advisers LLC national BDOtherNov 15, 2012Dec 5, 2012
Jeffrey L WegnerE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 15, 2012Dec 5, 2012
Michael PanzecaE*Trade Capital Management, LLC otherStrategic Advisers LLC national BDOtherNov 14, 2012May 20, 2013 (187 d)
Daniel Christian ColwillE*Trade Capital Management, LLC otherPhillips And Company Advisors LLC otherOtherOct 19, 2012Jul 10, 2014 (629 d)
Samar FarhangiE*Trade Capital Management, LLC otherVertical Capital Asset Management, LLC no RAUMOtherOct 16, 2012Sep 27, 2013 (346 d)
Ryan M. ReynoldsE*Trade Capital Management, LLC otherAllstate Financial Advisors, LLC no RAUMOtherSep 28, 2012Jun 6, 2013 (251 d)
Joseph Patrick ColemanE*Trade Capital Management, LLC otherMorgan Stanley wirehouseOtherSep 28, 2012Sep 28, 2012
Joshua Seth MandelkornE*Trade Capital Management, LLC otherStrategic Advisers LLC national BDOtherSep 28, 2012Dec 11, 2012 (74 d)
Yeukhei ChanE*Trade Capital Management, LLC otherLPL Financial LLC otherOtherSep 25, 2012Feb 7, 2013 (135 d)
John William FisherE*Trade Capital Management, LLC otherValic Financial Advisors, Inc. otherOtherSep 13, 2012Jul 19, 2013 (309 d)
Scott Mitchell BoydE*Trade Capital Management, LLC otherPnc Wealth Management otherOtherSep 5, 2012Jan 31, 2013 (148 d)
Kwabena Jamila LeekE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 27, 2012Nov 20, 2012 (116 d)
Raul Arguilla SonzaE*Trade Capital Management, LLC otherCitigroup Global Markets Inc. otherOtherJul 27, 2012Jul 27, 2012
Timothy J. GreavesE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 27, 2012Aug 8, 2012
Michael OlsenE*Trade Capital Management, LLC otherMorgan Stanley wirehouseOtherJul 6, 2012Apr 4, 2013 (272 d)
Michael C. RaissisE*Trade Capital Management, LLC otherUBS Financial Services Inc. wirehouseOtherJul 5, 2012Jul 25, 2012
Travis Owens GrayE*Trade Capital Management, LLC otherMorgan Stanley wirehouseOtherJun 21, 2012Jun 5, 2014 (714 d)
Tomislav VatavukE*Trade Capital Management, LLC otherStansberry Asset Management, LLC independent RIAOtherJun 19, 2012Oct 3, 2022 (3758 d)
Ryan S EltanalE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 22, 2012Jun 12, 2012
Ilya YeverovichE*Trade Capital Management, LLC otherMorgan Stanley wirehouseOtherMay 22, 2012Feb 27, 2013 (281 d)
Everett Andrew WilkersonE*Trade Capital Management, LLC otherTd Ameritrade Investment Management, LLC otherOtherMay 15, 2012Apr 26, 2012
John Thomas ChristersonE*Trade Capital Management, LLC otherCharles Schwab & Co., Inc. national BDOtherMay 10, 2012Aug 13, 2012 (95 d)
Amy Elizabeth EliasE*Trade Capital Management, LLC otherCitigroup Global Markets Inc. otherOtherMay 1, 2012May 2, 2012
Edgar RamosE*Trade Capital Management, LLC otherStrategic Advisers LLC national BDOtherApr 30, 2012May 8, 2012
Dennis Thomas ByrneE*Trade Capital Management, LLC otherLord, Abbett & Co. LLC otherOtherApr 17, 2012Jun 12, 2012 (56 d)
Jim LucasE*Trade Capital Management, LLC otherHsbc Securities (USA) Inc. otherOtherApr 17, 2012Apr 17, 2012
Adam Ilan GutmanE*Trade Capital Management, LLC otherCitigroup Global Markets Inc. otherOtherMar 19, 2012Mar 20, 2012
Parker S GordonE*Trade Capital Management, LLC otherCapital One Advisors, LLC no RAUMOtherMar 8, 2012Feb 22, 2012
Roderick Charles WebbE*Trade Capital Management, LLC otherStrategic Advisers LLC national BDOtherMar 6, 2012Aug 7, 2012 (154 d)
Zeeshan HasanE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 28, 2012Mar 6, 2012
Amber Lynn Kimie SuhasE*Trade Capital Management, LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherFeb 21, 2012Feb 23, 2012
Rodney J ViloriaE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 22, 2011Mar 21, 2012 (120 d)
Bradley Cameron RobersonE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 16, 2011Aug 8, 2012 (266 d)
Robert Sean KofoedE*Trade Capital Management, LLC otherWells Fargo Advisors wirehouseOtherOct 26, 2011Feb 27, 2012 (124 d)
Matthew YrungarayE*Trade Capital Management, LLC otherStrategic Advisers LLC national BDOtherOct 18, 2011Nov 3, 2011
Jeffrey M StewartE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 11, 2011Oct 25, 2011
Jack SkadalE*Trade Capital Management, LLC otherStrategic Advisers LLC national BDOtherOct 4, 2011Dec 1, 2011 (58 d)
Nain J PerezE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 22, 2011Oct 12, 2011
Michael Curtis CameronE*Trade Capital Management, LLC otherTd Ameritrade, Inc. no RAUMOtherSep 8, 2011Sep 8, 2011
Mckay RobbinsE*Trade Capital Management, LLC otherTd Ameritrade Investment Management, LLC otherOtherSep 8, 2011Sep 15, 2011
Page 11 of 14PreviousNext
801 moves match.