DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Robert W. Baird & Co. Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Abraham L AtariRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseAug 15, 2024Sep 16, 2024 (32 d)
Pamela SamseyRobert W. Baird & Co. Incorporated mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 12, 2024Sep 10, 2024
Nathan Drew RicheyRobert W. Baird & Co. Incorporated mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankAug 12, 2024Jul 31, 2024
Joshua J. MarsonRobert W. Baird & Co. Incorporated mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankAug 12, 2024Jul 31, 2024
Andrew Douglas BoylesRobert W. Baird & Co. Incorporated mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankAug 12, 2024Jul 31, 2024
Luke N EideRobert W. Baird & Co. Incorporated mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2024Jul 17, 2024
Stratton HarrisonRobert W. Baird & Co. Incorporated mixed wealthAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2024Jul 22, 2024
Claudia Clare DonnellyRobert W. Baird & Co. Incorporated mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseJun 21, 2024Jul 8, 2024
Daniel R. SchmidtRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJun 21, 2024Jun 17, 2024
Matthew Jacob SchmidtRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJun 21, 2024Jun 17, 2024
Richard Blair HolmanRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 13, 2024Sep 27, 2024 (106 d)
Paul Anthony StryckerRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 13, 2024Aug 2, 2024 (50 d)
Monica Gale NicholRobert W. Baird & Co. Incorporated mixed wealthMorgan Stanley wirehouseRIA to wirehouseJun 13, 2024Jun 6, 2024
Marybeth CabellRobert W. Baird & Co. Incorporated mixed wealthOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 6, 2024Oct 30, 2024 (146 d)
Jacob Andrew GolterRobert W. Baird & Co. Incorporated mixed wealthU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 6, 2024Sep 4, 2024 (90 d)
Jarred Taylor SchmitzRobert W. Baird & Co. Incorporated mixed wealthRussell Investments otherOtherJun 6, 2024Jun 21, 2024
Ryan ChristmanRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 23, 2024Jul 17, 2024 (55 d)
Simon B GreenhalghRobert W. Baird & Co. Incorporated mixed wealthHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 23, 2024Aug 6, 2024 (75 d)
Michael FisherRobert W. Baird & Co. Incorporated mixed wealthSanctuary Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 10, 2024May 14, 2024
Bert Lester BennettRobert W. Baird & Co. Incorporated mixed wealthWest Fork Wealth Management LLC state registeredRIA to a state-registered adviserMay 9, 2024Jun 6, 2024
Diane S DawsonRobert W. Baird & Co. Incorporated mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankMay 2, 2024Oct 15, 2024 (166 d)
William Travis MccollumRobert W. Baird & Co. Incorporated mixed wealthJanney Montgomery Scott LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2024Apr 26, 2024
Jamie HalbigRobert W. Baird & Co. Incorporated mixed wealthJanney Montgomery Scott LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2024Apr 26, 2024
Toby John PrestegaardRobert W. Baird & Co. Incorporated mixed wealthPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2024Apr 24, 2024
Kristi Lynette CainRobert W. Baird & Co. Incorporated mixed wealthRaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2024Apr 19, 2024
Zachary T VandeyachtRobert W. Baird & Co. Incorporated mixed wealthCambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2024Oct 15, 2025 (538 d)
Carrie Lynn CelinskiRobert W. Baird & Co. Incorporated mixed wealthLPL Enterprise, LLC no RAUMRIA to a newly registered adviserApr 12, 2024Oct 28, 2024 (199 d)
Kevin RiceRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankApr 5, 2024Jun 7, 2024 (63 d)
Stephanie Brianna LinkenheldRobert W. Baird & Co. Incorporated mixed wealthAvior Wealth Management, LLC independent RIARIA to RIAApr 4, 2024Feb 12, 2026 (679 d)
Katelyn M KalomirisRobert W. Baird & Co. Incorporated mixed wealthJgp Wealth Management, LLC independent RIARIA to RIAApr 4, 2024Aug 20, 2024 (138 d)
Ann H EastRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMar 20, 2024May 10, 2024 (51 d)
Sarah E BoyerRobert W. Baird & Co. Incorporated mixed wealthCetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 20, 2024Apr 4, 2024
Jessica Marie ScottRobert W. Baird & Co. Incorporated mixed wealthPeak Planning Group, LLC independent RIARIA to RIAMar 15, 2024May 23, 2024 (69 d)
Elizabeth DyeRobert W. Baird & Co. Incorporated mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 20, 2024Jan 15, 2026 (695 d)
Bridget Renee LeeRobert W. Baird & Co. Incorporated mixed wealthCharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJan 25, 2024Feb 16, 2024
David Scott TrettelRobert W. Baird & Co. Incorporated mixed wealthBeacon Financial Strategies Corp. independent RIARIA to RIAJan 25, 2024Oct 29, 2024 (278 d)
Jacqueline LangeRobert W. Baird & Co. Incorporated mixed wealthFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 25, 2024Feb 21, 2024
Erik Paul GeiserRobert W. Baird & Co. Incorporated mixed wealthGeiser Wealth Planning, LLC state registeredRIA to a state-registered adviserJan 11, 2024Feb 15, 2024 (35 d)
Christopher EngerRobert W. Baird & Co. Incorporated mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 11, 2024Jan 10, 2024
Elisabeth B LabelleRobert W. Baird & Co. Incorporated mixed wealthT. Rowe Price Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2024Jan 9, 2025 (364 d)
Lauralea Dawn CobbRobert W. Baird & Co. Incorporated mixed wealthRaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2024Jan 19, 2024
Ronnie Key'Sean TerryRobert W. Baird & Co. Incorporated mixed wealthT. Rowe Price Associates, Inc. asset managerOtherJan 8, 2024Jan 30, 2024
Paul David SlaughterRobert W. Baird & Co. Incorporated mixed wealthKpp Advisory Services LLC independent RIARIA to RIADec 5, 2023May 13, 2024 (160 d)
Scott Nicholas BeesleyRobert W. Baird & Co. Incorporated mixed wealthGateway Wealth Partners, LLC independent RIARIA to RIANov 30, 2023Nov 6, 2023
Oliver FieldRobert W. Baird & Co. Incorporated mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseNov 30, 2023Oct 1, 2025 (671 d)
Camille Marie MaluegRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankOct 18, 2023Oct 17, 2023
Jamie Leigh BryantRobert W. Baird & Co. Incorporated mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 18, 2023Sep 27, 2023
Joe Martin BryantRobert W. Baird & Co. Incorporated mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 18, 2023Sep 27, 2023
Michael D HaydukRobert W. Baird & Co. Incorporated mixed wealthMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 3, 2023Nov 2, 2023
Luke Frederick EldersRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 20, 2023Sep 11, 2023
Jennifer Lynn EldersRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 20, 2023Sep 11, 2023
Carleen B HarbinRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 20, 2023Sep 11, 2023
Edward K McdougalRobert W. Baird & Co. Incorporated mixed wealthSavant Wealth Management independent RIARIA to RIASep 14, 2023Sep 29, 2023
Cara Louise-Mccarthy BuchananRobert W. Baird & Co. Incorporated mixed wealthEllenbecker Investment Group independent RIARIA to RIASep 11, 2023Nov 8, 2023 (58 d)
Nicole Marie EirichRobert W. Baird & Co. Incorporated mixed wealthLandaas & Company independent RIARIA to RIASep 2, 2023Aug 30, 2023
Cathi L SwanRobert W. Baird & Co. Incorporated mixed wealthCetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2023Oct 23, 2023 (51 d)
Quinn Alexander AlbertyRobert W. Baird & Co. Incorporated mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseSep 2, 2023Nov 9, 2023 (68 d)
Barbara Bergen PaneralRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankAug 25, 2023Aug 3, 2023
Kayla C PhillipsRobert W. Baird & Co. Incorporated mixed wealthPurposeful Strategic Partners state registeredRIA to a state-registered adviserAug 18, 2023Nov 13, 2025 (818 d)
Olivia Burke CasperRobert W. Baird & Co. Incorporated mixed wealthOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 25, 2023Jul 24, 2023
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797 moves match.