DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Citizens Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jonathan Andrew Ingram	First Citizens Investor Services, Inc. other	Capital Investment Advisory Services, LLC other	Other	Jul 15, 2013	Oct 24, 2013 (101 d)
John Lawrence Davis	First Citizens Investor Services, Inc. other	Suntrust Investment Services, Inc. other	Other	Mar 25, 2013	Mar 26, 2013
Jeff Joseph Cashin	First Citizens Investor Services, Inc. other	Fifth Third Securities, Inc. other	Other	Feb 7, 2013	Mar 5, 2013
Ralph Santford Garner	First Citizens Investor Services, Inc. other	Scott & Stringfellow, LLC other	Other	Dec 21, 2012	Dec 21, 2012
Jacob Lee Hedrick	First Citizens Investor Services, Inc. other	Suntrust Investment Services, Inc. other	Other	Dec 17, 2012	Dec 17, 2012
Timothy Penn Nugent	First Citizens Investor Services, Inc. other	Strategic Advisers LLC national BD	Other	Nov 8, 2012	Aug 15, 2013 (280 d)
Charles Reid Fridinger	First Citizens Investor Services, Inc. other	Alta Advisors LLC state registered	Other	Oct 8, 2012	Jun 13, 2013 (248 d)
Jared Edward Newman	First Citizens Investor Services, Inc. other	Pnc Wealth Management other	Other	Oct 1, 2012	Oct 3, 2012
Robert Keith Tilson	First Citizens Investor Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 24, 2012	Oct 9, 2012
Austen Robert Hawkey	First Citizens Investor Services, Inc. other	Armor Investment Advisors, LLC independent RIA	Other	Sep 17, 2012	Sep 27, 2022 (3662 d)
Carol Blade Yochem	First Citizens Investor Services, Inc. other	Ironstone Securities, Inc. unclassified	Other	Jun 27, 2012	Feb 12, 2008
Cameron Merrill Evans	First Citizens Investor Services, Inc. other	Coppell Advisory Solutions LLC other	Other	Jun 1, 2012	May 28, 2014 (726 d)
Heather Ann Banks	First Citizens Investor Services, Inc. other	LPL Financial LLC other	Other	Jun 1, 2012	Jun 5, 2012
Nelson Mahan Kelly	First Citizens Investor Services, Inc. other	Suntrust Investment Services, Inc. other	Other	Feb 21, 2012	Mar 15, 2012
Julie S Carroll	First Citizens Investor Services, Inc. other	UBS Financial Services Inc. wirehouse	Other	Nov 21, 2011	Nov 28, 2011
Angela Marie Sanders	First Citizens Investor Services, Inc. other	Pnc Wealth Management other	Other	Aug 26, 2011	Nov 9, 2012 (441 d)
Faith Goldman Rash	First Citizens Investor Services, Inc. other	Scott & Stringfellow, LLC other	Other	Jul 21, 2011	Aug 10, 2011
Christopher Michael Finney	First Citizens Investor Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Mar 11, 2011	Mar 11, 2011
Chad Everette Reynolds	First Citizens Investor Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 12, 2011	Feb 14, 2011 (33 d)
Brian Gary Tarrant	First Citizens Investor Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Nov 23, 2010	Jun 23, 2011 (212 d)
Catherine Basnight Reid	First Citizens Investor Services, Inc. other	Prosperity Capital Advisors other	Other	Aug 2, 2010	Nov 11, 2017 (2658 d)
Eric Rogers Gaddy	First Citizens Investor Services, Inc. other	Capital Investment Advisory Services, LLC other	Other	Jul 21, 2010	Sep 8, 2010 (49 d)
Martin Davis Hensley	First Citizens Investor Services, Inc. other	Family Office Group LLC unclassified	Other	Apr 27, 2010	May 6, 2010
James Mark Appleby	First Citizens Investor Services, Inc. other	Bb&T Investment Services, Inc. no RAUM	Other	Jan 19, 2010	Jan 21, 2010
Alexander R Bastron	First Citizens Investor Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 12, 2009	Nov 25, 2009
William Howard Dotterer	First Citizens Investor Services, Inc. other	Advice And Planning Services other	Other	Aug 3, 2009	Jun 24, 2011 (690 d)
William Herman Hopkins	First Citizens Investor Services, Inc. other	Uvest Financial Services Group, Inc. unclassified	Other	Jul 7, 2009	Jul 8, 2009
William Ward Allen	First Citizens Investor Services, Inc. other	Morgan Keegan & Company, LLC other	Other	Jul 6, 2009	Apr 6, 2010 (274 d)
Curtis Mason	First Citizens Investor Services, Inc. other	Wells Fargo Advisors wirehouse	Other	May 29, 2008	May 30, 2008
Ann-Noel Campbell Spencer	First Citizens Investor Services, Inc. other	Arax Advisory Partners independent RIA	Other	Jul 17, 2007	Apr 22, 2025 (6489 d)
William Edward Sugg	First Citizens Investor Services, Inc. other	Laurel Wealth Advisors, LLC other	Other	Mar 13, 2007	Mar 15, 2007
Paul Andrew Lehman	First Citizens Investor Services, Inc. other	First Citizens Asset Management, Inc other	Other	Dec 14, 2006	Aug 10, 2006
Gregory Allen Luoni	First Citizens Investor Services, Inc. other	Vanguard Advisers, Inc. other	Other	Nov 2, 2006	Aug 29, 2017 (3953 d)
Henry Albert Kowalewski	First Citizens Investor Services, Inc. other	First Citizens Asset Management, Inc other	Other	Nov 1, 2006	Nov 1, 2006
Charles Gardner Claus	First Citizens Investor Services, Inc. other	First Citizens Asset Management, Inc other	Other	Nov 1, 2006	Nov 1, 2006
Richard Paul Lebel	First Citizens Investor Services, Inc. other	Voya Financial Advisors, Inc. other	Other	Sep 27, 2006	Dec 8, 2006 (72 d)
James Woodrow Gillespie	First Citizens Investor Services, Inc. other	Uvest Financial Services Group, Inc. unclassified	Other	Aug 23, 2006	Oct 10, 2006 (48 d)
Richard Robert Loy	First Citizens Investor Services, Inc. other	A. G. Edwards & Sons, Inc. unclassified	Other	Jul 12, 2006	Jun 30, 2006
John Bandy Garwood	First Citizens Investor Services, Inc. other	Northwestern Mutual Wealth Management Company unclassified	Other	Oct 5, 2005	May 9, 2006 (216 d)
Robbie O'Neil Chandler	First Citizens Investor Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 6, 2005	Jun 9, 2005
Milton Gay Tynch	First Citizens Investor Services, Inc. other	Raymond James & Associates, Inc. national BD	Other	Apr 27, 2005	Apr 28, 2005
Justin Matthew Clapsaddle	First Citizens Investor Services, Inc. other	Uvest Financial Services Group, Inc. unclassified	Other	Jan 21, 2005	Jan 21, 2005
Donna Sawyer Murray	First Citizens Investor Services, Inc. other	Southstate Private Capital Management LLC independent RIA	Other	Jan 7, 2005	Jun 24, 2025 (7473 d)
Philip Harrison Rothstein	First Citizens Investor Services, Inc. other	Bb&T Investment Services, Inc. no RAUM	Other	Jan 7, 2005	Oct 25, 2005 (291 d)
David Brownlow	First Citizens Investor Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 1, 2004	Sep 30, 2004
William Clay Tucker	First Citizens Investor Services, Inc. other	Ironstone Securities, Inc. unclassified	Other	Sep 21, 2004	Aug 31, 2004
Sandra Kay Engstrom	First Citizens Investor Services, Inc. other	Ironstone Securities, Inc. unclassified	Other	Sep 21, 2004	Aug 13, 2004
Amanda Kornegay Black	First Citizens Investor Services, Inc. other	Ironstone Securities, Inc. unclassified	Other	Sep 21, 2004	Sep 21, 2004
Marcos Abner Soltren	First Citizens Investor Services, Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Aug 3, 2004	Jul 26, 2004
James Richard Hill	First Citizens Investor Services, Inc. other	Legg Mason Wood Walker, Incorporated unclassified	Other	Jun 22, 2004	Jun 21, 2004
Shaun Philip Sims	First Citizens Investor Services, Inc. other	Truist Advisory Services, Inc. no RAUM	Other	Jun 8, 2004	Sep 27, 2016 (4494 d)
Michael Reid Collie	First Citizens Investor Services, Inc. other	Wells Fargo Advisors wirehouse	Other	May 7, 2004	May 11, 2004
Larry Thomas Christiansen	First Citizens Investor Services, Inc. other	A. G. Edwards & Sons, Inc. unclassified	Other	May 3, 2004	Jun 28, 2004 (56 d)
Philip Louis Fazio	First Citizens Investor Services, Inc. other	Citigroup Global Markets Inc. other	Other	Mar 17, 2004	Mar 15, 2004
Thomas Andrew Hallmark	First Citizens Investor Services, Inc. other	Vanguard Advisers, Inc. other	Other	Dec 10, 2003	Jan 15, 2015 (4054 d)
Eric Rogers Gaddy	First Citizens Investor Services, Inc. other	RBC Capital Markets, LLC national BD	Other	Oct 20, 2003	Oct 13, 2003
Joseph Herman Schrader	First Citizens Investor Services, Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Sep 16, 2003	Sep 12, 2003
Robin Clay Thigpin	First Citizens Investor Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 16, 2003	Jul 7, 2016 (4678 d)
Geoffrey Colin Turner	First Citizens Investor Services, Inc. other	Ncf Financial Services, Inc. unclassified	Other	May 19, 2003	May 27, 2003
Lori Barber	First Citizens Investor Services, Inc. other	Bb&T Investment Services, Inc. no RAUM	Other	Feb 11, 2003	Feb 13, 2003

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240 moves match.