DFX Intelligence
Advisor moves
Arrivals at Mariner
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Kevin Taylor | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Aug 31, 2021 |
| Jonathan F Pereira | Waddell & Reed BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Dec 9, 2021 (108 d) |
| Jennifer Ann Potmesil | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2021 | Sep 10, 2021 |
| Christopher Brian Sosa | Edelman Financial Engines mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2021 | Jul 9, 2021 |
| Michael Joseph Horne | Edelman Financial Engines mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2021 | Jul 9, 2021 |
| Alma Pajova | Wells Fargo Advisors wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 28, 2021 | Jul 7, 2021 |
| Rachel M Seiler | Fifth Third Securities, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2021 | Aug 2, 2021 |
| Dana Rae Delance | Northcoast Asset Management LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2021 | Aug 2, 2021 |
| Tanner Reed Sprouse | Mwa Financial Services, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2021 | Aug 3, 2021 |
| Adrian Huerta | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2021 | Aug 3, 2021 |
| Darrell Habben | Miller Private Wealth LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2021 | Jul 19, 2021 |
| Alexander N Blanco | United Capital Financial Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2021 | Jun 17, 2021 |
| Nicholas Paul Sutherland | Plante Moran Financial Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2021 | Aug 23, 2021 (56 d) |
| Logan Stewart Baldner | Waddell & Reed BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Jul 14, 2021 |
| Eduardo Ariel Gonzalez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 21, 2021 | Jul 12, 2021 |
| Tamara Lynn Humphries | Sapient Private Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2021 | Jun 17, 2021 |
| Michael Tallon | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2021 | Jun 1, 2021 |
| William Joseph Gamblin | Advice And Planning Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jun 22, 2021 |
| Zachary Edward Pflughaupt | Waddell & Reed BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Jun 28, 2021 |
| Courtney Gray Kenning | Callahan Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 26, 2021 | Jun 17, 2021 |
| Daniel R Ruiz | Northwestern Mutual Investment Services,LLC no RAUM | Mariner BD affiliated | Other | May 24, 2021 | Jun 15, 2021 |
| Debra Hellyer Sherman | Domani Wealth, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2021 | Apr 6, 2021 |
| Brian James Murphy | Edelman Financial Engines mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2021 | Jul 20, 2023 (814 d) |
| Aaron Michael Dues | Kayne Anderson Rudnick Investment Management, LLC other | Mariner BD affiliated | Other | Apr 14, 2021 | Apr 12, 2021 |
| Grant Prescott Fuller | Creative Planning independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2021 | Jul 2, 2021 (86 d) |
| Dan Loren Kronmal | Advice And Planning Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2021 | Apr 19, 2021 |
| Hetal Lilish Saki | Bakeravenue independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Apr 6, 2021 |
| Jacob Robert Goddard | Advice And Planning Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2021 | Mar 31, 2021 |
| Amanda Christine Long | Morgan Stanley wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2021 | Feb 16, 2021 |
| David Michael Sparks | Creative Planning independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2021 | Mar 2, 2021 |
| Grace Wigington | Equitable Advisors, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2021 | Jun 7, 2021 (104 d) |
| Peter Joseph Moeschler | Avantax Planning Partners, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2021 | Feb 16, 2021 |
| Chad Stephen Hamilton | LPL Financial LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2021 | Feb 23, 2021 |
| Robert Alfred Lee | Insight Planning & Investment unclassified | Mariner BD affiliated | Other | Feb 3, 2021 | Mar 1, 2021 |
| Jonel Joseph Tomines | Ep Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 3, 2021 | Feb 25, 2021 |
| Christopher Michael Schuch | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2021 | Jul 22, 2021 (181 d) |
| Jeremy William Moniz | Mercer Global Advisors Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2020 | Oct 29, 2021 (302 d) |
| Tomiko Reyelle Arthur | Robert W. Baird & Co. Incorporated mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2020 | Apr 7, 2021 (107 d) |
| Noel Vonuelos | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2020 | Jan 20, 2021 (49 d) |
| Lisa Marie Johnson | Avantax Planning Partners, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 24, 2020 | Nov 23, 2020 |
| Deann Lynn Morgan | Avantax Planning Partners, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 24, 2020 | Nov 9, 2020 |
| Jared David Barkmeier | Avantax Planning Partners, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 24, 2020 | Nov 17, 2020 |
| Mark Daniel Dickamore | Advice And Planning Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 4, 2020 |
| John Lee | MML Investors Services, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2020 | Feb 2, 2021 (89 d) |
| Kelly Bernard Trevethan | United Capital Financial Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2020 | Oct 26, 2020 |
| Stephen In Hee Lee | Mercer Global Advisors Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2020 | Apr 5, 2021 (166 d) |
| Robert Dewell Anderson | Avantax Planning Partners, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2020 | Sep 25, 2020 |
| Cara Michelle Miller | Avantax Planning Partners, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 22, 2020 | Sep 8, 2020 |
| Janelle M Mccreary | Moneta Group Investment Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 17, 2020 | May 27, 2021 (252 d) |
| Jonathon Durst Mcadams | Tpb Wealth Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2020 | Sep 14, 2021 (365 d) |
| Adam Paulson | Wealth Enhancement Advisory Services, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2020 | Aug 14, 2020 |
| Sean William Mcginnis | Elk Creek Partners, LLC institutional | Mariner BD affiliated | Other | Jul 1, 2020 | Jun 16, 2026 (2176 d) |
| Jason Shey Lipsett | Tolleson Private Wealth Management mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2020 | Mar 9, 2021 (268 d) |
| James Joseph Karchner | Domani Wealth, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 8, 2020 | Apr 13, 2020 |
| Aaron John Fulton | Avantax Planning Partners, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2020 | May 5, 2020 |
| Richard Nmn Coppa | Wealth Health, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2020 | Apr 1, 2020 |
| Donna Marie Sabatino | Wealth Health, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2020 | Apr 1, 2020 |
| Darin Patrick Gartland | Wealth Health, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2020 | Apr 1, 2020 |
| Peter M Hansen | Waddell & Reed BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2020 | Apr 17, 2020 |
| Jason Eugene Mcelwee | Tortoiseecofin Investments Partners, LLC no RAUM | Mariner BD affiliated | Other | Apr 6, 2020 | Apr 17, 2020 |
886 moves match.