DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Client Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kiesha L EarleCapital Client Group, Inc. no RAUMEdward Jones national BDOtherNov 18, 2023Dec 12, 2024 (390 d)
Jefferson Francis BartleyCapital Client Group, Inc. no RAUMOrion Portfolio Solutions, LLC BD affiliatedOtherNov 13, 2023Jun 26, 2024 (226 d)
Tyler Andrew CashiolaCapital Client Group, Inc. no RAUMSei Investments Management Corp otherOtherOct 17, 2023Nov 15, 2023
Anthony James CamilleriCapital Client Group, Inc. no RAUMAmerican Portfolios Advisors, Inc BD affiliatedOtherOct 9, 2023Oct 19, 2023
Brooke A EvansCapital Client Group, Inc. no RAUMT. Rowe Price Associates, Inc. asset managerOtherOct 5, 2023Nov 3, 2023
Shane Michael FaganCapital Client Group, Inc. no RAUMReify Wealth Advisors, Inc. independent RIAOtherSep 15, 2023Mar 19, 2024 (186 d)
Austin Wallace ListCapital Client Group, Inc. no RAUMVictory Capital Management Inc. asset managerOtherSep 13, 2023Jan 17, 2024 (126 d)
Essie BonneyCapital Client Group, Inc. no RAUMAlliancebernstein L.P. asset managerOtherSep 7, 2023Feb 21, 2024 (167 d)
Ryan FeroCapital Client Group, Inc. no RAUMNorth Square Investments, LLC asset managerOtherJul 17, 2023Mar 13, 2025 (605 d)
Alexander John RokowskiCapital Client Group, Inc. no RAUMFrost Investment Advisors, LLC asset managerOtherJul 13, 2023Feb 27, 2024 (229 d)
Jason BrennemanCapital Client Group, Inc. no RAUMEdward Jones national BDOtherJul 13, 2023Aug 3, 2023
Casey Nicole AhrendsenCapital Client Group, Inc. no RAUMEp Wealth Advisors independent RIAOtherJul 7, 2023Sep 11, 2023 (66 d)
Amrit Ravi KathuriaCapital Client Group, Inc. no RAUMInvesco Advisers, Inc. asset managerOtherJul 5, 2023Mar 12, 2025 (616 d)
Edward Zachary TrevinoCapital Client Group, Inc. no RAUMBny Mellon Securities Corporation otherOtherJun 30, 2023Jul 7, 2023
Robert Lee BurchCapital Client Group, Inc. no RAUMLPL Financial LLC BD affiliatedOtherJun 16, 2023Jan 12, 2024 (210 d)
Joe Marcos ValenciaCapital Client Group, Inc. no RAUMMfs Institutional Advisors Inc. otherOtherMay 16, 2023Jul 25, 2023 (70 d)
Jack EvansCapital Client Group, Inc. no RAUMCommonwealth Financial Network national BDOtherMay 12, 2023May 11, 2023
Katarzyna Alicja JablonskiCapital Client Group, Inc. no RAUMVoya Investment Management Co. LLC otherOtherMay 9, 2023Aug 1, 2023 (84 d)
G. Michael CisterninoCapital Client Group, Inc. no RAUMSecurities America Advisors, Inc. BD affiliatedOtherMay 2, 2023Jun 7, 2023 (36 d)
Susan OmanCapital Client Group, Inc. no RAUMEmpower Advisory Group, LLC BD affiliatedOtherMay 2, 2023Jul 5, 2023 (64 d)
Jeff LowrieCapital Client Group, Inc. no RAUMSandhill Investment Management independent RIAOtherApr 17, 2023Jul 14, 2023 (88 d)
Gary Alan PeaceCapital Client Group, Inc. no RAUMEdward Jones national BDOtherApr 3, 2023Mar 7, 2024 (339 d)
David Kenn JacocksCapital Client Group, Inc. no RAUMLincoln Investment independent RIAOtherApr 3, 2023Aug 28, 2023 (147 d)
Jeffrey Allen OlsonCapital Client Group, Inc. no RAUMEdward Jones national BDOtherApr 3, 2023Apr 14, 2023
David ArchilaCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherJan 25, 2023Dec 18, 2024 (693 d)
Russell Winston TipperCapital Client Group, Inc. no RAUMEdward Jones national BDOtherDec 16, 2022May 20, 2023 (155 d)
Richard David MartinCapital Client Group, Inc. no RAUMSpc BD affiliatedOtherDec 5, 2022May 9, 2023 (155 d)
Anthony David WyzynajtysCapital Client Group, Inc. no RAUMEdward Jones national BDOtherOct 21, 2022Jun 5, 2025 (958 d)
Stephen James RossCapital Client Group, Inc. no RAUMDimensional Fund Advisors LP asset managerOtherOct 17, 2022Nov 21, 2022 (35 d)
Christopher James MulluceyCapital Client Group, Inc. no RAUMNuveen Asset Management, LLC otherOtherOct 14, 2022Oct 28, 2022
William Eagan FordCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherAug 15, 2022Sep 22, 2022 (38 d)
Mitchell Alan TofteCapital Client Group, Inc. no RAUMMfs Institutional Advisors Inc. otherOtherJul 19, 2022Aug 23, 2022 (35 d)
Connor Patrick SleinCapital Client Group, Inc. no RAUMEdward Jones national BDOtherJul 18, 2022Aug 22, 2022 (35 d)
Neil Navin AmirthaCapital Client Group, Inc. no RAUMNuveen Asset Management, LLC otherOtherJul 11, 2022Aug 26, 2022 (46 d)
Franklin Philip GouldCapital Client Group, Inc. no RAUMEmpower Advisory Group, LLC BD affiliatedOtherJul 5, 2022Aug 16, 2022 (42 d)
Sedric J BanksCapital Client Group, Inc. no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 17, 2022Aug 19, 2022 (63 d)
Collin Michael JeffersonCapital Client Group, Inc. no RAUMBlackrock Investment Management, LLC otherOtherMay 26, 2022Jun 16, 2022
Christian OconnorCapital Client Group, Inc. no RAUMCitigroup Global Markets Inc. BD affiliatedOtherMay 16, 2022Jul 6, 2022 (51 d)
Gilbert CastilloCapital Client Group, Inc. no RAUMOsaic Wealth, Inc. BD affiliatedOtherMay 9, 2022Aug 15, 2022 (98 d)
Brandon Paul GradyCapital Client Group, Inc. no RAUMEmpower Advisory Group, LLC BD affiliatedOtherMar 22, 2022Aug 16, 2024 (878 d)
Nicholas Charles LiberiCapital Client Group, Inc. no RAUMNuveen Asset Management, LLC otherOtherMar 14, 2022Aug 1, 2022 (140 d)
Claudette GrantCapital Client Group, Inc. no RAUMBlackrock Investment Management, LLC otherOtherFeb 15, 2022Apr 6, 2022 (50 d)
Connor SimpkinsCapital Client Group, Inc. no RAUMBuckingham Strategic Wealth, LLC independent RIAOtherDec 6, 2021Feb 15, 2022 (71 d)
Matthew Stephen CameronCapital Client Group, Inc. no RAUMCitizens Securities, Inc. BD affiliatedOtherNov 18, 2021Nov 18, 2021
Robert Parker MoffettCapital Client Group, Inc. no RAUMOlive Ridley Private Client Services LLC unclassifiedOtherOct 22, 2021Mar 15, 2023 (509 d)
Robert Landon PattersonCapital Client Group, Inc. no RAUMOrion Portfolio Solutions, LLC BD affiliatedOtherOct 14, 2021Aug 21, 2023 (676 d)
Daniel Aaron FritzCapital Client Group, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherAug 16, 2021Sep 28, 2021 (43 d)
Melania MccarleyCapital Client Group, Inc. no RAUMAmerican Beacon Advisors, Inc. otherOtherJul 20, 2021Dec 6, 2021 (139 d)
David Michael BeneventoCapital Client Group, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherApr 13, 2021May 11, 2021
Michele Dominique ReinerCapital Client Group, Inc. no RAUMDimensional Fund Advisors LP asset managerOtherApr 12, 2021Dec 14, 2022 (611 d)
Steven Terrell MahanCapital Client Group, Inc. no RAUMCapital Insight Partners, LLC independent RIAOtherJan 10, 2021Feb 24, 2021 (45 d)
Jesse Mitchell FrazierCapital Client Group, Inc. no RAUMOsaic Wealth, Inc. BD affiliatedOtherAug 13, 2020Aug 13, 2020
Tom M. GenglerCapital Client Group, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJun 5, 2020Jul 23, 2020 (48 d)
Tyler James MillerCapital Client Group, Inc. no RAUMFrost Investment Advisors, LLC asset managerOtherMar 2, 2020Sep 1, 2020 (183 d)
Thomas Jon PiazziCapital Client Group, Inc. no RAUMAssetmark, Inc. BD affiliatedOtherJan 13, 2020Feb 26, 2020 (44 d)
Thomas L SmithCapital Client Group, Inc. no RAUMOneamerica Securities, Inc. BD affiliatedOtherDec 16, 2019Feb 26, 2020 (72 d)
Kenneth John HargreavesCapital Client Group, Inc. no RAUMWealthgen Advisors, LLC independent RIAOtherDec 9, 2019Jun 15, 2021 (554 d)
Caleb Scott McsorleyCapital Client Group, Inc. no RAUMWela Financial Advisory independent RIAOtherDec 9, 2019Jan 16, 2020 (38 d)
Kevin SuenCapital Client Group, Inc. no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 18, 2019May 8, 2020 (172 d)
Gareth William VazCapital Client Group, Inc. no RAUMDimensional Fund Advisors LP asset managerOtherOct 21, 2019Dec 16, 2019 (56 d)
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165 moves match.