DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stifel, Nicolaus & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick W Coleman | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2025 | Jan 24, 2025 |
| Jackson Gerard Batta | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2025 | Jan 24, 2025 |
| William Francis Andrews | Stifel, Nicolaus & Company, Incorporated national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Dec 18, 2025 (302 d) |
| Jeffery Schulz | Stifel, Nicolaus & Company, Incorporated national BD | Larson Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Feb 11, 2025 |
| Louis Michael Saltarelli | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Jan 17, 2025 |
| Nicholas John Steinbach | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 7, 2025 | Jan 9, 2025 |
| Evan Hennessy | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Jan 31, 2025 |
| Michael William Hordy | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Jan 31, 2025 |
| Charlene Sampson Gladden | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Jan 8, 2025 |
| Charles Abernathy | Stifel, Nicolaus & Company, Incorporated national BD | Invesco Advisers, Inc. asset manager | Other | Dec 26, 2024 | Jan 16, 2025 |
| Eli Joseph Tabaria | Stifel, Nicolaus & Company, Incorporated national BD | Pinecrest Advisory Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 20, 2024 | Sep 10, 2025 (264 d) |
| Zachary Cole Howard | Stifel, Nicolaus & Company, Incorporated national BD | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2024 | Dec 19, 2024 |
| Tracy A Kramer | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Sep 19, 2025 (277 d) |
| Michael Anthony Faust | Stifel, Nicolaus & Company, Incorporated national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Nov 13, 2024 |
| Laura Marie Hickman | Stifel, Nicolaus & Company, Incorporated national BD | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2024 | Jan 3, 2025 (42 d) |
| Amanda Starr Journey Pearson | Stifel, Nicolaus & Company, Incorporated national BD | World Equity Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Nov 25, 2024 |
| Lynn Cooper Faust | Stifel, Nicolaus & Company, Incorporated national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Nov 13, 2024 |
| Joseph John Mamer | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 4, 2024 |
| Joseph J Dolan | Stifel, Nicolaus & Company, Incorporated national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Dec 19, 2024 (31 d) |
| Patrick C. Dammert | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 7, 2024 |
| Jordan Scott Windhorst | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2024 | Oct 31, 2024 |
| Amy Angelique Hays | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2024 | Nov 11, 2024 |
| Erin Christine Green | Stifel, Nicolaus & Company, Incorporated national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Nov 12, 2024 |
| Juan C Gomez | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2024 | Nov 8, 2024 |
| Michael Wiggin Morrison | Stifel, Nicolaus & Company, Incorporated national BD | Trust Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2024 | Oct 15, 2024 |
| Matthew Kurtin | Stifel, Nicolaus & Company, Incorporated national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 29, 2024 | Aug 17, 2025 (292 d) |
| John Michael Volpe | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Sep 27, 2024 |
| Kimberly A. Baldwin | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Sep 30, 2024 |
| Douglas Ogden Elliott | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2024 | Sep 19, 2024 |
| Charles Gordon Naismith | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2024 | Sep 16, 2024 |
| Andrew James Grahn | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2024 | Oct 17, 2024 |
| Sarah Kathryn Walker | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 26, 2024 | Aug 5, 2025 (313 d) |
| Teresah Danielle Woolridge | Stifel, Nicolaus & Company, Incorporated national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Sep 30, 2024 |
| Theresa Milana | Stifel, Nicolaus & Company, Incorporated national BD | Mma Securities LLC no RAUM | Other | Sep 19, 2024 | Jul 10, 2026 (659 d) |
| Jorge Oscar Gonzalez | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2024 | Sep 24, 2024 |
| John Michael Kurinij | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2024 | Sep 3, 2024 |
| Olivia Geiger | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Oct 21, 2024 (47 d) |
| Peter Donald Scudner | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2024 | Aug 15, 2024 |
| Robert Louis Capone | Stifel, Nicolaus & Company, Incorporated national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Aug 16, 2024 |
| Brett Alan Becker | Stifel, Nicolaus & Company, Incorporated national BD | Bridges Investment Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2024 | Sep 5, 2024 |
| Nathan Mcreynolds | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2024 | Oct 18, 2024 (49 d) |
| Mark Allen Graham | Stifel, Nicolaus & Company, Incorporated national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Oct 1, 2024 (40 d) |
| Michael Allan Mcgibben | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2024 | Aug 2, 2024 |
| Dylan Miles | Stifel, Nicolaus & Company, Incorporated national BD | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2024 | Aug 26, 2024 |
| Constanza Jelambi Illanes | Stifel, Nicolaus & Company, Incorporated national BD | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Jul 25, 2024 |
| Kevin Rosenthal | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2024 | Dec 17, 2024 (144 d) |
| Thomas Witt Baker | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 25, 2024 |
| Patrick Allen Daly | Stifel, Nicolaus & Company, Incorporated national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 15, 2024 |
| Andrew Pagoulatos | Stifel, Nicolaus & Company, Incorporated national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 15, 2024 |
| Robert Jesse Johnston | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 19, 2024 |
| Sheri Nicole Leveille | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 11, 2024 |
| Robert R Lipinski | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 10, 2024 | May 29, 2025 (323 d) |
| Geoffrey Brown | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2024 | Jun 18, 2024 |
| Justin Silverman | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2024 | Jul 26, 2024 |
| Thomas Kilpatrick Gammer | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2024 | Jul 3, 2024 |
| Thomas James Beattie | Stifel, Nicolaus & Company, Incorporated national BD | Samalin Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jun 24, 2024 |
| Natalie Mahler | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jun 18, 2024 |
| Stephen Edward Shevlin | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jun 3, 2024 |
| Jonathan W. Joelner | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jun 3, 2024 |
| Danielle Denise Qualls | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | May 28, 2024 |
1,278 moves match.