DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Robert W. Baird & Co. Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Liset Vazquez AcostaRobert W. Baird & Co. Incorporated mixed wealthEdward Jones national BDRIA to affiliated broker-dealer or bankMar 15, 2018Aug 26, 2026 (3086 d)
Cameron Stirdivant RiosRobert W. Baird & Co. Incorporated mixed wealthEdward Jones national BDRIA to affiliated broker-dealer or bankMar 9, 2018Feb 28, 2018
Susan Marie KellyRobert W. Baird & Co. Incorporated mixed wealthMorgan Stanley wirehouseRIA to wirehouseFeb 22, 2018Feb 13, 2018
Kathy Lynn NollRobert W. Baird & Co. Incorporated mixed wealthMorgan Stanley wirehouseRIA to wirehouseFeb 16, 2018Mar 21, 2018 (33 d)
Christian Nesset TietzRobert W. Baird & Co. Incorporated mixed wealthUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAFeb 16, 2018Jun 28, 2018 (132 d)
Marilyn F SmithRobert W. Baird & Co. Incorporated mixed wealthRaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJan 31, 2018Jan 31, 2018
Kenneth BelterRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherJan 23, 2018Jan 3, 2018
Bryan David MoscinskiRobert W. Baird & Co. Incorporated otherAmeriprise Financial Services, LLC national BDOtherJan 12, 2018Jan 8, 2018
Randy R BeemanRobert W. Baird & Co. Incorporated otherYhb Wealth Advisors, LLC independent RIAOtherJan 10, 2018Jan 27, 2018
Billie Joan ChristiansenRobert W. Baird & Co. Incorporated otherRussell Investments otherOtherDec 11, 2017Jan 3, 2018
Sierra Meredith JonesRobert W. Baird & Co. Incorporated otherNorthern Trust Investments, Incorporated otherOtherDec 8, 2017Dec 7, 2017
Emily Marja TaylorRobert W. Baird & Co. Incorporated otherRaymond James & Associates, Inc. national BDOtherDec 1, 2017Dec 12, 2017
Alexander Scott ElgerRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherNov 30, 2017Nov 16, 2017
Scott Kenneth ElgerRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherNov 21, 2017Nov 16, 2017
Brooke Rene MeltonRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherNov 21, 2017Nov 16, 2017
Mary Kathleen PirainoRobert W. Baird & Co. Incorporated otherLPL Financial LLC independent RIAOtherNov 16, 2017Dec 7, 2017
Justin Charles BradfordRobert W. Baird & Co. Incorporated otherIndependent Advisor Alliance, LLC otherOtherNov 10, 2017Oct 25, 2017
Ronald Gene BenzelRobert W. Baird & Co. Incorporated otherVorpahl Wing Advisors, Inc. independent RIAOtherOct 31, 2017Oct 19, 2017
Michael Jason CollinsRobert W. Baird & Co. Incorporated otherKingsbury Capital Investment Advisors LLC independent RIAOtherOct 30, 2017Nov 1, 2017
Shannon Michelle JenkeRobert W. Baird & Co. Incorporated otherBb&T Securities, LLC otherOtherOct 24, 2017Oct 26, 2017
Michael Jaffee PattersonRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherOct 24, 2017Oct 16, 2017
Aashka Desai SinghRobert W. Baird & Co. Incorporated otherAmeriprise Financial Services, LLC national BDOtherOct 17, 2017Oct 23, 2017
Ross Alexander FedeniaRobert W. Baird & Co. Incorporated otherUBS Financial Services Inc. wirehouseOtherOct 6, 2017Sep 26, 2017
Eric J EmelanderRobert W. Baird & Co. Incorporated otherRaymond James & Associates, Inc. national BDOtherSep 18, 2017Sep 11, 2017
Jake Michael GustafsonRobert W. Baird & Co. Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 14, 2017Sep 26, 2017
Christopher Donald MorgenRobert W. Baird & Co. Incorporated otherLoomis, Sayles & Company, L.P. otherOtherAug 25, 2017Oct 31, 2018 (432 d)
Blake Robert KarlsRobert W. Baird & Co. Incorporated otherCrescent Grove Advisors independent RIAOtherAug 18, 2017Jan 30, 2024 (2356 d)
Amanda A GadaczRobert W. Baird & Co. Incorporated otherEdward Jones national BDOtherAug 18, 2017Aug 9, 2017
Rosa Maria EblingRobert W. Baird & Co. Incorporated otherRaymond James & Associates, Inc. national BDOtherAug 10, 2017Jul 28, 2017
Scott Charles WillmsRobert W. Baird & Co. Incorporated otherU.S. Bancorp Investments, Inc. otherOtherJul 27, 2017Jul 24, 2017
Timothy Victor LudlumRobert W. Baird & Co. Incorporated otherRaymond James & Associates, Inc. national BDOtherJul 27, 2017Jul 11, 2017
Frank VaethRobert W. Baird & Co. Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 23, 2017Jul 25, 2017 (32 d)
Bradley Charles TippleRobert W. Baird & Co. Incorporated otherLake Street independent RIAOtherJun 21, 2017Jul 14, 2020 (1119 d)
Suzanne Michelle ChristianRobert W. Baird & Co. Incorporated otherBb&T Securities, LLC otherOtherJun 20, 2017Jun 30, 2017
Sherri Lynn HalversonRobert W. Baird & Co. Incorporated otherThrivent Investment Management Inc. otherOtherJun 13, 2017Dec 4, 2017 (174 d)
Alicia Brooke LantzRobert W. Baird & Co. Incorporated otherNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 31, 2017Oct 5, 2017 (127 d)
Tonya Ruth NicholsRobert W. Baird & Co. Incorporated otherRBC Capital Markets, LLC national BDOtherMay 25, 2017May 18, 2017
Carolynn Elizabeth AshtonRobert W. Baird & Co. Incorporated otherRBC Capital Markets, LLC national BDOtherMay 25, 2017May 18, 2017
Julie LongRobert W. Baird & Co. Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 8, 2017May 5, 2017
Timothy James DuffyRobert W. Baird & Co. Incorporated otherRaymond James Financial Services Advisors, Inc otherOtherMay 2, 2017Aug 8, 2017 (98 d)
Skip MassengillRobert W. Baird & Co. Incorporated otherRealta Investment Advisors, Inc otherOtherApr 7, 2017Jun 9, 2017 (63 d)
Jon Randall GarbergRobert W. Baird & Co. Incorporated otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 29, 2017Mar 14, 2017
Rebecca Marie HellmanRobert W. Baird & Co. Incorporated otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 29, 2017Mar 14, 2017
David Michael BeneventoRobert W. Baird & Co. Incorporated otherCharles Schwab & Co., Inc. national BDOtherMar 29, 2017May 8, 2017 (40 d)
David John PerezRobert W. Baird & Co. Incorporated otherRaymond James & Associates, Inc. national BDOtherMar 10, 2017Mar 31, 2017
Elizabeth Katherine RoeckerRobert W. Baird & Co. Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 16, 2017Feb 22, 2017
Casey Shay JorgensenRobert W. Baird & Co. Incorporated otherRaymond James & Associates, Inc. national BDOtherFeb 3, 2017Feb 2, 2017
Armando Joseph CruzRobert W. Baird & Co. Incorporated otherRBC Capital Markets, LLC national BDOtherJan 23, 2017Jan 20, 2017
Jonathan Howard MaertzRobert W. Baird & Co. Incorporated otherWealthspire Advisors otherOtherJan 23, 2017Feb 2, 2017
Chelsea Marie Lobato BernardRobert W. Baird & Co. Incorporated otherCharles Schwab & Co., Inc. national BDOtherJan 18, 2017Jun 1, 2018 (499 d)
John Eric WightmanRobert W. Baird & Co. Incorporated otherJanney Montgomery Scott LLC otherOtherJan 14, 2017Feb 21, 2017 (38 d)
Carl Henry ChaputRobert W. Baird & Co. Incorporated otherAmeriprise Financial Services, LLC national BDOtherJan 10, 2017Sep 15, 2017 (248 d)
Laura Steffey MossRobert W. Baird & Co. Incorporated otherBeacon Wealth Consultants, Inc. otherOtherDec 14, 2016Aug 4, 2017 (233 d)
Gregory Gifford GilesRobert W. Baird & Co. Incorporated otherRda Financial Network otherOtherDec 14, 2016Jun 9, 2017 (177 d)
Michael Douglas WittRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherDec 2, 2016Nov 18, 2016
Jean L. ModosRobert W. Baird & Co. Incorporated otherWells Fargo Advisors wirehouseOtherDec 1, 2016Nov 18, 2016
Garrett Knox OakleyRobert W. Baird & Co. Incorporated otherBetterment otherOtherDec 1, 2016Oct 6, 2017 (309 d)
Tamara Jeanne AllenRobert W. Baird & Co. Incorporated otherEhlers otherOtherNov 16, 2016Apr 25, 2018 (525 d)
Sheri Lynette BurnsRobert W. Baird & Co. Incorporated otherMorgan Stanley wirehouseOtherNov 15, 2016Oct 20, 2017 (339 d)
Marina Julia AndinaRobert W. Baird & Co. Incorporated otherLPL Financial LLC independent RIAOtherNov 15, 2016May 23, 2018 (554 d)
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798 moves match.