DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fifth Third Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Gregory Stitt | Fifth Third Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 23, 2023 | Aug 18, 2023 |
| Caleb Joe Casto | Fifth Third Securities, Inc. BD affiliated | Axxcess Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2023 | Aug 4, 2023 |
| Nathan Abbott | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Aug 23, 2023 |
| Matthew Michael Barnett | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2023 | Feb 29, 2024 (216 d) |
| Patricia A Gomes | Fifth Third Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2023 | Aug 3, 2023 |
| Summer Shkoukani | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2023 | Jul 21, 2023 |
| Levi Reigler | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2023 | Jul 7, 2023 |
| Randie Sue Hagelman | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2023 | Jul 5, 2023 |
| Scott Best | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2023 | Jul 21, 2023 |
| Yisel Sanchez Pena | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Jul 25, 2023 |
| Shaun Smith | Fifth Third Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 23, 2023 |
| Jeffrey Dennis | Fifth Third Securities, Inc. BD affiliated | Foguth Wealth Management, LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 26, 2023 | Sep 12, 2023 (78 d) |
| Jason Lee Chabek | Fifth Third Securities, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Aug 16, 2023 (63 d) |
| Lisabeth Thiessen | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2023 | Jul 14, 2023 (31 d) |
| Susan Claywell | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | Jul 14, 2023 (45 d) |
| Melinda Kathaleen Beier | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 25, 2023 | May 19, 2023 |
| Karl Zimmerman | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 24, 2023 |
| Nathan Scott Smith | Fifth Third Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | May 22, 2023 |
| Karen L Heddle | Fifth Third Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 2, 2023 | Apr 28, 2023 |
| Erick Primero | Fifth Third Securities, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Apr 13, 2023 |
| Lucas J. Hiler | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2023 | Apr 28, 2023 |
| Ryan Mclain | Fifth Third Securities, Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Apr 7, 2023 |
| Eric Thomas Saddler | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2023 | Mar 27, 2023 |
| Dinitia Yvonne Cazy | Fifth Third Securities, Inc. BD affiliated | Exemplar Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 24, 2023 | May 11, 2023 (48 d) |
| Anthony A Gacs | Fifth Third Securities, Inc. BD affiliated | Wintrust Investments mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2023 | Mar 16, 2023 |
| Julio E Levisohn | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2023 | Apr 26, 2023 (36 d) |
| Matthew D Cole | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2023 | Mar 6, 2023 |
| John Obrien | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2023 | Oct 18, 2023 (226 d) |
| Jesse Leonardo | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2023 | Feb 23, 2023 |
| John T Morrow | Fifth Third Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2023 | Aug 2, 2023 (177 d) |
| Mirko Reithofer | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Feb 6, 2023 |
| Mario Bear | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Aug 10, 2023 (188 d) |
| Danny R Jackson | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2023 | Feb 22, 2023 (33 d) |
| Brian Thomas Blair | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2023 | Jan 24, 2023 |
| Steven Harrison | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 10, 2023 |
| Drewry Isaacson | Fifth Third Securities, Inc. BD affiliated | Cwa Asset Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2023 | Jan 6, 2023 |
| Stacy J Bromann | Fifth Third Securities, Inc. BD affiliated | The Dala Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2023 | Jan 4, 2023 |
| Ryan Matthew Beishuizen | Fifth Third Securities, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2022 | Dec 14, 2022 |
| Bryan Repishti | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2022 | Apr 6, 2023 (115 d) |
| Samuel Odonnell | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Oct 2, 2025 (1029 d) |
| Neha Maithani | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Apr 26, 2023 (139 d) |
| Khalil Rammal | Fifth Third Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Dec 11, 2022 |
| Luke E Gerald | Fifth Third Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 1, 2022 | Jan 30, 2023 (60 d) |
| Trista M Allison | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2022 | Nov 22, 2022 |
| James Neal Beckman | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2022 | Nov 28, 2022 |
| Rebecca Gruber | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2022 | Nov 18, 2022 |
| Nanci Marie Spires | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2022 | Nov 28, 2022 |
| Danielle E Tieman | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2022 | Jan 3, 2023 (50 d) |
| Leeda Rose Dublo | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2022 | Nov 4, 2022 |
| Bruce Allen Corsaro | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2022 | Nov 3, 2022 |
| Scott Michael Myers | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 | Nov 1, 2022 |
| Michael Gary Argenbright | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2022 | Oct 27, 2022 |
| Marques Williams | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2022 | Feb 25, 2025 (855 d) |
| Tyler W Ross | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2022 | Dec 14, 2022 (57 d) |
| Lynard Eugene Holland | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2022 | Oct 18, 2022 |
| Matthew Horne | Fifth Third Securities, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2022 | Oct 19, 2022 |
| Marcy Rae Bibler | Fifth Third Securities, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Nov 4, 2022 |
| James Bowser | Fifth Third Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 3, 2022 | Sep 30, 2022 |
| Dale E. Darr | Fifth Third Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 27, 2022 | Oct 18, 2022 |
| Phillip Anthony Hogan | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2022 | Oct 25, 2022 |
1,257 moves match.