DFX Intelligence
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey James White | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Dec 14, 2021 |
| Adam David Osterman | Valic Financial Advisors, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Feb 8, 2022 (76 d) |
| Joseph Lauro | Valic Financial Advisors, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Dec 15, 2021 |
| John Nangle | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Dec 17, 2021 |
| Dylan Lee Hernandez | Valic Financial Advisors, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 3, 2021 |
| Zachary David Clark Lipton | Valic Financial Advisors, Inc. BD affiliated | Financial Advocates Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2021 | Nov 19, 2021 |
| Sean Alastair Tweedy | Valic Financial Advisors, Inc. BD affiliated | The Welch Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2021 | Dec 16, 2021 (34 d) |
| Rogelio Garduno | Valic Financial Advisors, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Nov 29, 2021 |
| Christopher L Albonetti | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Dec 20, 2021 (54 d) |
| Jason Powell | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Aug 16, 2022 (307 d) |
| Stefan Gene D'Angelo | Valic Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 4, 2021 |
| Amanda Catherine Prescott | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Nov 16, 2021 (34 d) |
| Roisin Mary D'Angelo | Valic Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 5, 2021 |
| Benjamin Phillips | Valic Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2021 | Nov 10, 2021 (36 d) |
| Alexander Joseph Hearley | Valic Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Oct 1, 2021 |
| Eric N Schoonover | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 29, 2021 | Apr 22, 2022 (205 d) |
| Angel Renae Brown | Valic Financial Advisors, Inc. BD affiliated | Tsg Advice Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2021 | Sep 3, 2021 |
| William Liu | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2021 | Nov 2, 2021 (40 d) |
| Leesa Leishman Valdez | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Sep 17, 2021 |
| Leland Marshall Gross | Valic Financial Advisors, Inc. BD affiliated | Peacelink Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 14, 2021 | Sep 15, 2021 |
| Timothy Page Chesser | Valic Financial Advisors, Inc. BD affiliated | Sc&H Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2021 | Sep 23, 2021 |
| Gabriela N Hernandez | Valic Financial Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2021 | May 31, 2024 (1005 d) |
| Brian David Misterek | Valic Financial Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Aug 30, 2021 |
| Robert Williams | Valic Financial Advisors, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Sep 24, 2021 |
| Daniel Alberto Salinas | Valic Financial Advisors, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Aug 27, 2021 | Aug 3, 2023 (706 d) |
| Sean Joseph Conti | Valic Financial Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2021 | Aug 13, 2021 |
| Daniel Joseph Harmeyer | Valic Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2021 | Aug 18, 2021 |
| Kaana Smith | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Oct 15, 2021 (64 d) |
| Matthew A Newman | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Oct 5, 2021 (54 d) |
| Jerimiah David Gildea | Valic Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Aug 9, 2021 |
| Daniel Joseph Maxwell | Valic Financial Advisors, Inc. BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Aug 18, 2021 |
| John Scott Lyle | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Sep 27, 2021 (52 d) |
| William George Whiteley | Valic Financial Advisors, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Aug 16, 2021 |
| Henry Edward Sholl | Valic Financial Advisors, Inc. BD affiliated | Ariel Investments, LLC other | Other | Aug 5, 2021 | Aug 30, 2021 |
| Matthew R Wilbur | Valic Financial Advisors, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Jul 21, 2021 |
| Alexandria Maria Haden | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Aug 20, 2021 |
| Andrew Alan Waggoner | Valic Financial Advisors, Inc. BD affiliated | Bates Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Jul 22, 2021 |
| Daniel Delguidice | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Mar 1, 2022 (228 d) |
| Benjamin Mark Holtsinger | Valic Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2021 | Jul 15, 2021 |
| Christopher Paul Jordan | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2021 | May 27, 2021 |
| Evangeline Alderton Lodwick | Valic Financial Advisors, Inc. BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2021 | Aug 9, 2021 (52 d) |
| Krystle Nicole Williams | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Jun 7, 2023 (719 d) |
| Flint O Chandler | Valic Financial Advisors, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Aug 23, 2021 (66 d) |
| Alfred Christopher Sansores | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Aug 9, 2021 (52 d) |
| John Samuel Harris | Valic Financial Advisors, Inc. BD affiliated | Pathstone independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2021 | Dec 6, 2021 (171 d) |
| Kristie Ingle | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Jun 30, 2021 |
| Eduardo Alejandro Arana | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2021 | Aug 11, 2021 (79 d) |
| Alexis Barron | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2021 | Jun 14, 2021 |
| Jesse Rauma | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2021 | Apr 30, 2021 |
| Rachel M Rauma | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2021 | Nov 9, 2021 (172 d) |
| Kevin A Miller | Valic Financial Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Apr 28, 2021 |
| Christopher Bouma | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Jun 15, 2021 (39 d) |
| Michael John Ambrogio | Valic Financial Advisors, Inc. BD affiliated | Obsidian Personal Planning Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2021 | Oct 15, 2021 (171 d) |
| Lauren Rossi | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2021 | Dec 20, 2021 (237 d) |
| Dustin Cheyenne James | Valic Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2021 | Jun 7, 2021 (41 d) |
| Eden Schwallier | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2021 | Apr 15, 2021 |
| Giorgio A Athans | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2021 | Apr 1, 2021 |
| Mehdi Azizi | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 1, 2021 | May 7, 2021 (36 d) |
| Annalea Marie Gray | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Feb 25, 2021 |
| Aristotle Lyon Mcdonald | Valic Financial Advisors, Inc. BD affiliated | United Advisors America independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | Dec 19, 2022 (647 d) |
1,717 moves match.