DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lincoln Investment

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joaquin C. LopezLincoln Investment independent RIALPL Financial LLC independent RIARIA to RIAMar 2, 2023Mar 3, 2023
Aaron DurdaLincoln Investment independent RIACapital Advisors, Ltd., LLC independent RIARIA to RIAMar 1, 2023Jul 23, 2022
Brandon LopezLincoln Investment independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseFeb 22, 2023Sep 5, 2023 (195 d)
Joseph Thomas NolaLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Apr 23, 2021
Michael J GarciaLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2023Aug 1, 2022
Steve Durant PontiffLincoln Investment independent RIASt. Bernard Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2022Jan 5, 2023
Mary P ZizumboLincoln Investment independent RIACapital Analysts otherOtherDec 31, 2022Mar 28, 2015
Jose GautierLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankDec 22, 2022Jul 30, 2018
John Conrad HaysLincoln Investment independent RIACaptrust institutionalOtherDec 22, 2022Jan 3, 2023
Tanner Jay BettsLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankDec 16, 2022Sep 28, 2018
Catherine A JohnsonLincoln Investment independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 15, 2022Aug 3, 2023 (231 d)
Robert C CapuanoLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankDec 8, 2022Sep 26, 2019
Tyler Caldwell CurtisLincoln Investment independent RIACapital Analysts otherOtherDec 8, 2022Nov 13, 2014
Michael Ara SarafianLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankDec 8, 2022May 25, 2021
Michael Gallagher CollinsLincoln Investment independent RIACapital Analysts otherOtherNov 28, 2022Apr 7, 2014
Justin Travis HardyLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankNov 17, 2022Jul 25, 2022
Luis Alejandro VeraLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankNov 17, 2022Aug 27, 2021
Matthew Allen PetersenLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankOct 27, 2022Aug 4, 2022
Bradley Dean WeemhoffLincoln Investment independent RIAArbor Point Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 24, 2022Nov 2, 2022
Andre La Monte ThomasLincoln Investment independent RIAElite-Pro Wealth Advisors LLC state registeredRIA to a state-registered adviserOct 11, 2022Oct 19, 2022
Ernest Brad HatleyLincoln Investment independent RIACapital Analysts otherOtherOct 10, 2022May 18, 2016
Julie Lynn SeifertLincoln Investment independent RIASei Investments Management Corp otherOtherOct 10, 2022Oct 20, 2022
Jarrod Levi MoreauLincoln Investment independent RIACapital Analysts otherOtherSep 29, 2022Jun 5, 2012
Kristin N DycusLincoln Investment independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 28, 2022Dec 21, 2022 (84 d)
Attilio Anthony FoschiniLincoln Investment independent RIACapital Analysts otherOtherSep 27, 2022Mar 10, 2015
Brett Thomas CiarloLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022Apr 15, 2015
Margherita Sandra FoschiniLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022Apr 15, 2015
Anne Marie SaguisagLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022May 27, 2015
Daniel Patrick CondonLincoln Investment independent RIAIntegrity Alliance, LLC independent RIARIA to RIASep 26, 2022Sep 25, 2022
Christopher Lawrence ClelandLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022May 20, 2015
Paul ShortierLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022Mar 10, 2017
Jay M SabotLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022Apr 29, 2014
Zachary David MeyerLincoln Investment independent RIAIntegrity Alliance, LLC independent RIARIA to RIASep 26, 2022Sep 26, 2022
Matthew DogaliLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2022Nov 13, 2019
James Thomas BeyerLincoln Investment independent RIAIntegrity Alliance, LLC independent RIARIA to RIASep 26, 2022Sep 23, 2022
Joseph Patrick MylotteLincoln Investment independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 31, 2022Sep 28, 2022
Anita Maria AdamsLincoln Investment independent RIALPL Financial LLC independent RIARIA to RIAAug 25, 2022Aug 29, 2022
Celenea Lynn BrewerLincoln Investment independent RIALPL Financial LLC independent RIARIA to RIAAug 25, 2022Aug 29, 2022
Gary Joel MendelowLincoln Investment independent RIALPL Financial LLC independent RIARIA to RIAAug 25, 2022Aug 28, 2022
Michael Joseph CayenLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2022Oct 30, 2019
Ricky BlackLincoln Investment independent RIAAccurate Wealth Management, LLC independent RIARIA to RIAAug 1, 2022Jan 17, 2025 (900 d)
James Mark CurryLincoln Investment independent RIACapital Analysts otherOtherAug 1, 2022Mar 23, 2016
Meredith Anne MussmannLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2022May 12, 2022
Aaron Anton MilneLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2022Jul 16, 2019
Kaleigh Ann PriceLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 24, 2022Jan 3, 2020
Charles PoseyLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 14, 2022Apr 18, 2022
William Gene BianchiLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankMay 13, 2022May 13, 2021
Scott NordstromLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankMay 13, 2022Feb 1, 2022
James Edward BelzLincoln Investment independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 5, 2022May 20, 2022
Steven Joseph KurtzLincoln Investment independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 5, 2022May 3, 2023 (393 d)
Katy Demarco BiddleLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherMar 28, 2022Jan 4, 2021
Allan Curtis ParlierLincoln Investment BD affiliatedBrookstone Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2022Mar 29, 2022
David LefebreLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherFeb 1, 2022May 13, 2021
Adam Keith FergusonLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherJan 24, 2022Jan 14, 2022
Nicholas John SchlagheckLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherJan 11, 2022Jun 26, 2020
Jack D BrannanLincoln Investment BD affiliatedCapital Analysts otherOtherJan 4, 2022Jun 5, 2012
Paul Timothy ReidyLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2021Nov 21, 2019
Lori Jean SiroLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2021May 13, 2021
Jared Reed WeissLincoln Investment BD affiliatedCapital Analysts otherOtherDec 3, 2021Apr 13, 2016
Korey Michael KnepperLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2021Mar 8, 2021
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555 moves match.