DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Equitable Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas Lawrence HoukEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 28, 2026Jul 6, 2026 (69 d)
Neal Vincent CampagnaEquitable Advisors, LLC national BDLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2026Apr 20, 2026
Benjamin DrechslerEquitable Advisors, LLC national BDRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherApr 27, 2026Aug 10, 2026 (105 d)
Amelia PetreeEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 24, 2026Jun 5, 2026 (42 d)
Ethan RyderEquitable Advisors, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseApr 24, 2026May 15, 2026
Jennifer EarnestEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 23, 2026Apr 23, 2026
Shania MasonEquitable Advisors, LLC national BDUnited Brokerage Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2026May 4, 2026
Austin Sanjiv DaveEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseApr 22, 2026Aug 14, 2026 (114 d)
Edward KerriskEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 22, 2026Apr 22, 2026
Timothy Andrew FieldsEquitable Advisors, LLC national BDEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 22, 2026May 5, 2026
Harrison Eli VogelEquitable Advisors, LLC national BDMercer Global Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2026May 20, 2026
Johnathan ThimodoEquitable Advisors, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseApr 22, 2026Jul 20, 2026 (89 d)
Elizabeth Ann AlamilloEquitable Advisors, LLC national BDWela Financial Advisory independent RIAAffiliated broker-dealer or bank to independent RIAApr 21, 2026May 11, 2026
Michael David Carlos GonzalezEquitable Advisors, LLC national BDShuster Advisory Group, LLC institutionalOtherApr 21, 2026May 18, 2026
Ethan KozelEquitable Advisors, LLC national BDT. Rowe Price Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2026Jun 8, 2026 (49 d)
Max BjurlinEquitable Advisors, LLC national BDAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2026May 7, 2026
Garett Robert PerdueEquitable Advisors, LLC national BDRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2026May 11, 2026
Glenn SullivanEquitable Advisors, LLC national BDArcadia Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2026May 1, 2026
Yoko Chris WhittakerEquitable Advisors, LLC national BDAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherApr 17, 2026May 14, 2026
Derek ZieziulaEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 17, 2026Jul 13, 2026 (87 d)
Eyan BaulEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 17, 2026May 7, 2026
Zachary Aaron SnyderEquitable Advisors, LLC national BDLPL Enterprise, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 16, 2026Apr 23, 2026
Cameron JacobyEquitable Advisors, LLC national BDCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherApr 16, 2026May 1, 2026
Jesse NewmanEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseApr 15, 2026May 11, 2026
Jeffrey MwongaEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 14, 2026Jun 4, 2026 (51 d)
Kevin SuarezEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 14, 2026Jun 9, 2026 (56 d)
Anh Dien VongEquitable Advisors, LLC national BDPrivate Advisor Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 14, 2026Jul 2, 2026 (79 d)
Kayla ConelliEquitable Advisors, LLC national BDCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2026May 6, 2026
Chandler MoellerEquitable Advisors, LLC national BDEversource Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2026Sep 17, 2026 (157 d)
Melanie VidetoEquitable Advisors, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 10, 2026Jul 22, 2026 (103 d)
Danner StephensonEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 10, 2026Jun 10, 2026 (61 d)
Andrew PokrikiEquitable Advisors, LLC national BDEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 10, 2026Jun 30, 2026 (81 d)
Reegan Ronald CapozzoliEquitable Advisors, LLC national BDLumida Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2026May 13, 2026 (33 d)
Robert Karl DrexelEquitable Advisors, LLC national BDCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherApr 10, 2026Apr 16, 2026
Adam Foster KingEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 10, 2026May 7, 2026
Dominic ChimientiEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 9, 2026May 29, 2026 (50 d)
Luca Luigi SolimenoEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2026Jul 21, 2026 (103 d)
Blake FanshierEquitable Advisors, LLC national BDCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherApr 9, 2026Apr 29, 2026
Michael Dean HerzogEquitable Advisors, LLC national BDThrivent Investment Management Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2026Apr 22, 2026
Logan Marshall RedeyEquitable Advisors, LLC national BDFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2026May 13, 2026 (35 d)
Christian PuleoEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 8, 2026Apr 27, 2026
Riley David AhlquistEquitable Advisors, LLC national BDAdvocate Investing Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2026Apr 23, 2026
Richard GardonEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 8, 2026Jun 24, 2026 (77 d)
Jenna Lena PasseriniEquitable Advisors, LLC national BDSax Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2026Apr 14, 2026
Liam Robert SawchukEquitable Advisors, LLC national BDUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseApr 8, 2026Jun 9, 2026 (62 d)
Gregory KirichenkoEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 7, 2026Apr 21, 2026
Cassidy Jo HirschEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 7, 2026May 8, 2026 (31 d)
Van W TrueEquitable Advisors, LLC national BDRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherApr 7, 2026May 4, 2026
Michael IrvinEquitable Advisors, LLC national BDEdward Jones national BDAffiliated broker-dealer or bank to anotherApr 7, 2026Apr 13, 2026
Karin Kamille LangwasserEquitable Advisors, LLC national BDThe Baldwin Group Wealth Advisors, LLC otherOtherApr 6, 2026Apr 22, 2026
Inga C WedderburnEquitable Advisors, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 6, 2026Apr 21, 2026
Talyn MitchellEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 6, 2026Apr 23, 2026
Tatum ZupnikEquitable Advisors, LLC national BDUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseApr 2, 2026Apr 28, 2026
Vincent LinEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 2, 2026Jun 16, 2026 (75 d)
Patrick Michael AlmondEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 2, 2026May 1, 2026
Luke HaddadEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 1, 2026Apr 23, 2026
James Louis GellmanEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 1, 2026Jun 6, 2026 (66 d)
Liam Prajapati PatelEquitable Advisors, LLC national BDCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 31, 2026Mar 25, 2026
Julian Brian MaEquitable Advisors, LLC national BDErnst & Young Investment Advisers Llp no RAUMOtherMar 31, 2026May 14, 2026 (44 d)
Garrett BuslerEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 30, 2026Apr 9, 2026
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6,259 moves match.