DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Schwab Wealth Advisory, Inc.

872 moves
AdvisorFromToTypeLeftRegistered
Micah Stone HillTd Ameritrade Investment Management, LLC independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJun 3, 2019Mar 5, 2021 (641 d)
Heidi Lorraine SchmidtUsaa Investment Services Company BD affiliatedSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2019May 14, 2019
Kent Austin MiillerMoney Concepts Advisory Service BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherMar 29, 2019May 13, 2021 (776 d)
Thomas Michael HippnerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherMar 26, 2019Jun 3, 2025 (2261 d)
Vincent Michael ZaccariaAmeriprise Financial Services, LLC national BDSchwab Wealth Advisory, Inc. no RAUMOtherMar 19, 2019Oct 22, 2025 (2409 d)
Andrea FloresUsaa Investment Services Company BD affiliatedSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 7, 2019Mar 26, 2019
Irina PodmolskaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherFeb 4, 2019Jun 4, 2026 (2677 d)
Paul JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 7, 2019Jan 18, 2019
Vincent Vijay LachmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJan 2, 2019Sep 30, 2025 (2463 d)
Michael A TothUsaa Investment Services Company BD affiliatedSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2019Jan 17, 2019
Barbara Christine TsinakisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 17, 2018Jan 3, 2019
Brent L WulbrechtAmeriprise Financial Services, LLC national BDSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2018Jan 16, 2019 (44 d)
Julieanne Nelle BrittainFidelity Personal And Workplace Advisors BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherNov 30, 2018Dec 22, 2020 (753 d)
Brady Jay ClarMorgan Stanley wirehouseSchwab Wealth Advisory, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 27, 2018Dec 19, 2018
Donovan SeguritanUsaa Investment Services Company BD affiliatedSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 25, 2018Dec 20, 2018 (56 d)
Adam Shane BreazealeFifth Third Securities, Inc. BD affiliatedSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 5, 2018Nov 27, 2018 (53 d)
Christopher Brian FisherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherOct 4, 2018Apr 23, 2021 (932 d)
Edward BurgosMorgan Stanley wirehouseSchwab Wealth Advisory, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 27, 2018Jan 25, 2019 (120 d)
Jason Bryan CarlsonFidelity Personal And Workplace Advisors BD affiliatedSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2018Oct 8, 2018
David L ChapinSheaff Brock Investment Advisors, LLC independent RIASchwab Wealth Advisory, Inc. no RAUMOtherSep 4, 2018Oct 28, 2021 (1150 d)
Porter R DraperMoloney Securities Asset Management LLC BD affiliatedSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2018Aug 3, 2018
Jeffrey Eric SferraStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. no RAUMOtherJul 12, 2018Sep 3, 2024 (2245 d)
Cory Joseph RauRaymond James Financial Services Advisors, Inc BD affiliatedSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2018Jan 29, 2020 (566 d)
April M BeltranWells Fargo Advisors wirehouseSchwab Wealth Advisory, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 10, 2018Aug 7, 2018
Anthony James DecotisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 5, 2018Aug 17, 2018 (43 d)
Mark PorcelliAdvice And Planning Services BD affiliatedSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 18, 2018Mar 11, 2019 (266 d)
Jayne ChristianKestra Advisory Services, LLC BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJun 15, 2018Dec 15, 2025 (2740 d)
John Gilbert MyersMorgan Stanley wirehouseSchwab Wealth Advisory, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 4, 2018Jul 25, 2018 (51 d)
Valerie Ann PateStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 2, 2018Mar 9, 2020 (646 d)
Song Yon YiUsaa Investment Services Company BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherMay 11, 2018Jan 10, 2021 (975 d)
Jonathan Baldwin SearsJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherApr 23, 2018Oct 27, 2022 (1648 d)
Aaron Scott HarveyInvestment Professionals, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherApr 16, 2018Jul 16, 2025 (2648 d)
Felisha Marie Pullen1st Global Advisors Inc otherSchwab Wealth Advisory, Inc. no RAUMOtherMar 29, 2018Sep 29, 2025 (2741 d)
Christopher Theodore SatterfieldLPL Financial LLC independent RIASchwab Wealth Advisory, Inc. no RAUMOtherMar 27, 2018May 18, 2021 (1148 d)
Bonnita L HughesOneamerica Securities, Inc. otherSchwab Wealth Advisory, Inc. no RAUMOtherMar 21, 2018Apr 6, 2026 (2938 d)
Matt R LybargerScottrade Investment Management BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherMar 9, 2018Nov 30, 2020 (997 d)
Hannah Elizabeth KrumreichJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 8, 2018Apr 2, 2018
Patrick Ryan YingstEdward Jones national BDSchwab Wealth Advisory, Inc. no RAUMOtherFeb 20, 2018Nov 27, 2024 (2472 d)
Harris Isaac RubinTruist Advisory Services, Inc. otherSchwab Wealth Advisory, Inc. no RAUMOtherJan 22, 2018Apr 25, 2023 (1919 d)
Lidija GjorgjievskaTd Ameritrade Investment Management, LLC independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJan 18, 2018Mar 16, 2021 (1153 d)
Shane Michael HigginsTd Ameritrade Investment Management, LLC independent RIASchwab Wealth Advisory, Inc. otherOtherJan 11, 2018Feb 1, 2018
Lauran D ReynoldsWinthrop Capital Management otherSchwab Wealth Advisory, Inc. no RAUMOtherJan 2, 2018Dec 17, 2025 (2906 d)
Jin-Sub Kevin HwangStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. no RAUMOtherJan 2, 2018Mar 9, 2026 (2988 d)
Jason PearcePolaris Capital Management, LLC unclassifiedSchwab Wealth Advisory, Inc. no RAUMOtherDec 31, 2017Sep 27, 2024 (2462 d)
Scott Wallace BalderasStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. no RAUMOtherNov 3, 2017Oct 4, 2022 (1796 d)
Marielle StockdaleUsaa Financial Planning Services no RAUMSchwab Wealth Advisory, Inc. no RAUMOtherOct 31, 2017Jun 14, 2022 (1687 d)
Ernie Douglas HollowayScottrade Investment Management otherSchwab Wealth Advisory, Inc. no RAUMOtherOct 30, 2017Jan 4, 2023 (1892 d)
Steven Tanner HaleEdward Jones national BDSchwab Wealth Advisory, Inc. no RAUMOtherOct 20, 2017Feb 9, 2021 (1208 d)
Jeffrey Lynn BaclawskiStrategic Advisers LLC national BDSchwab Wealth Advisory, Inc. otherOtherOct 18, 2017Nov 15, 2017
Travis J MottUsaa Financial Planning Services no RAUMSchwab Wealth Advisory, Inc. otherOtherOct 10, 2017Mar 9, 2018 (150 d)
Ryan C GahlerTd Ameritrade Investment Management, LLC otherSchwab Wealth Advisory, Inc. no RAUMOtherSep 26, 2017Jul 30, 2026 (3229 d)
Joseph A SilvermanVanguard Advisers, Inc. otherSchwab Wealth Advisory, Inc. otherOtherSep 6, 2017Sep 26, 2017
Ian J McgonigleMorgan Stanley wirehouseSchwab Wealth Advisory, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 29, 2017Mar 10, 2020 (924 d)
Haziq BasharatEdward Jones national BDSchwab Wealth Advisory, Inc. no RAUMOtherAug 21, 2017Sep 10, 2025 (2942 d)
Gregory Louis BrodnikTd Ameritrade Investment Management, LLC otherSchwab Wealth Advisory, Inc. otherOtherAug 7, 2017Aug 23, 2017
Richard Lee MalmbergStratos Wealth Partners, Ltd otherSchwab Wealth Advisory, Inc. BD affiliatedOtherAug 2, 2017Jul 25, 2019 (722 d)
Susan Elaine NaesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSchwab Wealth Advisory, Inc. otherOtherJun 28, 2017Aug 29, 2017 (62 d)
Kelly Hughes KaufmanAvalon Wealth Advisory, Inc. state registeredSchwab Wealth Advisory, Inc. otherOtherJun 28, 2017Jun 30, 2017
Mark Joseph CelusniakMorgan Stanley wirehouseSchwab Wealth Advisory, Inc. otherOtherJun 13, 2017Jun 23, 2017
Kaija BruverisSummit Wealth Management LLC independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJun 1, 2017Dec 26, 2023 (2399 d)
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