DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Daniel Zirakian | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Nov 12, 2021 |
| Courtney Amber Lovett | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Nov 5, 2021 |
| Troy Wallace Vandenbosch | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2021 | Nov 23, 2021 |
| Katie Renee Bosler | Raymond James & Associates, Inc. national BD | Apeiron independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2021 | Nov 29, 2022 (376 d) |
| Stephen Matthew Weber | Raymond James & Associates, Inc. national BD | Lake Street independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2021 | Nov 9, 2021 |
| William John Ryan | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 3, 2021 |
| Julie Bjorklund | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Jun 29, 2023 (594 d) |
| Julianne M Sundstrom | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2021 | Dec 13, 2021 (31 d) |
| Adam Bruce Butler | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2021 | Nov 12, 2021 |
| Brian Nicholas Degrado | Raymond James & Associates, Inc. national BD | Lake Street independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2021 | Nov 1, 2021 |
| Jordan Felix | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2021 | Oct 2, 2023 (690 d) |
| Amanda Jenkins | Raymond James & Associates, Inc. national BD | Mcdonald Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2021 | Nov 16, 2021 |
| Aaron Scott Belgard | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2021 | Nov 3, 2021 |
| Christopher Michael Mellon | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Jan 18, 2022 (78 d) |
| Logan Romano | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2021 | May 14, 2024 (925 d) |
| Chris Brattain Harrell | Raymond James & Associates, Inc. national BD | Cordgrass Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 29, 2021 | Oct 1, 2021 |
| Kelso Keith Huffman | Raymond James & Associates, Inc. national BD | The High Net Worth Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2021 | Oct 6, 2021 |
| Todd Dennis Lang | Raymond James & Associates, Inc. national BD | Vista Investment Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2021 | Nov 22, 2022 (389 d) |
| William Russell Hesmer | Raymond James & Associates, Inc. national BD | Cordgrass Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 29, 2021 | Oct 1, 2021 |
| Christopher Keith Lewis | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Oct 4, 2021 |
| Nkiruka Lazz-Onyenobi | Raymond James & Associates, Inc. national BD | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Oct 4, 2021 |
| Christopher Michael Bozas | Raymond James & Associates, Inc. national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Oct 18, 2021 |
| Phillip Michael Kline | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Oct 29, 2021 |
| Christina Hope Zimmer | Raymond James & Associates, Inc. national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Nov 3, 2021 |
| John William Pobanz | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Oct 4, 2021 |
| Donald Robert Mcelroy | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Oct 13, 2021 |
| Daniel R. De Jong | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 4, 2021 |
| Kimberly A Douglas | Raymond James & Associates, Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2021 | Nov 9, 2021 |
| Emily Marja Taylor | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 4, 2021 |
| Shane Robert Brown | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 11, 2021 |
| William Joseph Blanton | Raymond James & Associates, Inc. national BD | Tannin Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2021 | Oct 25, 2021 |
| Joseph Jordan Cunneff | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Oct 1, 2021 |
| Paul Boddie Elam | Raymond James & Associates, Inc. national BD | Cordgrass Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 12, 2021 | Oct 1, 2021 |
| Mark Conrad Dowd | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2021 | Oct 19, 2021 |
| Brian Michael Carroll | Raymond James & Associates, Inc. national BD | Cordgrass Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 12, 2021 | Oct 1, 2021 |
| Gina K. Ward | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2021 | Nov 2, 2021 |
| David J Strutzel | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2021 | Jun 29, 2023 (633 d) |
| Michael Mcmillan | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2021 | Jul 31, 2020 |
| Trevor Brent Schwartz | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2021 | Oct 4, 2021 |
| Ted William Stewart | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 4, 2021 | Sep 27, 2021 |
| Matthew Alan Stratton | Raymond James & Associates, Inc. national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2021 | Oct 8, 2021 |
| Brooke Miller | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2021 | Oct 28, 2021 |
| Sarah Stephenson | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2021 | May 4, 2023 (577 d) |
| Michael Philip Sotile | Raymond James & Associates, Inc. national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2021 | Nov 15, 2021 (42 d) |
| Mitchell Elliott Loper | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Sep 20, 2021 |
| Patrick Ryan Hargrove | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Sep 20, 2021 |
| Maxwell Donald Wolk | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Nov 1, 2021 (33 d) |
| Gustavo Isaac Masri | Raymond James & Associates, Inc. national BD | Alden Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2021 | Sep 16, 2021 |
| Golda Aku Hector | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2021 | Dec 21, 2021 (90 d) |
| William I Hargett | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2021 | Sep 21, 2021 |
| Pierce Barber | Raymond James & Associates, Inc. national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2021 | Sep 24, 2021 |
| Ariana Larriviere | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2021 | Feb 10, 2023 (506 d) |
| John Patrick Cook | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2021 | Sep 20, 2021 |
| Vincent Barron | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2021 | Feb 8, 2022 (144 d) |
| Arturo Rocha | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Sep 27, 2021 |
| Brandon John Marinelli | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Sep 2, 2021 |
| John M Tanner | Raymond James & Associates, Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Aug 25, 2021 |
| Stephen Mattison Bliss | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2021 | Aug 30, 2021 |
| Audra L Benge | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2021 | Sep 3, 2021 |
| Cameron John Gardner | Raymond James & Associates, Inc. national BD | Alliancebernstein L.P. other | Other | Sep 8, 2021 | Oct 4, 2021 |
2,771 moves match.