DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hantz Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zeina ZahrHantz Financial Services, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseSep 14, 2022Oct 12, 2022
Thomas Gregory WlochHantz Financial Services, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 9, 2022Sep 9, 2022
Kyle Robert HallHantz Financial Services, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 9, 2022Sep 9, 2022
Mackenzey SmithHantz Financial Services, Inc. independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJun 23, 2022Oct 7, 2022 (106 d)
Brett Alan NaylorHantz Financial Services, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 13, 2022Sep 7, 2022 (86 d)
Charleen Nicole MauneHantz Financial Services, Inc. independent RIAC2 Private Wealth independent RIARIA to RIAMar 21, 2022Jul 6, 2022 (107 d)
Neil Allen ChidesterHantz Financial Services, Inc. independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2022Jan 17, 2024 (674 d)
Jared Edward PaughHantz Financial Services, Inc. independent RIAHuntington Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2022Aug 16, 2023 (534 d)
David Taylor HillHantz Financial Services, Inc. independent RIASecurian Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Feb 3, 2022
Conor William WaltersHantz Financial Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2021Oct 29, 2021
William SzlagHantz Financial Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 4, 2021Oct 14, 2021
Christian E RagsdaleHantz Financial Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 27, 2021Oct 19, 2021
Bailey DavisHantz Financial Services, Inc. independent RIASecurian Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 9, 2021Oct 8, 2021
Brandon A ThomasHantz Financial Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseAug 12, 2021Oct 7, 2021 (56 d)
Joseph Patrick McallisterHantz Financial Services, Inc. independent RIASterling Wealth Management, Inc. independent RIARIA to RIAJul 15, 2021Sep 15, 2021 (62 d)
Andrew Russell AndersonHantz Financial Services, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 18, 2021May 24, 2021
Brian David SockowHantz Financial Services, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJan 18, 2021May 24, 2021 (126 d)
Nabil ShurafaHantz Financial Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 12, 2020Jun 10, 2020
Cameron HatfieldHantz Financial Services, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 2, 2020Jul 28, 2026 (2247 d)
Andrew Joseph SheardHantz Financial Services, Inc. independent RIACentaurus Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 26, 2020Jun 16, 2020
Divisha KapurHantz Financial Services, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 5, 2020May 5, 2020
Ryan Carl SyrjalaHantz Financial Services, Inc. independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2020Dec 7, 2020 (250 d)
Larry T WoodHantz Financial Services, Inc. independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2020Aug 24, 2020 (178 d)
Michael Patrick MitchellHantz Financial Services, Inc. independent RIAOsaic Institutions, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 12, 2019Nov 3, 2021 (722 d)
Tatum Cassandra UeckeHantz Financial Services, Inc. independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 19, 2019Nov 18, 2020 (457 d)
Lori Elizabeth SwatsworthHantz Financial Services, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJul 8, 2019Jan 13, 2020 (189 d)
Tevin Thomas ShackelfordHantz Financial Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 19, 2019Nov 10, 2025 (2336 d)
Nameer W HannaHantz Financial Services, Inc. independent RIAEsi Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 13, 2019Jun 6, 2019
Jeremy Mitchell WilsonHantz Financial Services, Inc. independent RIAJ Wilson Wealth Management state registeredRIA to a state-registered adviserMay 9, 2019May 8, 2019
Ilirjan ShkurtiHantz Financial Services, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankApr 10, 2019Apr 23, 2019
Michael Vincent RecchiaHantz Financial Services, Inc. independent RIAQ3 Asset Management Corporation independent RIARIA to RIAMar 11, 2019Apr 4, 2019
Tyler Bradford BrownHantz Financial Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJan 22, 2019Dec 18, 2020 (696 d)
Phillip Michael DesantisHantz Financial Services, Inc. independent RIALPL Financial LLC independent RIARIA to RIAJan 18, 2019Jan 17, 2019
Jeffrey V CovertHantz Financial Services, Inc. independent RIAWealth For You Financial, LLC state registeredRIA to a state-registered adviserJan 7, 2019Sep 17, 2019 (253 d)
Leanne Nicole KovachHantz Financial Services, Inc. independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankNov 5, 2018Nov 11, 2019 (371 d)
Mark Raymond ReckerHantz Financial Services, Inc. independent RIARecker Financial LLC state registeredRIA to a state-registered adviserAug 23, 2018Apr 21, 2023 (1702 d)
James Allen WetherellHantz Financial Services, Inc. independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 16, 2018Oct 17, 2018 (93 d)
Alec HagenHantz Financial Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJun 14, 2018Jun 19, 2018
Randy Michael MalloyHantz Financial Services, Inc. otherLPL Financial LLC independent RIAOtherFeb 5, 2018Feb 5, 2018
Ryanmichael Kendrick GriffinHantz Financial Services, Inc. otherMML Investors Services, LLC BD affiliatedOtherJan 26, 2018Nov 9, 2018 (287 d)
Todd Andrew HowardHantz Financial Services, Inc. otherAdvice And Planning Services otherOtherNov 3, 2017Nov 15, 2017
Jennifer Austria BessenHantz Financial Services, Inc. otherAmeriprise Financial Services, LLC national BDOtherOct 27, 2017Oct 26, 2017
Bradford Mcgregor NewittHantz Financial Services, Inc. otherAdvice And Planning Services otherOtherOct 25, 2017Nov 29, 2017 (35 d)
Victor Charles DohertyHantz Financial Services, Inc. otherCig Asset Management, Inc. independent RIAOtherOct 9, 2017Oct 23, 2018 (379 d)
Kimberly Marie MartinHantz Financial Services, Inc. otherSorrento Pacific Financial, LLC otherOtherSep 19, 2017Sep 22, 2017
Dane William ColbergHantz Financial Services, Inc. otherOneamerica Securities, Inc. otherOtherJun 28, 2017Feb 2, 2018 (219 d)
Riley R. AndrenHantz Financial Services, Inc. otherTd Ameritrade, Inc. no RAUMOtherJan 13, 2017Feb 9, 2017
Jonathan Charles GossHantz Financial Services, Inc. otherUsaa Financial Planning Services no RAUMOtherJan 9, 2017Mar 10, 2017 (60 d)
Eric Steven GandyHantz Financial Services, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJan 4, 2017Jan 26, 2017
Alex Jay HossinkHantz Financial Services, Inc. otherRegal Investment Advisors LLC BD affiliatedOtherNov 18, 2016Nov 7, 2019 (1084 d)
David James LundHantz Financial Services, Inc. no RAUMSecurian Financial Services, Inc. otherOtherOct 31, 2016Nov 9, 2016
David Nelson DrysdaleHantz Financial Services, Inc. no RAUMMsi Financial Services, Inc. otherOtherOct 4, 2016Oct 18, 2016
Steven J RinggoldHantz Financial Services, Inc. no RAUMCetera Investment Advisers LLC otherOtherOct 4, 2016Sep 30, 2016
Brandon TramperHantz Financial Services, Inc. no RAUMCommonwealth Financial Network national BDOtherApr 27, 2016May 11, 2016
Bradley R JonesHantz Financial Services, Inc. no RAUMMsi Financial Services, Inc. otherOtherApr 22, 2016Apr 26, 2016
Jason Roy KuennenHantz Financial Services, Inc. no RAUMAmeriprise Financial Services, LLC national BDOtherApr 1, 2016Apr 5, 2016
Ellen Claire NaberHantz Financial Services, Inc. no RAUMAmeriprise Financial Services, LLC national BDOtherApr 1, 2016Apr 5, 2016
Anthony Thomas RecklingHantz Financial Services, Inc. no RAUMAmeriprise Financial Services, LLC national BDOtherFeb 24, 2016Oct 19, 2020 (1699 d)
Kevin KellyHantz Financial Services, Inc. no RAUMWells Fargo Advisors wirehouseOtherFeb 15, 2016Mar 4, 2016
Brandon David MccauleyHantz Financial Services, Inc. no RAUMComerica Securities otherOtherNov 5, 2015Nov 30, 2015
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176 moves match.