| Kari Raeder Johnson | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 26, 2013 | Nov 12, 2013 |
| William Lynn Porter | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2013 | Nov 12, 2013 |
| Paul E. Daniels | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2013 | Nov 11, 2013 |
| Edward Alan Butler | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Nov 25, 2013 | Nov 26, 2013 |
| Ronald Scott Pyle | Raymond James & Associates, Inc. national BD | Prospera Financial Services, Inc. other | Other | Nov 19, 2013 | Nov 6, 2013 |
| Shawnda Marie Sparks | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 19, 2013 | Nov 15, 2013 |
| John Mcdowell Moore | Raymond James & Associates, Inc. national BD | Bb&T Securities, LLC other | Other | Nov 19, 2013 | Nov 19, 2013 |
| Steven Jude Wiltshire | Raymond James & Associates, Inc. national BD | Truist Advisory Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 14, 2013 | Oct 24, 2016 (1075 d) |
| John Douglas James | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 13, 2013 | May 30, 2014 (198 d) |
| William Ward Allen | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 6, 2013 | Oct 31, 2013 |
| Brent Patrick Nicks | Raymond James & Associates, Inc. national BD | B Riley Wealth Management other | Other | Oct 30, 2013 | Oct 14, 2013 |
| Jeffrey L Nova | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 24, 2013 | Oct 21, 2013 |
| D. Clarke Browne | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2013 | Oct 25, 2013 |
| Lauren Douglas Carpenter | Raymond James & Associates, Inc. national BD | Revolution Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2013 | May 27, 2026 (4604 d) |
| Gail Susanne Hoffman-Jackson | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2013 | Dec 17, 2014 (427 d) |
| Brian Joseph Cunningham | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2013 | Oct 10, 2013 |
| Natalie Joelle Chamoun | Raymond James & Associates, Inc. national BD | First Horizon Advisors, Inc other | Other | Oct 7, 2013 | Oct 28, 2013 |
| Brian Bennett Henderson | Raymond James & Associates, Inc. national BD | The Keystone Financial Alliance, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2013 | Oct 1, 2013 |
| Kyle Mitchell Mclaughlin | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2013 | Sep 23, 2013 |
| Suzanne Marie Frazier | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2013 | Sep 23, 2013 |
| Stephen M Ashworth | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2013 | Sep 23, 2013 |
| Terrence P Regan | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2013 | Sep 23, 2013 |
| Nicholas Paul Spiratos | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Sep 23, 2013 | Sep 23, 2013 |
| Charles Thomas Anglin | Raymond James & Associates, Inc. national BD | Cahaba Wealth Management, Inc. other | Other | Sep 5, 2013 | Aug 5, 2015 (699 d) |
| Stanley Lee Crisci | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 3, 2013 | Oct 3, 2013 |
| Jeffery Scott Burrus | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 30, 2013 | Aug 29, 2013 |
| Margaret Tiffany Tableriou | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 30, 2013 | Aug 29, 2013 |
| Jessica Michelle Atkinson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Aug 26, 2013 | Nov 12, 2013 (78 d) |
| Deborah Dutton Baldini | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Aug 23, 2013 | Aug 29, 2013 |
| Brian John Rowley | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2013 | Aug 23, 2013 |
| Jason David Bernstein | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2013 | Aug 15, 2013 |
| Michelle Booker Bennett | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2013 | Aug 2, 2013 |
| George S Mayer | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2013 | Aug 12, 2013 |
| Scott Bernard Arentsen | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2013 | Aug 12, 2013 |
| Wesley Hammond Lacey | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 8, 2013 | Aug 22, 2013 |
| Marc W Chait | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Aug 7, 2013 | Aug 5, 2013 |
| Ryan Owen Illingworth | Raymond James & Associates, Inc. national BD | Nuveen Asset Management, LLC other | Other | Aug 7, 2013 | Sep 5, 2013 |
| Kara Jaleen Proctor | Raymond James & Associates, Inc. national BD | Choreo, LLC other | Other | Aug 6, 2013 | Aug 12, 2013 |
| Carter R Hall | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2013 | Aug 23, 2013 |
| Hanson Douglas Street | Raymond James & Associates, Inc. national BD | Shelter Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2013 | Jan 23, 2015 (542 d) |
| Christopher Grant Keefe | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 26, 2013 | Jul 31, 2013 |
| Nelson Eddy Portobanco | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2013 | Jul 26, 2013 |
| Steven Charles Sapirstein | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Jul 17, 2013 | Jul 22, 2013 |
| Michael John Van Asten | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 12, 2013 | Jul 8, 2013 |
| Peter Johnston Wright | Raymond James & Associates, Inc. national BD | Lourdmurray other | Other | Jul 10, 2013 | Jul 12, 2013 |
| Jennifer Vallee Enlow | Raymond James & Associates, Inc. national BD | Lourdmurray other | Other | Jul 10, 2013 | Jan 28, 2016 (932 d) |
| Timothy Edward Eyerman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 5, 2013 | Jul 8, 2013 |
| Susan Lynn Hartman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 5, 2013 | Jul 26, 2013 |
| Scott Thomas Jones | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 5, 2013 | Jul 8, 2013 |
| Michael Drew Davenport | Raymond James & Associates, Inc. national BD | Cetera Investment Services LLC other | Other | Jul 5, 2013 | Jul 12, 2013 |
| Daniel Lee Greer | Raymond James & Associates, Inc. national BD | U.S. Bancorp Investments, Inc. other | Other | Jul 3, 2013 | Jun 28, 2013 |
| Christian John Leveque | Raymond James & Associates, Inc. national BD | Ccm Investment Advisers, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2013 | Aug 11, 2023 (3692 d) |
| William Bush Brown | Raymond James & Associates, Inc. national BD | Formidable Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2013 | Jun 25, 2013 |
| Charles Joseph Damico | Raymond James & Associates, Inc. national BD | Msi Financial Services, Inc. other | Other | Jul 1, 2013 | Nov 17, 2014 (504 d) |
| Kurt Jason Gunter | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 26, 2013 | Jun 21, 2013 |
| John Maurits Dapper | Raymond James & Associates, Inc. national BD | Holdfast Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 26, 2013 | Jun 25, 2013 |
| Tucker Paul Cory | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2013 | May 27, 2026 (4723 d) |
| David Ross Kristiansen | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 20, 2013 | Jun 20, 2013 |
| Elizabeth C Bertelsen | Raymond James & Associates, Inc. national BD | Global Financial Private Capital, Inc. other | Other | Jun 18, 2013 | Jun 14, 2013 |
| Alejandro Antonio Bueno | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC other | Other | Jun 17, 2013 | Feb 3, 2015 (596 d) |