DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fsc Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert J PaoliniFsc Securities Corporation BD affiliatedIndependent Advisor Alliance, LLC otherOtherSep 4, 2019Mar 18, 2026 (2387 d)
Scott Wayne LairFsc Securities Corporation BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2019Jul 29, 2019
Sean Edward Andrew WestbrookFsc Securities Corporation BD affiliatedStifel, Nicolaus & Company, Incorporated national BDAffiliated broker-dealer or bank to anotherJun 28, 2019Jun 28, 2019
Edward Joseph BehmFsc Securities Corporation BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2019Jun 5, 2019
Helmut GarciaFsc Securities Corporation BD affiliatedThe Retirement Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 5, 2019Apr 24, 2018
Steven Joseph CaseFsc Securities Corporation BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2019May 10, 2019
Evan Michael PawloskiFsc Securities Corporation BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2019Jun 6, 2022 (1120 d)
Adam Bradley WeinerFsc Securities Corporation BD affiliatedPrivate Advisor Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 13, 2019Sep 2, 2025 (2304 d)
Bradley Wallington LewisFsc Securities Corporation BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2019Jan 1, 2026 (2432 d)
Gary D MeskoFsc Securities Corporation BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 6, 2019May 1, 2019
Charles Gyude BryantFsc Securities Corporation BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2019May 1, 2019
Malcolm Douglas MaclennanFsc Securities Corporation BD affiliatedNfsg Corporation BD affiliatedAffiliated broker-dealer or bank to anotherApr 3, 2019Mar 10, 2020 (342 d)
Anna-Marie Ocampo LovellFsc Securities Corporation BD affiliatedInfinity Financial Services unclassifiedOtherMar 26, 2019Mar 25, 2019
Mark RyanFsc Securities Corporation BD affiliatedFirst Financial Equity Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMar 22, 2019Apr 17, 2019
Michael James KickhamFsc Securities Corporation BD affiliatedThe Retirement Group, LLC otherOtherMar 11, 2019Jan 5, 2017
Gavin Thomas ComptonFsc Securities Corporation BD affiliatedGeneos Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 26, 2019Feb 22, 2019
Sital RahmanFsc Securities Corporation BD affiliatedScf Private Wealth Holdings, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 20, 2019Apr 20, 2018
William Henry KummFsc Securities Corporation BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJan 22, 2019Jan 15, 2019
Donald Robert GenordFsc Securities Corporation BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJan 22, 2019Jan 15, 2019
Anette Schol-BermelFsc Securities Corporation BD affiliatedFirst Command Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 18, 2019Jun 26, 2019 (159 d)
Patrick MeehanFsc Securities Corporation BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2019Mar 26, 2019 (78 d)
Eric Dean RolshovenFsc Securities Corporation BD affiliatedAmerican Independent Securities Group, LLC otherOtherDec 26, 2018Aug 18, 2017
James Edward ClouseFsc Securities Corporation BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2018Dec 12, 2018
Michael J SchanoFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. no RAUMOtherDec 20, 2018Feb 4, 2016
Robert Joseph CaldwellFsc Securities Corporation BD affiliatedPrice Financial Group Wealth Management unclassifiedOtherDec 20, 2018Dec 14, 2018
Nicholas Adam BourFsc Securities Corporation BD affiliatedWealth Watch Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2018Nov 7, 2018
John David ToliuszisFsc Securities Corporation BD affiliatedMoney Concepts Advisory Service BD affiliatedAffiliated broker-dealer or bank to anotherNov 6, 2018Jan 8, 2020 (428 d)
Edward Fredrick WalkerFsc Securities Corporation BD affiliatedTruist Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Nov 19, 2018
Daniel Ross MoskowitzFsc Securities Corporation BD affiliatedCoordinated Capital Corporation unclassifiedOtherOct 3, 2018May 16, 2003
Thomas P. JulienFsc Securities Corporation BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2018Jun 24, 2019 (272 d)
David Allen BankstonFsc Securities Corporation BD affiliatedSimplicity Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2018Jun 22, 2020 (648 d)
Mohammad Nayeem QureshiFsc Securities Corporation BD affiliatedTd Ameritrade Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2018Aug 16, 2018
Mark Lee DickersonFsc Securities Corporation BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 21, 2018Aug 15, 2018
Dale Lawrence CebertFsc Securities Corporation BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 21, 2018Aug 15, 2018
Daniel B IrvingFsc Securities Corporation BD affiliatedVestech Asset Management Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 21, 2018Sep 25, 2018 (35 d)
Keriann MitchellFsc Securities Corporation BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 21, 2018Aug 15, 2018
Alexander Turner Thomas IVFsc Securities Corporation BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 21, 2018Aug 15, 2018
John Colmore BeaneFsc Securities Corporation BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2018Aug 22, 2018
Sylvester KnoxFsc Securities Corporation BD affiliatedThe Knox Group Wealth Management state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 15, 2018Aug 21, 2019 (371 d)
Kari Celia KnudsenFsc Securities Corporation BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2018Aug 13, 2018
Alfred Francis MatarazzoFsc Securities Corporation BD affiliatedMain Line Retirement Advisors, LLC no RAUMOtherAug 3, 2018Sep 23, 2016
Shawn Edward ThomasFsc Securities Corporation BD affiliatedFreedom Wealth Alliance independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2018Jul 31, 2018
Howard Mark RamsamughFsc Securities Corporation BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2018Jul 27, 2018
John Louis CsengeFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherAug 2, 2018Nov 1, 2000
Henry John KuligFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherAug 1, 2018Nov 28, 2011
Larry Jefferson TolbertFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherJul 31, 2018Sep 28, 2016
Eric Dale GrantFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherJul 31, 2018Jan 16, 2018
Jeffrey Kistler JonesFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherJul 31, 2018Dec 12, 2017
Shawn Thomas HigginbothamFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherJul 31, 2018Feb 15, 2018
Venzon Vicencio ArominFsc Securities Corporation BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 31, 2018Aug 1, 2018
Eric Jason CaisseFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherJul 31, 2018Feb 20, 2001
Troy Alonzo YoungFsc Securities Corporation BD affiliatedFinancial Planning Advisory Services, Inc. unclassifiedOtherJul 31, 2018Mar 11, 2005
Jonathan Peter SowaFsc Securities Corporation BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 31, 2018Jul 31, 2018
Thomas Patrick CaffreyFsc Securities Corporation BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 31, 2018Jul 27, 2018
Joseph Patrick McdowellFsc Securities Corporation BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 31, 2018Jul 31, 2018
Christopher Edward CsengeFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherJul 31, 2018Dec 2, 2016
Mark Douglas MensackFsc Securities Corporation BD affiliatedSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 16, 2018Jul 11, 2018
Dace Andrew DekruifFsc Securities Corporation BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 20, 2018Aug 16, 2018 (57 d)
Erin Danielle BluskeFsc Securities Corporation BD affiliatedBfs Advisory Group, LLC unclassifiedOtherJun 12, 2018Mar 26, 2018
Beth Arlene MausFsc Securities Corporation BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJun 7, 2018Jun 29, 2018
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903 moves match.