DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fifth Third Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Richard Merrill | Fifth Third Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 17, 2025 |
| Kendall M Vander Meulen | Fifth Third Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 17, 2025 |
| Richard A Homrich | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 16, 2025 | Sep 1, 2025 (228 d) |
| Corey Kelva | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2025 | Jan 27, 2025 |
| Colin Douglas Snyder | Fifth Third Securities, Inc. BD affiliated | Vestia Personal Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2025 | Jan 15, 2025 |
| Justin D Mager | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jan 14, 2025 |
| Hanna R Haison | Fifth Third Securities, Inc. BD affiliated | Captrust institutional | Other | Dec 23, 2024 | Jan 24, 2025 (32 d) |
| David Bossov | Fifth Third Securities, Inc. BD affiliated | Quartz Partners Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Apr 1, 2025 (102 d) |
| Andrew Kelley | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Jan 6, 2025 |
| Terrence Newman | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2024 | Dec 10, 2024 |
| Justin Reynolds | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2024 | Dec 10, 2024 (43 d) |
| Joseph Henry Westendorf | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Oct 28, 2024 |
| Taylor Turner | Fifth Third Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 21, 2024 | Nov 15, 2024 |
| Stephanie N May | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 8, 2024 | Oct 16, 2024 |
| Anthony Bosco | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Sep 13, 2024 |
| David Engstrom | Fifth Third Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 30, 2024 |
| Alain Bahram Brown | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2024 | Jul 29, 2024 |
| Adam Zachary Taylor | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2024 | Jul 29, 2024 |
| Drew Tuchfarber | Fifth Third Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 22, 2024 | Nov 12, 2024 (113 d) |
| Ross Jacob Price | Fifth Third Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Aug 29, 2025 (410 d) |
| Joseph James Coniglio | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2024 | Mar 7, 2025 (267 d) |
| John Dwain Gedwill | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Aug 8, 2024 (57 d) |
| Matthew James Russell | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Jun 4, 2024 |
| Cynthia Stahr | Fifth Third Securities, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2024 | Jun 26, 2024 |
| Jamel Parks | Fifth Third Securities, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2024 | May 6, 2024 |
| Thomas Earl Matug | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2024 | May 7, 2024 |
| Michael Kuhn | Fifth Third Securities, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 9, 2024 |
| Charles Smith | Fifth Third Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Apr 29, 2024 |
| Anthony Gigliotti | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2024 | May 16, 2024 |
| Benjamin Marion Woodall | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2024 | Nov 22, 2024 (219 d) |
| Joshua Tyler Reynolds | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 26, 2024 |
| Iryna Barkley | Fifth Third Securities, Inc. BD affiliated | Nicolet Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2024 | Jan 24, 2025 (284 d) |
| Andrew Lincoln Williams | Fifth Third Securities, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2024 | Apr 10, 2024 |
| Val Janschutz | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 2, 2024 |
| Steven Christopher Ruta | Fifth Third Securities, Inc. BD affiliated | Neuberger Berman Bd LLC no RAUM | Other | Mar 27, 2024 | Apr 7, 2025 (376 d) |
| Hugh William Rhodes | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 21, 2024 |
| John Sutton | Fifth Third Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Sep 4, 2026 (906 d) |
| Patricia Lopez | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Mar 7, 2024 |
| Samantha N Petter | Fifth Third Securities, Inc. BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2024 | Mar 22, 2024 (35 d) |
| Daniel Owens | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Dec 13, 2024 (302 d) |
| Steve Lee Townsend | Fifth Third Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Mar 18, 2024 (42 d) |
| Jennifer Larsen | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Feb 14, 2024 |
| Jami Mansour | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Apr 11, 2024 (78 d) |
| Kathy Kirkman Sperry | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 17, 2024 | Jan 15, 2024 |
| Michael John Meyer | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Jan 10, 2024 |
| William Robert Mericle | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Jan 11, 2024 |
| Richard A Critelli | Fifth Third Securities, Inc. BD affiliated | Jaffe Tilchin Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2023 | Mar 11, 2024 (80 d) |
| Anthony J. Riscili | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 18, 2023 | Feb 7, 2024 (51 d) |
| Jason Scott Austerman | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 29, 2023 |
| Mary Kay Cunningham | Fifth Third Securities, Inc. BD affiliated | 9258 Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2023 | Dec 12, 2023 |
| Ann J Wilson | Fifth Third Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Nov 20, 2023 |
| Barry Stuart Kemp | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 16, 2023 |
| Jessica L Caden | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 16, 2023 |
| Kelly Mcclain Kemp | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 16, 2023 |
| Ryan Mccarthy | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 25, 2023 |
| Shawn Thomas Healy | Fifth Third Securities, Inc. BD affiliated | Henrickson Nauta Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Oct 6, 2023 |
| Louis M Feinberg | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2023 | Oct 16, 2023 |
| Andrew Fealy Uchtman | Fifth Third Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 5, 2023 |
| Edwin Joseph Feinour | Fifth Third Securities, Inc. BD affiliated | Zwj Investment Counsel Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Apr 22, 2024 (230 d) |
| Jonathan Adams | Fifth Third Securities, Inc. BD affiliated | Mainstreet Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2023 | Sep 6, 2023 |
1,257 moves match.