DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Mattison Bliss | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2021 | Aug 30, 2021 |
| Audra L Benge | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2021 | Sep 3, 2021 |
| Cameron John Gardner | Raymond James & Associates, Inc. national BD | Alliancebernstein L.P. other | Other | Sep 8, 2021 | Oct 4, 2021 |
| Elisabeth Rachel Schreiber | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2021 | Aug 30, 2021 |
| Marielle Stern | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2021 | Oct 18, 2021 (45 d) |
| Kimberly Ann Shepherd | Raymond James & Associates, Inc. national BD | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2021 | Sep 8, 2021 |
| Amanda Kate Scott | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2021 | Sep 8, 2021 |
| Derek Robert Marquis | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Aug 23, 2021 |
| Claire Cofer Friedrichs | Raymond James & Associates, Inc. national BD | Coker & Palmer independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Aug 13, 2021 |
| Adrienne Padavich | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Jul 14, 2025 (1421 d) |
| William Chase Sallade | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Aug 26, 2021 |
| Edward John Zbylut | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Sep 22, 2021 (36 d) |
| Jeffrey P Thompson | Raymond James & Associates, Inc. national BD | Heritage Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 17, 2021 | Jul 27, 2021 |
| Thomas Francis Daly | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2021 | Dec 14, 2021 (123 d) |
| Nathan Elby | Raymond James & Associates, Inc. national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Sep 20, 2021 (38 d) |
| Bradley James Brandon | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2021 | Oct 6, 2021 (54 d) |
| Luis Fernando Tascon | Raymond James & Associates, Inc. national BD | Cibest Capital Advisory Services LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 12, 2021 | Jul 13, 2022 (335 d) |
| Lindsey Crocker Meredith | Raymond James & Associates, Inc. national BD | Heritage Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 9, 2021 | Jul 26, 2021 |
| Matthew David Pardieck | Raymond James & Associates, Inc. national BD | Harbour Wealth Management Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 6, 2021 | Jun 9, 2021 |
| Ansley R Mellette | Raymond James & Associates, Inc. national BD | Harbour Wealth Management Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 6, 2021 | Jun 10, 2021 |
| Filipe Augusto De Barros Gusmao | Raymond James & Associates, Inc. national BD | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 16, 2021 |
| Sara Clough Allen | Raymond James & Associates, Inc. national BD | Foster Victor independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 9, 2021 |
| David Kent Holwadel | Raymond James & Associates, Inc. national BD | Heritage Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 5, 2021 | Jul 26, 2021 |
| George F Debnam | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Jul 26, 2021 |
| Chad James Runnels | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Aug 3, 2021 |
| Philip George Blumel | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Jul 29, 2021 |
| Christopher Lawrence Corley | Raymond James & Associates, Inc. national BD | Harbour Wealth Management Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 3, 2021 | Jun 4, 2021 |
| Lori Anne Mondello | Raymond James & Associates, Inc. national BD | Usaa Investment Services Company no RAUM | Other | Aug 2, 2021 | Aug 19, 2022 (382 d) |
| Marley Stone Landrum | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2021 | Jul 29, 2021 |
| Allen Michael White | Raymond James & Associates, Inc. national BD | Wintrust Investments mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2021 | Sep 28, 2021 (61 d) |
| Paul C. Salmore | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2021 | Jun 1, 2022 (316 d) |
| Candace Joyce Hedgepeth-Kim | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 20, 2021 | Jul 12, 2021 |
| Daniel Peer Docherty | Raymond James & Associates, Inc. national BD | Farview Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 20, 2021 | Sep 9, 2022 (416 d) |
| Gary Herskowitz | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2021 | Aug 3, 2021 |
| Jeffrey Stuart Kikoler | Raymond James & Associates, Inc. national BD | Golden Road Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 12, 2021 | May 14, 2021 |
| Hector E Pagan | Raymond James & Associates, Inc. national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2021 | Oct 21, 2021 (101 d) |
| Graham Colin Marshall | Raymond James & Associates, Inc. national BD | Wealthsource? independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2021 | Jul 1, 2021 |
| Melissa J Stewart | Raymond James & Associates, Inc. national BD | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2021 | Jul 1, 2021 |
| Sara Koshan | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 12, 2021 | Jul 8, 2021 |
| Robert Thomas Matheson | Raymond James & Associates, Inc. national BD | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2021 | Jul 2, 2021 |
| Nicholas Joseph Hughes | Raymond James & Associates, Inc. national BD | Cpc Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2021 | Aug 25, 2022 (409 d) |
| James Arthur Schmidt | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Jun 30, 2021 |
| Kevin Angers Caldwell | Raymond James & Associates, Inc. national BD | Golden Road Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 8, 2021 | May 14, 2021 |
| Eric Dayne Wheeler | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Jul 1, 2021 |
| Whitney Hull | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Jun 30, 2021 |
| Gary Lee Davis | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Jun 28, 2021 |
| Colleen Boggess | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Jun 29, 2021 |
| Janine Louise Trujillo | Raymond James & Associates, Inc. national BD | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Jun 15, 2021 |
| Tarah Raeann Mckenzie | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 24, 2021 | Jun 14, 2021 |
| Charles Durham Dodds | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 22, 2021 | Jun 15, 2021 |
| Adrian Fernando Dodds | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 22, 2021 | Jun 15, 2021 |
| James Michael Ford | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 17, 2021 | Jun 11, 2021 |
| Steven Myers | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | Jul 23, 2021 (38 d) |
| Harold Clark Jackson | Raymond James & Associates, Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Jun 3, 2021 |
| Niki Hondropoulos | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2021 | Jul 1, 2021 |
| Matthew David Strutzel | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Jun 29, 2023 (748 d) |
| Danica Marie Athanassiou | Raymond James & Associates, Inc. national BD | Empower Advisory Group, LLC other | Other | Jun 10, 2021 | Dec 21, 2021 (194 d) |
| Jordan Edward Grzesczyk | Raymond James & Associates, Inc. national BD | Cgn Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2021 | Jun 9, 2021 |
| Kevin C Calenzani | Raymond James & Associates, Inc. national BD | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2021 | Feb 27, 2026 (1723 d) |
| Frank Wayne Bailey | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2021 | Jun 7, 2021 |