| Klara Leon | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 9, 2015 | Feb 18, 2015 |
| Douglas Jeffrey Pruett | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 9, 2015 | Feb 13, 2015 |
| Daniel James Schreiner | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 29, 2015 | May 8, 2015 (99 d) |
| Theodore James Sturges | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 28, 2015 | Jan 27, 2015 |
| Michael Richard Lobeck | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC other | Other | Jan 26, 2015 | Feb 11, 2015 |
| Marie Fernande Somers | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jan 23, 2015 | Mar 3, 2015 (39 d) |
| Herbert Barrow Turner | Raymond James & Associates, Inc. national BD | Caprin Asset Management, LLC other | Other | Jan 20, 2015 | Jan 20, 2015 |
| Gregory Carsten Schmertmann | Raymond James & Associates, Inc. national BD | Truist Advisory Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 20, 2015 | Sep 9, 2016 (598 d) |
| Sean Wallace | Raymond James & Associates, Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jan 20, 2015 | Feb 11, 2016 (387 d) |
| Byron Michael Smith | Raymond James & Associates, Inc. national BD | Fifth Third Securities, Inc. other | Other | Jan 20, 2015 | Feb 10, 2015 |
| Cary Robert Kleinfield | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jan 14, 2015 | Jan 21, 2015 |
| Michael Vincent Vallee | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2015 | Jan 7, 2015 |
| Samantha Viola Trudell | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2015 | Jan 7, 2015 |
| George Jeffrey Edds | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 7, 2015 | Jan 6, 2015 |
| Jacqueline Beth Spiro | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2014 | Jan 16, 2015 |
| April Marie Sheldon | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2014 | Jan 14, 2025 (3667 d) |
| Shari S Winkelman | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2014 | Jan 8, 2015 |
| Jennifer Kathryn Collins | Raymond James & Associates, Inc. national BD | Stratos Wealth Partners, Ltd other | Other | Dec 23, 2014 | Feb 9, 2017 (779 d) |
| Danny Michael Bazar | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2014 | Dec 12, 2014 |
| Tad Moses | Raymond James & Associates, Inc. national BD | Valic Financial Advisors, Inc. other | Other | Dec 17, 2014 | Dec 15, 2014 |
| Michelle Ann Betancourt | Raymond James & Associates, Inc. national BD | Capital One Advisors, LLC no RAUM | Other | Dec 15, 2014 | Jan 29, 2015 (45 d) |
| Hal Carey Sussman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 12, 2014 | Dec 17, 2014 |
| Jay Richard Higgenbotham | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 20, 2014 | Nov 7, 2014 |
| Russell Anthony Ballew | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Nov 18, 2014 | Nov 25, 2014 |
| Charles Raymond Hardee | Raymond James & Associates, Inc. national BD | Independent Financial Partners other | Other | Nov 17, 2014 | Oct 28, 2015 (345 d) |
| Morgan Stanton Nix | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 11, 2014 | Nov 10, 2014 |
| Richard Alan Sampley | Raymond James & Associates, Inc. national BD | Bison Wealth, LLC other | Other | Nov 7, 2014 | Nov 3, 2014 |
| Lisa B Jaboro | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2014 | Nov 7, 2014 |
| Kent Brooks Monypeny | Raymond James & Associates, Inc. national BD | Independent Financial Partners other | Other | Nov 5, 2014 | Nov 2, 2015 (362 d) |
| Gregory Stuart Mcguire | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Nov 5, 2014 | Nov 6, 2014 |
| Jason Paul Dye | Raymond James & Associates, Inc. national BD | Mclean Asset Management Corp. other | Other | Nov 5, 2014 | Jan 15, 2015 (71 d) |
| Emily Netzel Reidenouer | Raymond James & Associates, Inc. national BD | Carroll Financial Associates Inc other | Other | Nov 4, 2014 | Dec 5, 2014 (31 d) |
| Jason Blair Davis | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Nov 3, 2014 | Dec 18, 2014 (45 d) |
| Dawn Michelle Brannon Braun | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 29, 2014 | Oct 30, 2014 |
| Justin Blake Beavers | Raymond James & Associates, Inc. national BD | Msi Financial Services, Inc. other | Other | Oct 29, 2014 | Nov 7, 2014 |
| Christopher Alan Vosmeier | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 23, 2014 | Oct 17, 2014 |
| Ronald Gene Looney | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 21, 2014 | Oct 17, 2014 |
| Jeremy Franklin Lloyd | Raymond James & Associates, Inc. national BD | Thurston Springer Financial other | Other | Oct 21, 2014 | Oct 28, 2014 |
| Amy Lane Burton | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 16, 2014 | Oct 17, 2014 |
| Travis Michael Mccloskey | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2014 | Oct 1, 2014 |
| Jennifer Melissa Desanto | Raymond James & Associates, Inc. national BD | Invest Financial Corporation other | Other | Oct 8, 2014 | Feb 11, 2015 (126 d) |
| Kevin Michael Gayle | Raymond James & Associates, Inc. national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2014 | Aug 8, 2022 (2861 d) |
| Michael B. Etheridge | Raymond James & Associates, Inc. national BD | Cornerstone Wealth Management, LLC other | Other | Oct 8, 2014 | Oct 20, 2014 |
| William Solomon Kass | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 3, 2014 | Sep 23, 2014 |
| Mark Francis Saran | Raymond James & Associates, Inc. national BD | North Shore Private Asset Management, LLC other | Other | Oct 1, 2014 | Apr 8, 2015 (189 d) |
| Zachary Dean Gladen | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2014 | Sep 12, 2014 |
| Kathleen Ortiz | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2014 | Sep 29, 2014 |
| Steven Jay Jacobson | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 15, 2014 | Sep 5, 2014 |
| Jessica Christine Rando | Raymond James & Associates, Inc. national BD | Neuberger Berman Bd LLC other | Other | Sep 11, 2014 | Sep 10, 2014 |
| Sheryl Pitre Counce | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 10, 2014 | Oct 9, 2014 |
| Christopher Charles Keen | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Sep 5, 2014 | Aug 29, 2014 |
| Arthur Currie Gray | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2014 | Aug 28, 2014 |
| Thomas J Harrington | Raymond James & Associates, Inc. national BD | Nfp Advisor Services, LLC other | Other | Aug 20, 2014 | Jul 30, 2014 |
| Sandro Odima Aristil | Raymond James & Associates, Inc. national BD | Queen City Investment Partners unclassified | Other | Aug 11, 2014 | Sep 14, 2017 (1130 d) |
| Deborah Edwards Tucker | Raymond James & Associates, Inc. national BD | B Riley Wealth Management other | Other | Aug 8, 2014 | Jul 29, 2014 |
| William Lee Harper | Raymond James & Associates, Inc. national BD | Crews & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2014 | Aug 6, 2014 |
| Emmett Russell Ray | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 5, 2014 | Aug 1, 2014 |
| Angela L Burns | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 30, 2014 | Aug 14, 2014 |
| Greg Joseph Kyles | Raymond James & Associates, Inc. national BD | Investment Advisors Corp other | Other | Jul 21, 2014 | Jan 28, 2015 (191 d) |
| Bradley Winsor Simmons | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 18, 2014 | Jul 16, 2014 |