DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Schulte | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jan 29, 2025 |
| Allison Marie Gruesbeck | Ameriprise Financial Services, LLC national BD | Elser Financial Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2025 | Jan 27, 2025 |
| James Raymond Newman | Ameriprise Financial Services, LLC national BD | Org Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2025 | Feb 3, 2025 |
| Helen Carol Tanner | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Mar 5, 2025 (33 d) |
| Brett Weaver | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2025 | Jan 24, 2025 |
| Isabella Grace Wakeman | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2025 | Feb 20, 2025 |
| Jose Henry Mercy | Ameriprise Financial Services, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Feb 28, 2025 |
| Jonathan Anongos Lucas | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 29, 2025 |
| Daniel Page Misenhimer | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Mar 13, 2025 (42 d) |
| Melissa Toler Short | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 29, 2025 |
| John Philip Edgar | Ameriprise Financial Services, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Feb 25, 2025 |
| Jared Bryce Roskelley | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jan 27, 2025 |
| Kyle Lee Robertson | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jan 27, 2025 |
| Matthew Joseph Tinyo | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Feb 3, 2025 |
| Alec Bouchee | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2025 | Jan 23, 2025 |
| Gabriel M Flugrad | Ameriprise Financial Services, LLC national BD | Essex Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Apr 21, 2025 (84 d) |
| Kara Marie Branson | Ameriprise Financial Services, LLC national BD | Singer Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2025 | Jul 7, 2026 (529 d) |
| Thomas Richard Pasta | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jan 16, 2025 |
| Robert George Wilson | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2025 | Mar 15, 2024 |
| Chris Daniel Morin | Ameriprise Financial Services, LLC national BD | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2025 | Mar 15, 2024 |
| Caroline Taylor Dominguez | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Feb 13, 2025 |
| Dominic Kennedy | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Aug 22, 2025 (210 d) |
| Matthew Christopher Riley | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Nov 5, 2025 (285 d) |
| Jerome Caulk | Ameriprise Financial Services, LLC national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jan 17, 2025 |
| Teri Jo Jaeger | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 30, 2025 |
| Adam Yakubec | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jun 20, 2025 (148 d) |
| John P Beninato | Ameriprise Financial Services, LLC national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 23, 2025 |
| Christian James Andreoli | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jun 3, 2025 (131 d) |
| David Thor Hoppess | Ameriprise Financial Services, LLC national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2025 | Jan 22, 2025 |
| Jonathan Graham Williams | Ameriprise Financial Services, LLC national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2025 | Jan 17, 2025 |
| Mandy Colleen Savage | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 31, 2025 |
| Stephanie A Diebold | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 31, 2025 |
| Trey Mitchell Schuiteman | Ameriprise Financial Services, LLC national BD | State Farm Investment Management Corp. asset manager | Other | Jan 22, 2025 | Jun 19, 2025 (148 d) |
| Mark Edward Muir | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 13, 2025 |
| Kevin Voelling | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 16, 2025 |
| Tayler Honeycutt | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 23, 2025 |
| Brian Michael Megibow | Ameriprise Financial Services, LLC national BD | Fourstar Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2025 | Jan 29, 2025 |
| Connor Richard Emmert | Ameriprise Financial Services, LLC national BD | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2025 | Feb 27, 2025 (42 d) |
| Ethan Gabriel Ghetti Blum | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Jun 18, 2025 (153 d) |
| Zachary Atasi | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 15, 2025 | Mar 17, 2025 (61 d) |
| John Joseph Kennedy | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 9, 2025 |
| Kathleen Christine Laverde | Ameriprise Financial Services, LLC national BD | Horan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2025 | Jan 8, 2025 |
| Brittanie Washington | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2025 | Feb 3, 2025 |
| Michael Taylor Priest | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2025 | Jan 22, 2025 |
| Tanner Phelps | Ameriprise Financial Services, LLC national BD | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Jan 7, 2025 |
| Kristjan Sokoli | Ameriprise Financial Services, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jul 9, 2025 (184 d) |
| Sherald E Hill | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Apr 24, 2025 (111 d) |
| Michelle M Giovanelli | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Jan 16, 2025 |
| Tercel Cameron West | Ameriprise Financial Services, LLC national BD | Favor Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Feb 5, 2025 (34 d) |
| Shellie Ann Greer | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Oct 21, 2025 (294 d) |
| Darren Patrick Smith | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 14, 2025 |
| Michael Ralph Winter | Ameriprise Financial Services, LLC national BD | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2024 | Jan 7, 2025 |
| Maria Esther Uribe | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2024 | Jan 13, 2025 |
| Leor Solomon | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2024 | Jan 14, 2025 |
| Neville Eric Melvin | Ameriprise Financial Services, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Jan 15, 2025 |
| Nicole Phui Vong | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Feb 3, 2025 (45 d) |
| Sara Marie Reddington | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Jan 2, 2025 |
| Ann Katherine Ledyard | Ameriprise Financial Services, LLC national BD | Hatcher Capital Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2024 | Jun 12, 2025 (175 d) |
| Vincent Altstaetter | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Jan 2, 2025 |
| Noah Schettini | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Jan 22, 2025 (34 d) |