DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from A.G.P / Alliance Global Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas Steven ChomanA.G.P / Alliance Global Partners independent RIARmr Wealth Builders, Inc. independent RIARIA to RIAJun 1, 2026Apr 22, 2026
Anthony John SantarpiaA.G.P / Alliance Global Partners independent RIAArete Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2025Jan 9, 2026
John Edmund NeenanA.G.P / Alliance Global Partners independent RIAWells Fargo Advisors wirehouseRIA to wirehouseSep 5, 2025May 14, 2026 (251 d)
James Matthew DevaryA.G.P / Alliance Global Partners independent RIAArete Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 5, 2025Jun 20, 2025
Gino PoliA.G.P / Alliance Global Partners independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankFeb 6, 2025Feb 5, 2025
Peter David SchiffA.G.P / Alliance Global Partners independent RIAEuro Pacific Asset Management, LLC independent RIARIA to RIAJan 3, 2024Apr 10, 2024 (98 d)
John Michael HackneyA.G.P / Alliance Global Partners independent RIAPortfolio Medics, LLC independent RIARIA to RIADec 31, 2023Aug 22, 2025 (600 d)
Mark Matthew MartiakA.G.P / Alliance Global Partners independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 4, 2023Dec 5, 2023
Eduardo F TorresA.G.P / Alliance Global Partners independent RIATd Private Client Wealth LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 3, 2023Aug 15, 2023
Ajit Singh AjmaniA.G.P / Alliance Global Partners independent RIAPar5 Advisors LLC state registeredRIA to a state-registered adviserMar 8, 2023Jun 26, 2024 (476 d)
Christopher Scott HamiltonA.G.P / Alliance Global Partners independent RIAKestra Private Wealth Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 28, 2022Dec 1, 2022
Christopher Matthew BougeoklesA.G.P / Alliance Global Partners independent RIAAlpha Cubed Investments, LLC independent RIARIA to RIAOct 24, 2022Nov 3, 2022
Brandon WittA.G.P / Alliance Global Partners independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 7, 2022Nov 1, 2022
Matthew Brian GrosjeanA.G.P / Alliance Global Partners independent RIALincoln Investment independent RIARIA to RIAAug 30, 2022Aug 23, 2022
Alphonse John CalicchioA.G.P / Alliance Global Partners independent RIACalifornia Benefits And Retirement Group, LLC state registeredRIA to a state-registered adviserJul 12, 2022Jan 1, 2025 (904 d)
Jose Luis PerichA.G.P / Alliance Global Partners independent RIAEfg Private Wealth Management (Americas) Corp. mixed wealthRIA to RIAJun 30, 2022Aug 9, 2022 (40 d)
Jean-Matthieu JosseA.G.P / Alliance Global Partners independent RIAGlassbead Capital Management LLC otherOtherJan 13, 2022Feb 25, 2022 (43 d)
Marlon VarsaceA.G.P / Alliance Global Partners independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseOct 15, 2021Oct 15, 2021
Lawrence R MelcerA.G.P / Alliance Global Partners independent RIAEin Sof Advisors, LLC state registeredRIA to a state-registered adviserJul 21, 2021Jul 14, 2021
Jacob EngelA.G.P / Alliance Global Partners independent RIAEngel Capital state registeredRIA to a state-registered adviserApr 27, 2021May 3, 2021
Austin Leonard Metcalfe ThielenA.G.P / Alliance Global Partners independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2020Oct 2, 2020
Jacob Saul JansenA.G.P / Alliance Global Partners independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 5, 2020Oct 5, 2020
Tyler BurstynA.G.P / Alliance Global Partners independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 10, 2020Dec 21, 2020 (194 d)
Myer RicklessA.G.P / Alliance Global Partners independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 15, 2018Nov 15, 2018
Jacob D HeskettA.G.P / Alliance Global Partners independent RIACrown Capital Securities, L.P. independent RIARIA to RIAAug 27, 2018Jul 5, 2018
Joshua Matthew HoldenA.G.P / Alliance Global Partners otherFisher Investments otherOtherJan 27, 2017Feb 17, 2017
John M BarkerA.G.P / Alliance Global Partners otherSprott Asset Management USA Inc. otherOtherApr 26, 2016May 10, 2016
Candace Carole HamiltonA.G.P / Alliance Global Partners otherLiberty Wealth Management, LLC independent RIAOtherAug 5, 2015Oct 7, 2022 (2620 d)
Blair David ApplegateA.G.P / Alliance Global Partners otherKestra Advisory Services, LLC otherOtherJul 28, 2015Apr 18, 2016 (265 d)
Robert J PriolaA.G.P / Alliance Global Partners otherEp Wealth Advisors independent RIAOtherJun 17, 2015Aug 24, 2024 (3356 d)
Corey Edward WagnerA.G.P / Alliance Global Partners otherQuestar Asset Management, Inc. otherOtherJan 28, 2015Sep 17, 2015 (232 d)
Jeffrey M NelsonA.G.P / Alliance Global Partners otherMsi Financial Services, Inc. otherOtherJan 21, 2015Sep 8, 2015 (230 d)
James OwensA.G.P / Alliance Global Partners otherAmeriprise Financial Services, LLC national BDOtherJan 21, 2015Feb 11, 2015
Charles William KuscheA.G.P / Alliance Global Partners otherBlackrock Investment Management, LLC otherOtherJul 17, 2014Aug 13, 2014
Alexander A VillacampaA.G.P / Alliance Global Partners otherAmeriprise Financial Services, LLC national BDOtherMar 18, 2014Apr 14, 2014
James Ryan NelsonA.G.P / Alliance Global Partners otherEuro Pacific Asset Management, LLC otherOtherMar 6, 2014Jun 3, 2015 (454 d)
Luis CastanedaA.G.P / Alliance Global Partners otherEagle Strategies LLC otherOtherMar 3, 2014Jun 17, 2014 (106 d)
Christopher S AustinA.G.P / Alliance Global Partners otherAmeritas Advisory Services otherOtherFeb 24, 2014Mar 19, 2014
Cameron David PetersA.G.P / Alliance Global Partners otherWells Fargo Advisors wirehouseOtherNov 21, 2013Nov 21, 2013
Pedro GomezA.G.P / Alliance Global Partners otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 1, 2013Oct 16, 2013
Shane Richard FarinaA.G.P / Alliance Global Partners otherStrategic Advisers LLC national BDOtherSep 24, 2013Nov 6, 2013 (43 d)
Kevin Matthew HalifaxA.G.P / Alliance Global Partners otherAllstate Financial Advisors, LLC no RAUMOtherNov 6, 2012Apr 3, 2013 (148 d)
Daniel Nathan DurrA.G.P / Alliance Global Partners otherCitigroup Global Markets Inc. otherOtherFeb 24, 2012Apr 15, 2013 (416 d)
Michael Gerard PentoA.G.P / Alliance Global Partners otherPento Portfolio Strategies, LLC independent RIAOtherAug 31, 2011Nov 4, 2011 (65 d)
Joseph Robert RomanoA.G.P / Alliance Global Partners otherTrinitypoint Wealth, LLC independent RIAOtherAug 26, 2011Jun 18, 2021 (3584 d)
Walter Rudolf BahrA.G.P / Alliance Global Partners otherWorld Trends Wealth Management, LLC state registeredOtherNov 15, 2010May 6, 2013 (903 d)
Alan William NagaseA.G.P / Alliance Global Partners otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 6, 2010Nov 1, 2010
Parag Mahesh AdhyaruA.G.P / Alliance Global Partners otherAdhyaru Asset Management,LLC unclassifiedOtherSep 15, 2010Oct 8, 2010
Paul Brian GibsonA.G.P / Alliance Global Partners otherHarborview Capital Management LLC state registeredOtherJun 17, 2010Apr 13, 2011 (300 d)
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49 moves match.