| Daniel Mayer | Waddell & Reed other | Edward Jones national BD | Other | Feb 7, 2017 | Jan 30, 2017 |
| Nicholas J Ballestrazze | Waddell & Reed other | Scottrade Investment Management other | Other | Feb 7, 2017 | Mar 20, 2017 (41 d) |
| Mitchell Stanton Everett | Waddell & Reed other | Kestra Advisory Services, LLC other | Other | Feb 6, 2017 | Feb 3, 2017 |
| Charles Franklin Klumpp | Waddell & Reed other | Pacific Financial Advisory Group LLC unclassified | Other | Feb 3, 2017 | Jan 9, 2018 (340 d) |
| Brett David Benjamin | Waddell & Reed other | Creative Planning independent RIA | Other | Feb 2, 2017 | Aug 10, 2021 (1650 d) |
| Ryan Christopher Gehsmann | Waddell & Reed other | Hornor, Townsend & Kent, LLC other | Other | Feb 2, 2017 | Apr 3, 2017 (60 d) |
| David Glenn Turner | Waddell & Reed other | Good Life Advisors, LLC other | Other | Feb 1, 2017 | Jan 28, 2017 |
| Edward Carr Beeker | Waddell & Reed other | Good Life Advisors, LLC other | Other | Feb 1, 2017 | Jan 28, 2017 |
| Bruce Michael Wiitala | Waddell & Reed other | Rfg Advisory, LLC other | Other | Jan 31, 2017 | Aug 24, 2017 (205 d) |
| Todd Robert Vander Lugt | Waddell & Reed other | Independent Financial Partners other | Other | Jan 31, 2017 | Jan 24, 2017 |
| Jason Roy Radakovich | Waddell & Reed other | Financial Advocates Investment Management other | Other | Jan 30, 2017 | Jan 23, 2017 |
| Holli Lee Radakovich | Waddell & Reed other | Financial Advocates Investment Management other | Other | Jan 30, 2017 | Jan 24, 2017 |
| Jared Wayne Walker | Waddell & Reed other | Financial Advocates Investment Management other | Other | Jan 30, 2017 | Jan 23, 2017 |
| Drew Fisher Catanese | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Jan 30, 2017 | Jan 27, 2017 |
| Grant N Hall | Waddell & Reed other | Vima, LLC other | Other | Jan 27, 2017 | Jan 26, 2017 |
| Bradley Jay Allen | Waddell & Reed other | LPL Financial LLC other | Other | Jan 26, 2017 | Mar 9, 2017 (42 d) |
| James Joseph Stanek | Waddell & Reed other | Silverleaf Advisor Group, LLC no RAUM | Other | Jan 26, 2017 | Jan 30, 2017 |
| David Harry Elster | Waddell & Reed other | Cuso Financial Services, L.P. other | Other | Jan 24, 2017 | Jan 18, 2017 |
| Gregory Allan Katzman | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Jan 23, 2017 | Jan 17, 2017 |
| Robert Darien Tapia | Waddell & Reed other | Stratos Wealth Partners, Ltd other | Other | Jan 23, 2017 | Jan 13, 2017 |
| Craig Joseph Kurth | Waddell & Reed other | V Wealth Advisors LLC other | Other | Jan 20, 2017 | Jan 6, 2017 |
| Steven Mitchell Koury | Waddell & Reed other | Citigroup Global Markets Inc. other | Other | Jan 20, 2017 | Jan 18, 2017 |
| Theresa Daly | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 19, 2017 | Apr 3, 2017 (74 d) |
| Wilfred Wong | Waddell & Reed other | Thrivent Investment Management Inc. other | Other | Jan 18, 2017 | Jun 19, 2017 (152 d) |
| Colby Justin Karn | Waddell & Reed other | Huntington Financial Advisors other | Other | Jan 13, 2017 | Feb 10, 2017 |
| Gregory Lewis Von Berg | Waddell & Reed other | LPL Financial LLC BD affiliated | Other | Jan 12, 2017 | Jan 1, 2026 (3276 d) |
| Carroll Wayne Wilkerson | Waddell & Reed other | V Wealth Advisors LLC other | Other | Jan 11, 2017 | Jan 5, 2017 |
| Jared Wayne Reynolds | Waddell & Reed other | V Wealth Advisors LLC other | Other | Jan 11, 2017 | Jan 5, 2017 |
| Benjamin John Dierkes | Waddell & Reed other | V Wealth Advisors LLC other | Other | Jan 11, 2017 | Jan 5, 2017 |
| David Michael Johnson | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Jan 11, 2017 | Mar 31, 2017 (79 d) |
| James Michael Schank | Waddell & Reed other | Pcg Wealth Management independent RIA | Other | Jan 10, 2017 | Dec 14, 2018 (703 d) |
| Jason Tyrone Stanfield | Waddell & Reed other | Cornerstone Wealth Management, LLC other | Other | Jan 9, 2017 | Jan 9, 2017 |
| Robert Bozworth | Waddell & Reed other | Strategic Advisers LLC national BD | Other | Jan 9, 2017 | Feb 1, 2017 |
| Alexandra Kiley Kurth Garden | Waddell & Reed other | V Wealth Advisors LLC other | Other | Jan 6, 2017 | Jan 5, 2017 |
| Michael Kevin Garden | Waddell & Reed other | V Wealth Advisors LLC other | Other | Jan 6, 2017 | Jan 5, 2017 |
| Julie Elizabeth Mccormick | Waddell & Reed other | MML Investors Services, LLC BD affiliated | Other | Jan 6, 2017 | Feb 18, 2020 (1138 d) |
| Ryan Andrew Wilkerson | Waddell & Reed other | V Wealth Advisors LLC other | Other | Jan 5, 2017 | Jan 5, 2017 |
| Justin Travis Eslick | Waddell & Reed other | Advice And Planning Services other | Other | Jan 5, 2017 | Jan 13, 2017 |
| John Chou | Waddell & Reed other | Transamerica Financial Advisors, LLC BD affiliated | Other | Dec 31, 2016 | Dec 6, 2018 (705 d) |
| Marc C. Rhoades | Waddell & Reed other | Edward Jones national BD | Other | Dec 31, 2016 | Apr 30, 2018 (485 d) |
| Ronald Jacob Dawson | Waddell & Reed other | Simplyria Advisor Network other | Other | Dec 27, 2016 | Feb 27, 2017 (62 d) |
| Branden Curtiss Bosch | Waddell & Reed other | Simplyria Advisor Network other | Other | Dec 27, 2016 | Feb 24, 2017 (59 d) |
| Jeffrey Scott Powell | Waddell & Reed other | USA Financial Securities LLC independent RIA | Other | Dec 27, 2016 | Dec 19, 2018 (722 d) |
| Timothy Joseph Sepsi | Waddell & Reed other | Sagepoint Financial, Inc. other | Other | Dec 21, 2016 | Dec 16, 2016 |
| Jason Nicholas Alvarado | Waddell & Reed other | Morgan Stanley wirehouse | Other | Dec 21, 2016 | Jun 20, 2019 (911 d) |
| Mark Frank Pauwels | Waddell & Reed other | Spc other | Other | Dec 16, 2016 | Dec 16, 2016 |
| Frederick Daniel Shows | Waddell & Reed other | Good Life Advisors, LLC other | Other | Dec 15, 2016 | Jan 28, 2017 (44 d) |
| Clayton Houston Miller | Waddell & Reed other | Signator Investors, Inc. other | Other | Dec 8, 2016 | Dec 2, 2016 |
| Tabeetha Marie Moesinger | Waddell & Reed other | Hornor, Townsend & Kent, LLC other | Other | Dec 2, 2016 | Jan 31, 2017 (60 d) |
| Justin Dale Young | Waddell & Reed other | Alpha Wealth Management, LLC other | Other | Dec 2, 2016 | Nov 21, 2016 |
| James Jiang-Hua Chu | Waddell & Reed other | Transamerica Financial Advisors, LLC other | Other | Dec 2, 2016 | Jan 26, 2017 (55 d) |
| Trevor A Conti | Waddell & Reed other | Thrivent Investment Management Inc. other | Other | Dec 1, 2016 | Dec 27, 2016 |
| Rebecca Jane Meyers | Waddell & Reed other | LPL Financial LLC other | Other | Nov 29, 2016 | Nov 23, 2016 |
| Drew Michael Kubicki | Waddell & Reed other | Charles Schwab & Co., Inc. national BD | Other | Nov 28, 2016 | Feb 22, 2017 (86 d) |
| Jay William Stenzel | Waddell & Reed other | Commonwealth Financial Network national BD | Other | Nov 23, 2016 | Nov 21, 2016 |
| David James Mannaioni | Waddell & Reed other | St. Bernard Financial Services, Inc. other | Other | Nov 23, 2016 | Nov 21, 2016 |
| David Keith Riffe | Waddell & Reed other | MML Investors Services, LLC other | Other | Nov 22, 2016 | Jan 6, 2017 (45 d) |
| Christopher Allen Duke | Waddell & Reed other | Silicon Valley Wealth Advisors, LLC other | Other | Nov 16, 2016 | Nov 14, 2016 |
| Michael Sylvester Rodriguez | Waddell & Reed other | Td Ameritrade, Inc. no RAUM | Other | Nov 15, 2016 | Mar 27, 2017 (132 d) |
| Michelle Lynn Ford | Waddell & Reed other | Nova Financial Services other | Other | Nov 15, 2016 | Dec 13, 2016 |