DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Ramsay Ellis | Raymond James & Associates, Inc. national BD | Brighton Presidio Capital Management unclassified | Other | Nov 18, 2005 | Dec 16, 2005 |
| Dennis Brock Ashby | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Nov 8, 2005 | Oct 21, 2005 |
| Orvil John Elia | Raymond James & Associates, Inc. national BD | Fifth Third Securities, Inc. other | Other | Nov 8, 2005 | Jun 5, 2006 (209 d) |
| Christopher Gaith Demaria | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Oct 7, 2005 | Oct 14, 2005 |
| Sarah Elizabeth Boston | Raymond James & Associates, Inc. national BD | Valic Financial Advisors, Inc. other | Other | Oct 6, 2005 | May 2, 2006 (208 d) |
| Travis A Hutchinson | Raymond James & Associates, Inc. national BD | Hhm Wealth Advisors, LLC unclassified | Other | Sep 9, 2005 | Jul 5, 2006 (299 d) |
| Wilson Blanton Garnett | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 6, 2005 | Aug 22, 2005 |
| Michael Anthony Grisaffi | Raymond James & Associates, Inc. national BD | Bbva Compass Investment Solutions, Inc unclassified | Other | Aug 12, 2005 | Mar 1, 2010 (1662 d) |
| Christopher Shawn Elmore | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 8, 2005 | Aug 3, 2005 |
| Rex Clinton Whiteside | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Jul 26, 2005 | Jul 22, 2005 |
| Kevin Landis | Raymond James & Associates, Inc. national BD | Fsc Securities Corporation other | Other | Jul 21, 2005 | Jul 27, 2005 |
| Lamont Percell Parker | Raymond James & Associates, Inc. national BD | Fmsi Advisers other | Other | Jul 18, 2005 | Sep 22, 2005 (66 d) |
| Lucien Sanchez | Raymond James & Associates, Inc. national BD | Morgan Stanley Dw Inc. unclassified | Other | Jun 30, 2005 | Jun 20, 2005 |
| Conni Renee Mcewen | Raymond James & Associates, Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 19, 2005 | Aug 3, 2005 (76 d) |
| Larrie Dean Hoover | Raymond James & Associates, Inc. national BD | Morgan Stanley Dw Inc. unclassified | Other | Apr 27, 2005 | Apr 11, 2005 |
| David Joseph Hudson | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2005 | Apr 7, 2005 |
| Michael Thomas Mcfarland | Raymond James & Associates, Inc. national BD | Ameriprise Advisor Services, Inc. unclassified | Other | Mar 24, 2005 | Mar 15, 2005 |
| John Thomas Birney | Raymond James & Associates, Inc. national BD | Geneos Wealth Management, Inc. other | Other | Mar 7, 2005 | Mar 31, 2005 |
| James Edward Graham | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 11, 2005 | Feb 23, 2005 |
| Robert Anthony Piazza | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jan 10, 2005 | Jan 2, 2009 (1453 d) |
| Adam Steven Vertes | Raymond James & Associates, Inc. national BD | Advest, Inc. unclassified | Other | Jan 7, 2005 | Jan 19, 2005 |
| Mark Edward Kilbride | Raymond James & Associates, Inc. national BD | Klear Financial, Inc. unclassified | Other | Dec 1, 2004 | Feb 22, 2012 (2639 d) |
| James Mcgee Walker | Raymond James & Associates, Inc. national BD | Banc Of America Investment Services, Inc. unclassified | Other | Nov 23, 2004 | Nov 12, 2004 |
| Lawrence Gillum | Raymond James & Associates, Inc. national BD | Nuveen Fund Advisors, LLC other | Other | Nov 23, 2004 | Nov 30, 2004 |
| Jeffrey Steven Seltzer | Raymond James & Associates, Inc. national BD | Ameriprise Advisor Services, Inc. unclassified | Other | Nov 18, 2004 | Nov 2, 2004 |
| Paula Fontno Scales | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. other | Other | Oct 6, 2004 | Sep 22, 2004 |
| Jill Dyann Greiner | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. other | Other | Oct 6, 2004 | Sep 15, 2004 |
| Jaisuk Kim | Raymond James & Associates, Inc. national BD | Fifth Third Securities, Inc. other | Other | Sep 24, 2004 | Jan 25, 2005 (123 d) |
| Janet Schoenberger | Raymond James & Associates, Inc. national BD | Morgan Stanley Dw Inc. unclassified | Other | Aug 30, 2004 | Apr 27, 2006 (605 d) |
| Matthew Phillip Waldman | Raymond James & Associates, Inc. national BD | Divvi Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2004 | Feb 22, 2022 (6398 d) |
| Paul Fabian Bendersky | Raymond James & Associates, Inc. national BD | Morgan Stanley Dw Inc. unclassified | Other | Aug 17, 2004 | Jul 30, 2004 |
| Mark Coe Pendergrast | Raymond James & Associates, Inc. national BD | Stephens other | Other | Aug 10, 2004 | Nov 2, 2004 (84 d) |
| Shannon Nicole Boyd | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Aug 3, 2004 | Jan 2, 2009 (1613 d) |
| Matthew Brent Lytell | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC other | Other | Jun 21, 2004 | Jan 27, 2005 (220 d) |
| Dale Matthew Puruczky | Raymond James & Associates, Inc. national BD | Stratos Wealth Partners, Ltd other | Other | May 21, 2004 | May 4, 2012 (2905 d) |
| Jeanne L Hill | Raymond James & Associates, Inc. national BD | Park Avenue Securities LLC other | Other | May 21, 2004 | Jun 9, 2004 |
| Paul Mary Joseph Cooke | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 7, 2004 | Apr 16, 2004 |
| Mark Billings Ruleman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | May 6, 2004 | Apr 30, 2004 |
| Larissa Anna Poindexter | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Apr 21, 2004 | Apr 16, 2004 |
| Craig Steven Donner | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Apr 21, 2004 | Mar 31, 2009 (1805 d) |
| Joseph Blane Shea | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Mar 24, 2004 | Mar 23, 2004 |
| Victor Antonio Morales | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Mar 19, 2004 | Apr 7, 2004 |
| Laura Louise Amendola | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Jan 5, 2004 | Feb 2, 2004 |
| Barry L Moss | Raymond James & Associates, Inc. national BD | Spc other | Other | Nov 14, 2003 | Jan 5, 2004 (52 d) |
| Jonathan Todd Locklear | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2003 | Dec 4, 2003 |
| Jennifer Hatcher Beaulieu | Raymond James & Associates, Inc. national BD | Scott & Stringfellow, LLC other | Other | Nov 12, 2003 | Nov 12, 2003 |
| David Westlund | Raymond James & Associates, Inc. national BD | Voya Financial Advisors, Inc. other | Other | Oct 16, 2003 | Jan 3, 2005 (445 d) |
| Brian Patrick Layman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Oct 14, 2003 | Oct 16, 2003 |
| Basil George Allison | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Sep 23, 2003 | Jun 18, 2009 (2095 d) |
| Michael Bruce Shimberg | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2003 | Sep 3, 2003 |
| Karen Louise Powell | Raymond James & Associates, Inc. national BD | Concourse Financial Group Advisors other | Other | Jul 11, 2003 | Jul 11, 2003 |
| Victoria Adair Boswell | Raymond James & Associates, Inc. national BD | Bofa Advisors, LLC other | Other | Jul 11, 2003 | Feb 14, 2006 (949 d) |
| Gregg Stephen Ducatte | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Jul 11, 2003 | Mar 25, 2005 (623 d) |
| Erik Solis | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Jul 9, 2003 | Jun 27, 2003 |
| Greg Michael Regan | Raymond James & Associates, Inc. national BD | Momentum Independent Network Inc. other | Other | Jun 30, 2003 | Oct 26, 2005 (849 d) |
| Theodore Joseph Zamerski | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Jun 30, 2003 | Jul 8, 2004 (374 d) |
| Stephen Paul Florio | Raymond James & Associates, Inc. national BD | Banc Of America Investment Services, Inc. unclassified | Other | Apr 28, 2003 | Apr 17, 2003 |
| Paul Edward Love | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Apr 25, 2003 | Apr 10, 2003 |
| Jay Stanley Mathis | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Feb 28, 2003 | Jul 14, 2009 (2328 d) |
| Wayne Mcmullen | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated other | Other | Jan 6, 2003 | Jan 15, 2003 |