Departures from E*Trade Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
William Louis Asher	E*Trade Capital Management, LLC other	LPL Financial LLC other	Other	Oct 3, 2008	Oct 14, 2008
Robert John Guldner	E*Trade Capital Management, LLC other	Osaic Wealth, Inc. other	Other	Aug 14, 2008	Feb 17, 2010 (552 d)
Michael Kullman Preis	E*Trade Capital Management, LLC other	Dimensional Fund Advisors LP other	Other	Aug 8, 2008	Sep 10, 2010 (763 d)
Paul F Kennedy	E*Trade Capital Management, LLC other	Thrivent Investment Management Inc. other	Other	Jul 28, 2008	Dec 19, 2014 (2335 d)
William Albert Ferguson	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Apr 29, 2008	Jun 5, 2008 (37 d)
Joshua Christopher Bliss	E*Trade Capital Management, LLC other	Wells Fargo Investments, LLC unclassified	Other	Mar 31, 2008	Apr 2, 2008
Scott Reilly	E*Trade Capital Management, LLC other	Banc Of America Investment Services, Inc. unclassified	Other	Feb 5, 2008	Jan 25, 2008
Marcus J Hernandez	E*Trade Capital Management, LLC other	Banc Of America Investment Services, Inc. unclassified	Other	Jan 23, 2008	Jan 18, 2008
Robert B Trent	E*Trade Capital Management, LLC other	Wells Fargo Investments, LLC unclassified	Other	Jan 3, 2008	Dec 18, 2007
James Wellington Stoops	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Jan 3, 2008	Feb 6, 2008 (34 d)
Michael Vincent Campo	E*Trade Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Oct 5, 2007	Oct 11, 2007
Darrell Stephen Roberts	E*Trade Capital Management, LLC other	American Wealth Advisors, LLC independent RIA	Other	Sep 25, 2007	Jan 11, 2008 (108 d)
Brian Stewart Desoye	E*Trade Capital Management, LLC other	Msi Financial Services, Inc. other	Other	Sep 25, 2007	Jul 8, 2015 (2843 d)
Stephen M Grobecker	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Apr 27, 2007	Jun 8, 2007 (42 d)
Monica M Biskup	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Dec 12, 2006	Jan 4, 2007
Jonathon Knight	E*Trade Capital Management, LLC other	T. Rowe Price Advisory Services, Inc. no RAUM	Other	Oct 11, 2006	Dec 6, 2006 (56 d)
Timothy Farrington Checko	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 31, 2005	Dec 13, 2007 (712 d)
Charles W Sleeth	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Dec 31, 2005	Nov 13, 2008 (1048 d)
Mia Lynn Cardwell	E*Trade Capital Management, LLC other	Sbsb Financial Advisors other	Other	Dec 31, 2005	Jan 6, 2004
Eric Vanderleek	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Dec 31, 2005	Aug 10, 2012 (2414 d)
Corey Mcfadden	E*Trade Capital Management, LLC other	Pnc Wealth Management BD affiliated	Other	Dec 31, 2005	Jul 31, 2026 (7517 d)
Carmine Stimmel Yankowski	E*Trade Capital Management, LLC other	Alight Financial Solutions, LLC unclassified	Other	Dec 31, 2005	Aug 16, 2006 (228 d)
Cara Elizabeth Lindner	E*Trade Capital Management, LLC other	Worth Advisors independent RIA	Other	Dec 31, 2005	Nov 18, 2021 (5801 d)
Jonathan D Lindner	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Dec 31, 2005	Mar 1, 2014 (2982 d)
Nikolaos P Peroulas	E*Trade Capital Management, LLC other	LPL Financial LLC BD affiliated	Other	Dec 31, 2005	Apr 14, 2023 (6313 d)
Patrick Michael Ball	E*Trade Capital Management, LLC other	Morgan Stanley wirehouse	Other	Dec 31, 2005	Dec 19, 2014 (3275 d)
Travis R Wilde	E*Trade Capital Management, LLC other	Wells Fargo Investments, LLC unclassified	Other	Dec 31, 2005	Mar 7, 2006 (66 d)
Matthew Thomas Caras	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Dec 21, 2005	Jan 3, 2006
Brandi L Restle	E*Trade Capital Management, LLC other	Vision Asset Management Inc unclassified	Other	Nov 18, 2005	Nov 29, 2005
Leeda Rose Dublo	E*Trade Capital Management, LLC other	Natcity Investments, Inc. unclassified	Other	Oct 7, 2005	Oct 18, 2005
Christine Yu	E*Trade Capital Management, LLC other	Bmo Harris Financial Advisors, Inc other	Other	Oct 7, 2005	Jul 10, 2006 (276 d)
Paul Reviere Peeler	E*Trade Capital Management, LLC other	Securities America Advisors, Inc. other	Other	Oct 5, 2005	Oct 18, 2005
Chad Brandon Bushon	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Oct 5, 2005	Oct 24, 2005
Brandon Turner	E*Trade Capital Management, LLC other	Banc Of America Investment Services, Inc. unclassified	Other	Oct 3, 2005	Oct 24, 2005
Jason Michael Mccarthy	E*Trade Capital Management, LLC other	Uvest Financial Services Group, Inc. unclassified	Other	Sep 27, 2005	Oct 3, 2005
Phillip Todd Harrington	E*Trade Capital Management, LLC other	Colonial Asset Management Inc unclassified	Other	Sep 1, 2005	Jan 6, 2006 (127 d)
Phyllis Louise Egan	E*Trade Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Aug 29, 2005	Sep 6, 2005
James R Ray	E*Trade Capital Management, LLC other	Plante Moran Financial Advisors other	Other	Aug 26, 2005	Mar 4, 2008 (921 d)
Scott Anthony Stuth	E*Trade Capital Management, LLC other	Waterstone Financial Group, Inc. unclassified	Other	Aug 10, 2005	Mar 16, 2006 (218 d)
Keith Robert Benton	E*Trade Capital Management, LLC other	Cuna Brokerage Services, Inc. other	Other	Aug 1, 2005	Aug 15, 2005
Daniel Leonard Owen	E*Trade Capital Management, LLC other	Uvest Financial Services Group, Inc. unclassified	Other	Aug 1, 2005	Jul 29, 2005
Russell William Johnson	E*Trade Capital Management, LLC other	Raymond James & Associates, Inc. national BD	Other	Jun 10, 2005	Jun 14, 2021 (5848 d)
Laura Alice Evans	E*Trade Capital Management, LLC other	Morgan Stanley Dw Inc. unclassified	Other	May 27, 2005	Jul 15, 2005 (49 d)
Harold William Gianopulos	E*Trade Capital Management, LLC other	Kovitz Investment Group, LLC other	Other	May 3, 2005	Apr 28, 2005
Jeffrey Michael Meiling	E*Trade Capital Management, LLC other	Cuna Brokerage Services, Inc. other	Other	Apr 22, 2005	Apr 7, 2006 (350 d)
Kenneth Robbins	E*Trade Capital Management, LLC other	Fifth Third Securities, Inc. other	Other	Jan 3, 2005	Feb 17, 2005 (45 d)
James Patrick Kapala	E*Trade Capital Management, LLC other	Fifth Third Securities, Inc. other	Other	Dec 10, 2004	Jun 14, 2005 (186 d)
Dennis Patrick Kiley	E*Trade Capital Management, LLC other	Fifth Third Securities, Inc. other	Other	Nov 29, 2004	Aug 23, 2005 (267 d)
William Kenneth Leak	E*Trade Capital Management, LLC other	Advice And Planning Services other	Other	Nov 11, 2004	Jan 5, 2005 (55 d)
V J Carbo	E*Trade Capital Management, LLC other	UBS Financial Services Inc. wirehouse	Other	Nov 11, 2004	Dec 17, 2004 (36 d)
Timothy Francis O'Callaghan	E*Trade Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Oct 26, 2004	Nov 4, 2004
Michael Ray Williams	E*Trade Capital Management, LLC other	Thrivent Investment Management Inc. other	Other	Oct 8, 2004	Jan 27, 2005 (111 d)
Lance Eric Peters	E*Trade Capital Management, LLC other	Hornor, Townsend & Kent, LLC other	Other	Oct 7, 2004	Oct 6, 2004
Kristen Maley Andrejev	E*Trade Capital Management, LLC other	Creative Planning independent RIA	Other	Oct 1, 2004	Apr 19, 2021 (6044 d)
Peter Charles Speros	E*Trade Capital Management, LLC other	Creative Planning independent RIA	Other	Oct 1, 2004	Apr 27, 2021 (6052 d)
Jennifer Bevin Quigley	E*Trade Capital Management, LLC other	Creative Planning independent RIA	Other	Oct 1, 2004	Apr 20, 2021 (6045 d)
Matthew Duane Allgood	E*Trade Capital Management, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 27, 2004	Oct 13, 2004 (47 d)
Michael F Grunauer	E*Trade Capital Management, LLC other	Bankers Life Advisory Services, Inc. BD affiliated	Other	Aug 3, 2004	Feb 11, 2023 (6766 d)
Ridgely Hunt	E*Trade Capital Management, LLC other	New England Securities Corporation other	Other	Jul 26, 2004	Oct 20, 2004 (86 d)
Christopher R Walton	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 20, 2004	Aug 10, 2004

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801 moves match.