DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven Earle Blanke	Capital Financial Services, Inc. other	Calton & Associates, Inc. other	Other	May 17, 2017	Jun 22, 2017 (36 d)
Mark Gerard Sweeney	Capital Financial Services, Inc. other	Harbour Investments, Inc. other	Other	Apr 13, 2017	Apr 13, 2017
Ricky Dale Kazanjian	Capital Financial Services, Inc. other	LPL Financial LLC other	Other	Jan 24, 2017	Jan 24, 2017
Scott Wayne Smith	Capital Financial Services, Inc. other	Independent Financial Group, LLC BD affiliated	Other	Jan 24, 2017	Jan 6, 2025 (2904 d)
Mitchell Allen Reinhardt	Capital Financial Services, Inc. other	LPL Financial LLC other	Other	Jan 24, 2017	Jan 24, 2017
Thomas Lloyd Kunkel	Capital Financial Services, Inc. other	Horter Investment Management, LLC other	Other	Dec 31, 2016	Jan 10, 2017
Jason Michael Sandos	Capital Financial Services, Inc. other	Sandos Financial state registered	Other	Dec 31, 2016	Jan 11, 2017
Darryl Joseph Chouinard	Capital Financial Services, Inc. other	Nepsis Advisor Services, Inc. other	Other	Dec 1, 2016	Dec 1, 2016
Gary Allen Warner	Capital Financial Services, Inc. other	Mariner Advisor Network other	Other	Nov 28, 2016	Nov 23, 2016
Christopher Ronald Hopkins	Capital Financial Services, Inc. other	Scottrade Investment Management other	Other	Nov 18, 2016	Jan 25, 2017 (68 d)
Kenneth Wayne Burkett	Capital Financial Services, Inc. other	Independent Financial Group, LLC other	Other	Jun 27, 2016	Jun 27, 2016
Matthew Michael Hughey	Capital Financial Services, Inc. other	LPL Financial LLC other	Other	Jun 8, 2016	Jul 7, 2016
Robert Wallace Scullen	Capital Financial Services, Inc. other	Global Financial Private Capital, Inc. other	Other	May 31, 2016	May 31, 2016
Michael Stephen Sandos	Capital Financial Services, Inc. other	Allegis Investment Advisors, LLC other	Other	May 19, 2016	Jun 10, 2016
Alexander Amundson	Capital Financial Services, Inc. other	Scf Investment Advisors, Inc. other	Other	Jun 30, 2015	Jul 7, 2015
John Thomas Dwyer	Capital Financial Services, Inc. other	Fairway Financial LLC unclassified	Other	Sep 2, 2014	Apr 15, 2016 (591 d)
Jason Christopher Erickson	Capital Financial Services, Inc. other	Alternative Strategies Group, Inc. state registered	Other	Feb 6, 2014	Feb 7, 2014
James Gerald Perry	Capital Financial Services, Inc. other	Alphastar Capital Management other	Other	Jan 15, 2014	Jan 23, 2014
Kelly Therese Landry	Capital Financial Services, Inc. other	Cona Investment Advisors, LLC unclassified	Other	Dec 31, 2013	Jan 14, 2014
Gary Dean Ryberg	Capital Financial Services, Inc. other	Advice And Planning Services other	Other	Dec 20, 2013	Mar 11, 2014 (81 d)
Russell Eugene Kenitzer	Capital Financial Services, Inc. other	Sii Investments, Inc. other	Other	Aug 23, 2013	Aug 22, 2013
Joseph Charles Roubik	Capital Financial Services, Inc. other	Sii Investments, Inc. other	Other	Aug 23, 2013	Aug 22, 2013
Matthew David Powlen	Capital Financial Services, Inc. other	G. A. Repple & Company other	Other	Dec 15, 2011	May 14, 2012 (151 d)
Tamara Renee Macdonald	Capital Financial Services, Inc. other	United Planners' Financial Services Of America A Limited Partner other	Other	Dec 1, 2011	Dec 1, 2011
Shawn David Macdonald	Capital Financial Services, Inc. other	United Planners' Financial Services Of America A Limited Partner other	Other	Dec 1, 2011	Dec 1, 2011
Donald Leroy Silberman	Capital Financial Services, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Nov 30, 2011	Jan 27, 2012 (58 d)
James Thomas Ziebarth	Capital Financial Services, Inc. other	Osaic Institutions, Inc. other	Other	Jun 1, 2011	Jun 9, 2011
Lary Wayne Feldkamp	Capital Financial Services, Inc. other	Cuna Brokerage Services, Inc. other	Other	Jun 1, 2011	Jun 14, 2011
George Eugene Pitra	Capital Financial Services, Inc. other	Independent Financial Group, LLC other	Other	May 17, 2011	May 24, 2011
Brendon Michael Derouin	Capital Financial Services, Inc. other	Sii Investments, Inc. other	Other	Mar 8, 2011	Mar 7, 2011
Kevin Michael Fox	Capital Financial Services, Inc. other	Invest Financial Corporation other	Other	Feb 15, 2011	Feb 15, 2011
Kelly Andrew Dunnahoo	Capital Financial Services, Inc. other	Cona Investment Advisors, LLC unclassified	Other	Dec 31, 2010	Jan 12, 2011
Michael Lawrence Savolt	Capital Financial Services, Inc. other	Sii Investments, Inc. other	Other	Nov 30, 2010	Nov 29, 2010
Daniel James Weber	Capital Financial Services, Inc. other	Sii Investments, Inc. other	Other	Nov 30, 2010	Nov 29, 2010
Rebecca Jo Gonzalez	Capital Financial Services, Inc. other	Sii Investments, Inc. other	Other	Nov 30, 2010	Nov 29, 2010
Daniel Allan Flees	Capital Financial Services, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Dec 31, 2009	May 17, 2019 (3424 d)
Juli Yvonne Mcneely	Capital Financial Services, Inc. other	Sii Investments, Inc. other	Other	Dec 31, 2009	Jan 11, 2012 (741 d)
Robert Terrence Dignan	Capital Financial Services, Inc. other	Voyager Capital Management, LLC other	Other	Dec 31, 2009	Jun 29, 2006
Brandyn Duwayne Hendrickson	Capital Financial Services, Inc. other	Northwestern Mutual Investment Services,LLC other	Other	Dec 21, 2009	Apr 19, 2010 (119 d)
Spencer Allen Mills	Capital Financial Services, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 2, 2009	Nov 13, 2009
Thomas Leslie Dahl	Capital Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 18, 2009	Aug 17, 2009
Jeremy Norman Burri	Capital Financial Services, Inc. other	Veritas Financial Services, LLC state registered	Other	Apr 21, 2009	Mar 31, 2011 (709 d)
Marc Frost	Capital Financial Services, Inc. other	World Equity Group, Inc. other	Other	Feb 13, 2009	Mar 11, 2009
Hobert Marcus Witt	Capital Financial Services, Inc. other	Planmember Securities Corporation other	Other	Dec 12, 2008	Dec 12, 2008
Steven Paul Van Metre	Capital Financial Services, Inc. other	Brokersxpress LLC other	Other	Sep 4, 2008	Aug 28, 2008
Donald James Traugott	Capital Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Jul 16, 2008	Jul 15, 2008
Stephen Ray Arnold	Capital Financial Services, Inc. other	Storehouse Advisory Group state registered	Other	Jun 3, 2008	Aug 11, 2008 (69 d)
William Vernon Rowe	Capital Financial Services, Inc. other	Regis Asset Management LLC unclassified	Other	Jun 3, 2008	Aug 9, 2012 (1528 d)
Mark Anderson	Capital Financial Services, Inc. other	Edward Jones national BD	Other	Apr 4, 2008	Mar 12, 2019 (3994 d)
John Mckinley Walling	Capital Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Mar 18, 2008	Mar 18, 2008
James Edward Mills	Capital Financial Services, Inc. other	Principal Securities, Inc. BD affiliated	Other	Mar 17, 2008	Feb 7, 2019 (3979 d)
Gary Robert Reese	Capital Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Mar 14, 2008	Mar 14, 2008
Richard Glenn Mcdaniel	Capital Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Mar 14, 2008	Mar 14, 2008
James Dale Kraatz	Capital Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Mar 3, 2008	Mar 3, 2008
Stacy Ann Calder	Capital Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Mar 3, 2008	Mar 3, 2008
Michael Don Morrow	Capital Financial Services, Inc. other	Morrow Wealth Management Inc unclassified	Other	Jan 7, 2008	Jan 16, 2008
Andrew Charles Bolt	Capital Financial Services, Inc. other	Stephen Douglas Investment Advisory, Inc. unclassified	Other	Oct 30, 2007	Mar 18, 2009 (505 d)
Austin Johnson Burrows	Capital Financial Services, Inc. other	Stephen Douglas Investment Advisory, Inc. unclassified	Other	Oct 30, 2007	Feb 20, 2009 (479 d)
Roy Davidson Jones	Capital Financial Services, Inc. other	Integrity Alliance, LLC other	Other	Jun 3, 2006	Mar 5, 2008 (641 d)
Bethany Marie Huff	Capital Financial Services, Inc. other	Valic Financial Advisors, Inc. other	Other	Apr 20, 2006	Apr 18, 2006

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120 moves match.