DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Mcconnell | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2024 | Jun 26, 2024 |
| Renea Simpson | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2024 | Jul 10, 2024 |
| Nicholas Konecny | Valic Financial Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2024 | Jun 17, 2024 |
| Luke Scott | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2024 | Jul 15, 2024 |
| Carter Jon Nelson | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2024 | Jul 11, 2024 |
| Thomas C Scott | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Jun 3, 2024 |
| Owen Joyce | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2024 | Jul 1, 2024 |
| Gregory Hodges | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Jun 7, 2024 |
| David Wayne Hilbig | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | May 6, 2024 |
| Lynne Demko Jones | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2024 | May 1, 2024 |
| James Patrick Eismon | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | May 17, 2024 |
| Frank Anthony Preziuso | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | May 1, 2024 |
| Gayge Andrew Carroll | Valic Financial Advisors, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | Sep 30, 2024 (133 d) |
| Daniel Alexander Allen | Valic Financial Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Apr 17, 2024 |
| Tiffany Jolene Dugas | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | May 3, 2024 |
| Brendan M Loflin | Valic Financial Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Apr 23, 2024 |
| James Paul Walton | Valic Financial Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Feb 6, 2025 (295 d) |
| Michael Bernard Dolan | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Jun 5, 2024 (49 d) |
| Ryan Suleiman Damra | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2024 | May 10, 2024 |
| Thomas Grover | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | May 14, 2024 |
| Jeremy Hannah | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | Mar 27, 2024 |
| Randy Evans Ramos | Valic Financial Advisors, Inc. BD affiliated | Northbridge Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2024 | Feb 5, 2026 (667 d) |
| Taylor Cochran | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | May 1, 2024 |
| Christopher John Murrer | Valic Financial Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2024 | Jul 12, 2024 (94 d) |
| Javier Martinez | Valic Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2024 | Jul 24, 2024 (106 d) |
| Matthew Golizio | Valic Financial Advisors, Inc. BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Apr 1, 2024 | Apr 16, 2024 |
| Ross Brenner | Valic Financial Advisors, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Mar 19, 2024 |
| Paul Tunink | Valic Financial Advisors, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Mar 18, 2024 |
| Johanan Farrington | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Apr 3, 2024 |
| William J Daniel | Valic Financial Advisors, Inc. BD affiliated | Alera Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | Aug 5, 2024 (126 d) |
| James S Young | Valic Financial Advisors, Inc. BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | Jul 8, 2025 (469 d) |
| Jacob Montano | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 11, 2024 |
| Colton Green | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Apr 1, 2024 |
| Erica Korol | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Mar 18, 2024 |
| Douglas Dean Shaffer | Valic Financial Advisors, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2024 | Feb 20, 2024 |
| Jamal Fontenot | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2024 | Apr 5, 2024 (35 d) |
| Peter L Ivanyi | Valic Financial Advisors, Inc. BD affiliated | Guided Capital Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Feb 16, 2024 |
| Steven David Filo | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Feb 12, 2024 |
| Caleb Zaborowski | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 29, 2024 | May 16, 2024 (77 d) |
| Shawn Patrick Bennett | Valic Financial Advisors, Inc. BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 15, 2024 | Feb 21, 2024 |
| Gwendolyn A Canonico | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 5, 2024 |
| Christopher Joseph Carrozza | Valic Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 7, 2024 |
| Leigh Rauchbach Ritchey | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 8, 2024 |
| William Blair Waller | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 5, 2024 |
| Sheryl Anne Bennett | Valic Financial Advisors, Inc. BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 15, 2024 | Feb 21, 2024 |
| Zachary Chase Terranova | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Jan 17, 2025 (337 d) |
| Marvin Austin Rauchbach | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Feb 8, 2024 |
| James Dylan Baxter | Valic Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 15, 2024 |
| Albert Frank Donofrio | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 13, 2024 |
| Amy Klein Cummings | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 5, 2025 (364 d) |
| Christopher Lee Blancett | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jan 22, 2024 |
| Andrew Kutanovski | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jan 22, 2024 |
| Malcolm Reynolds | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jun 12, 2025 (491 d) |
| Ryan Blane Pollard | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jan 25, 2024 |
| Anita Maria Ixcamparij | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jun 7, 2024 (121 d) |
| Kristen Leah Hrncir | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2024 | Jan 12, 2024 |
| Karla Noemi Mcfarland | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Jan 18, 2024 |
| Dominic M Hernandez | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Sep 27, 2024 (242 d) |
| Sai Ying Shai Chu | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2024 | Jan 16, 2024 |
| Timothy Wilson | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2024 | Jan 5, 2024 |
1,715 moves match.