DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from J.P. Morgan Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric M. Aldape | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 29, 2026 | May 28, 2026 |
| Carlos Alberto Salzedo Navarro | J.P. Morgan Securities LLC wirehouse | Efg Private Wealth Management (Americas) Corp. mixed wealth | Wirehouse to independent RIA | May 29, 2026 | Jun 23, 2026 |
| Michael D Keating | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 29, 2026 | Aug 5, 2026 (68 d) |
| Venet Berisha | J.P. Morgan Securities LLC wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 29, 2026 | Jun 15, 2026 |
| Nishant Kumar | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 29, 2026 | Jun 16, 2026 |
| Louis John Larosa | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 29, 2026 | Jun 26, 2026 |
| Carringhton Alexander Powell | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 27, 2026 | Jun 4, 2026 |
| Adam Lewis | J.P. Morgan Securities LLC wirehouse | Schwab Wealth Advisory, Inc. no RAUM | Other | May 27, 2026 | Jun 1, 2026 |
| Dominick Isaiah Dinapoli | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 22, 2026 | Jun 29, 2026 (38 d) |
| Benjamin W Devolve | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 21, 2026 | Jul 10, 2026 (50 d) |
| Daniel Machado | J.P. Morgan Securities LLC wirehouse | Madison Partners independent RIA | Wirehouse to independent RIA | May 20, 2026 | Sep 4, 2026 (107 d) |
| Kevin Ruiz | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2026 | Jul 9, 2026 (50 d) |
| Millene Gomez-Neumayr | J.P. Morgan Securities LLC wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2026 | Jun 10, 2026 |
| Brandon Dariotis | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 19, 2026 | May 18, 2026 |
| Christopher Ryan Arrington | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 19, 2026 | Jun 10, 2026 |
| Gabriella Isabel Espaillat | J.P. Morgan Securities LLC wirehouse | Bolton Global Asset Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 19, 2026 | Jun 12, 2026 |
| Wyatt William Flynn | J.P. Morgan Securities LLC wirehouse | Lakepoint Wealth Partners state registered | Wirehouse to a state-registered adviser | May 19, 2026 | Jun 30, 2026 (42 d) |
| Alan Michael Kurt | J.P. Morgan Securities LLC wirehouse | Schwab Wealth Advisory, Inc. no RAUM | Other | May 17, 2026 | Jun 3, 2026 |
| Edward Yoon | J.P. Morgan Securities LLC wirehouse | Mq Private Wealth no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 17, 2026 | May 15, 2026 |
| Tyler Mathew Demge | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 17, 2026 | May 21, 2026 |
| Benjamin Joseph Lasater | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 17, 2026 | Aug 24, 2026 (99 d) |
| Edgar E Tejeda Gonzalez | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 17, 2026 | May 15, 2026 |
| James Allen Arnold | J.P. Morgan Securities LLC wirehouse | Ifg Advisory, LLC independent RIA | Wirehouse to independent RIA | May 17, 2026 | Jul 2, 2026 (46 d) |
| Juan D Morales | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 17, 2026 | Jun 8, 2026 |
| Joshua Wessels | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 17, 2026 | Jun 9, 2026 |
| Russell Bedore | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2026 | May 15, 2026 |
| David Bellamy | J.P. Morgan Securities LLC wirehouse | LPL Enterprise, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2026 | May 14, 2026 |
| Juliana Barcellos Herrmann | J.P. Morgan Securities LLC wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | May 15, 2026 | Aug 28, 2026 (105 d) |
| Juan Fernando Caicedo | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 15, 2026 | May 18, 2026 |
| Fabio Ruggiero Cristino | J.P. Morgan Securities LLC wirehouse | Galapagos Advisory LLC other | Other | May 15, 2026 | Jun 23, 2026 (39 d) |
| Raymond Destasio | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2026 | May 13, 2026 |
| Hunter Prescott Coraggio | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 14, 2026 | Jul 2, 2026 (49 d) |
| Kevin Monheim | J.P. Morgan Securities LLC wirehouse | Dopkins Wealth Management, LLC independent RIA | Wirehouse to independent RIA | May 14, 2026 | Jun 5, 2026 |
| David Broadwell | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2026 | Aug 18, 2026 (97 d) |
| Dennis Walter Riegraf | J.P. Morgan Securities LLC wirehouse | Truist Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2026 | May 18, 2026 |
| Ysela Gutierrez Madrigal | J.P. Morgan Securities LLC wirehouse | Primerica Advisors national BD | Wirehouse to affiliated broker-dealer or bank | May 13, 2026 | Jul 10, 2026 (58 d) |
| Amanda Joyce Stone | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2026 | May 27, 2026 |
| Matthew Joseph Martin | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 13, 2026 | Jun 25, 2026 (43 d) |
| Derek Sabo | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2026 | Jul 1, 2026 (49 d) |
| Lauren S Hoffman | J.P. Morgan Securities LLC wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | May 12, 2026 | May 12, 2026 |
| Dylan P Hicks | J.P. Morgan Securities LLC wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | May 12, 2026 | Aug 21, 2026 (101 d) |
| Jorge A Valdes | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 12, 2026 | Jun 17, 2026 (36 d) |
| Nicholas Kyle Neuville | J.P. Morgan Securities LLC wirehouse | Wealthbridge Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 11, 2026 | May 22, 2026 |
| Jacob Anthony Corbello | J.P. Morgan Securities LLC wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | Jul 6, 2026 (56 d) |
| Jasmin Marie Watkins | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | May 19, 2026 |
| Wilson Tien | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 10, 2026 | May 8, 2026 |
| Jason Kariuki | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 10, 2026 | May 8, 2026 |
| Alexander Joseph Haba | J.P. Morgan Securities LLC wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2026 | May 11, 2026 |
| Ricardo Odayne Alliman | J.P. Morgan Securities LLC wirehouse | Foundations Investment Advisors LLC independent RIA | Wirehouse to independent RIA | May 10, 2026 | May 28, 2026 |
| John James Quinn | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 8, 2026 | Jun 18, 2026 (41 d) |
| Kristen Power | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2026 | Sep 9, 2026 (124 d) |
| Jason Thomas Peet | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2026 | May 13, 2026 |
| Sara Feizabbasi | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 8, 2026 | Jul 22, 2026 (75 d) |
| Mark Thomas Sanchez | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 7, 2026 | May 7, 2026 |
| Joseph P Cortez | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 7, 2026 | Jun 15, 2026 (39 d) |
| Michael Senft | J.P. Morgan Securities LLC wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 7, 2026 | Jun 3, 2026 |
| Maxwell J. Mitcham | J.P. Morgan Securities LLC wirehouse | Schwab Wealth Advisory, Inc. no RAUM | Other | May 6, 2026 | May 20, 2026 |
| James P. Williams | J.P. Morgan Securities LLC wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 5, 2026 | May 24, 2026 |
| Kurt William Hagenmaier | J.P. Morgan Securities LLC wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | May 5, 2026 | Apr 30, 2026 |
| Isabel C. Rumberg | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 5, 2026 | May 11, 2026 |
6,979 moves match.