DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mason Schauer | Ameriprise Financial Services, LLC national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 16, 2025 |
| Jareese Quatez Williams | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Oct 1, 2025 |
| Benjamin Robert Bigler | Ameriprise Financial Services, LLC national BD | Aspenridge Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 12, 2025 | Sep 10, 2025 |
| Peyton Bruce | Ameriprise Financial Services, LLC national BD | Aspenridge Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 12, 2025 | Sep 10, 2025 |
| William J Sosniecki | Ameriprise Financial Services, LLC national BD | Perennial Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2025 | Nov 3, 2025 (52 d) |
| Thomas Christopher Russell | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2025 | Sep 4, 2025 |
| Andrew Bradley Baker | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2025 | Sep 5, 2025 |
| Philip Thomas Christner | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2025 | Sep 4, 2025 |
| Kevin D Mckay | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2025 | Sep 4, 2025 |
| Christopher D Guzman | Ameriprise Financial Services, LLC national BD | Hub Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2025 | Sep 24, 2025 |
| Aaron Burt Austin | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2025 | Sep 4, 2025 |
| Brandon Macho | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 11, 2025 | Oct 17, 2025 (36 d) |
| Stephen Albert Zahka | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Sep 17, 2025 |
| Edward Clarke Puglise | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2025 | Sep 4, 2025 |
| Laura Michelle Mc Mahon | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2025 | Sep 4, 2025 |
| John Gorny Bradley | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Feb 24, 2026 (167 d) |
| Mason Whitted | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2025 | Sep 4, 2025 |
| Daniel Lee Ferguson | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Aug 29, 2025 |
| Joseph Isidro Laxamana | Ameriprise Financial Services, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 16, 2025 |
| Justin Penzell | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 9, 2025 | Feb 23, 2026 (167 d) |
| Jeffrey Zenger | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2025 | Sep 4, 2025 |
| Greggory Keele | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2025 | Sep 4, 2025 |
| Anthony Tremblay | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Oct 7, 2025 |
| Jeremy L Darstek | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 2, 2025 |
| Benjamin Joseph Hoeing | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2025 | Sep 4, 2025 |
| Branden John Clayton | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2025 | Sep 4, 2025 |
| Scott Wiley | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 19, 2025 |
| Myles Vincent Oliver | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 4, 2025 |
| Judith Amanda Leeth | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 2, 2025 |
| Tracy M Peatling | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Aug 29, 2025 |
| Aaron Henry Greer | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 4, 2025 | Apr 23, 2026 (231 d) |
| Andrew Thomas Holden | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2025 | Sep 19, 2025 |
| Gregory Scott Shuman | Ameriprise Financial Services, LLC national BD | Altitude Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2025 | Sep 30, 2025 |
| Richard Arthur Wadatz | Ameriprise Financial Services, LLC national BD | Global Retirement Partners LLC institutional | Other | Sep 2, 2025 | May 4, 2026 (244 d) |
| Elaine Marie Mclaughlin | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Oct 22, 2025 (50 d) |
| Raul Bencomo | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Aug 28, 2025 |
| Gregory Richard Siers | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2025 | Sep 3, 2025 |
| Omar Chavez | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Aug 28, 2025 |
| Jayson Allen Fradenburg | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Oct 20, 2025 (53 d) |
| Brett James Clark | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Aug 20, 2025 |
| Michael David Barth | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Aug 28, 2025 |
| Bradley Cooper | Ameriprise Financial Services, LLC national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Aug 22, 2025 |
| William Robert Sample | Ameriprise Financial Services, LLC national BD | Preisz Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2025 | Sep 30, 2025 (34 d) |
| William Casen Guge | Ameriprise Financial Services, LLC national BD | Cetera Planning Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2025 | Sep 22, 2025 |
| Joshua Blaine Lee | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Aug 22, 2025 |
| Matthew Davis Madison | Ameriprise Financial Services, LLC national BD | Wave Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2025 | Sep 15, 2025 |
| Lucas Jordan | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Aug 29, 2025 |
| Donald Paul Johannes | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Aug 22, 2025 |
| Emmett Russell Ray | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Aug 22, 2025 |
| Michael Joseph Uvenio | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Aug 22, 2025 |
| Mark Allen Oglesby | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Aug 26, 2025 |
| Matthew Bingham | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Aug 21, 2025 |
| Tracy Neal Adams | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2025 | Jan 31, 2026 (162 d) |
| Travis Lee Maraney | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Aug 22, 2025 |
| Glenn P. Arnold | Ameriprise Financial Services, LLC national BD | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2025 | Dec 10, 2025 (112 d) |
| Christian Carson Carey | Ameriprise Financial Services, LLC national BD | Golden Reserve Retirement, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2025 | Nov 24, 2025 (96 d) |
| Brogan Chet Walters | Ameriprise Financial Services, LLC national BD | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2025 | Aug 22, 2025 |
| James Edward Herbert | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2025 | Sep 15, 2025 |
| Patricia Anne Donald | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Oct 14, 2025 (55 d) |
| Rebecca Nathe | Ameriprise Financial Services, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Nov 20, 2025 (93 d) |