| Fred Rick Kettler | Visionary Wealth Advisors, LLC other | Park Avenue Securities LLC other | Other | Oct 18, 2016 | Feb 23, 2017 (128 d) |
| Seth Jarrett Meyers | H. Beck, Inc. other | Park Avenue Securities LLC other | Other | Oct 12, 2016 | Oct 27, 2016 |
| Paul David Sonnier | Morgan Stanley wirehouse | Park Avenue Securities LLC other | Other | Sep 30, 2016 | Oct 28, 2016 |
| Noah James Borwick | Waddell & Reed other | Park Avenue Securities LLC other | Other | Sep 28, 2016 | Oct 17, 2016 |
| Mayo M Woodward | Bb&T Securities, LLC other | Park Avenue Securities LLC other | Other | Sep 16, 2016 | Mar 1, 2017 (166 d) |
| Virginia Elizabeth Brown | Msi Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Sep 15, 2016 | Oct 13, 2016 |
| Paul Martin Glowienke | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Sep 14, 2016 | Jan 5, 2018 (478 d) |
| Lars Gwartney | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Sep 14, 2016 | Jul 6, 2026 (3582 d) |
| Joseph Amery Staub | Summit Asset Management LLC other | Park Avenue Securities LLC BD affiliated | Other | Sep 1, 2016 | Sep 13, 2019 (1107 d) |
| Hye Joung Lee | World Advisory Services other | Park Avenue Securities LLC other | Other | Sep 1, 2016 | Oct 13, 2016 (42 d) |
| Joseph William Veasey | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Aug 25, 2016 | Sep 13, 2016 |
| Alex Chisholm | Signator Investors, Inc. other | Park Avenue Securities LLC BD affiliated | Other | Aug 18, 2016 | May 18, 2018 (638 d) |
| Tyler G Bangs | Morgan Stanley wirehouse | Park Avenue Securities LLC other | Other | Aug 17, 2016 | Aug 29, 2016 |
| Aaron Robert Kohl | Foster Victor no RAUM | Park Avenue Securities LLC other | Other | Aug 12, 2016 | May 8, 2017 (269 d) |
| Michael Glen Fields | LPL Financial LLC other | Park Avenue Securities LLC other | Other | Aug 11, 2016 | Aug 8, 2016 |
| Xiuhong Du | Voya Financial Advisors, Inc. other | Park Avenue Securities LLC other | Other | Aug 11, 2016 | Feb 7, 2017 (180 d) |
| Brenda Joy Karczag | Edward Jones national BD | Park Avenue Securities LLC other | Other | Aug 3, 2016 | Feb 3, 2017 (184 d) |
| Nathaniel John Miller | Pruco Securities, LLC other | Park Avenue Securities LLC other | Other | Jul 27, 2016 | Jan 12, 2017 (169 d) |
| Ester C Viti | Esi Financial Advisors other | Park Avenue Securities LLC other | Other | Jul 21, 2016 | Aug 23, 2016 (33 d) |
| Seth Taylor Adams | Securian Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Jul 19, 2016 | Jan 25, 2017 (190 d) |
| Matthew E Rydell | Pruco Securities, LLC other | Park Avenue Securities LLC BD affiliated | Other | Jul 12, 2016 | Sep 12, 2023 (2618 d) |
| William Ralph Snodgrass | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Jun 22, 2016 | Jun 24, 2016 |
| Ka Eun Lee | LPL Financial LLC other | Park Avenue Securities LLC BD affiliated | Other | Jun 1, 2016 | Jun 6, 2025 (3292 d) |
| Bernard Richards | Sagepoint Financial, Inc. other | Park Avenue Securities LLC other | Other | May 5, 2016 | May 12, 2016 |
| Darrell Dwayne Williams | Voya Financial Advisors, Inc. other | Park Avenue Securities LLC other | Other | May 3, 2016 | Apr 29, 2016 |
| Steven H Degraff | Msi Financial Services, Inc. other | Park Avenue Securities LLC other | Other | May 3, 2016 | Apr 29, 2016 |
| Anthony Jack Ceccacci | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Apr 26, 2016 | Apr 27, 2016 |
| Danny Max Recht | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Apr 26, 2016 | May 2, 2016 |
| Douglas Roeder Timmerman | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Apr 22, 2016 | Apr 26, 2016 |
| Stephen Paul Kelly | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Apr 22, 2016 | Apr 27, 2016 |
| Alec Rober Colin Williams | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Apr 22, 2016 | Apr 22, 2016 |
| Bruce C. Branstine | Comerica Securities other | Park Avenue Securities LLC other | Other | Apr 21, 2016 | Sep 27, 2016 (159 d) |
| Ross Cohen | Morgan Stanley wirehouse | Park Avenue Securities LLC other | Other | Apr 21, 2016 | Aug 15, 2017 (481 d) |
| Derek Michael Mcdougall | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Apr 20, 2016 | Apr 22, 2016 |
| Veronica Parker Mackey | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC other | Other | Apr 15, 2016 | Jul 22, 2016 (98 d) |
| Josh A Wawrzonek | MML Investors Services, LLC other | Park Avenue Securities LLC BD affiliated | Other | Apr 8, 2016 | Jul 13, 2020 (1557 d) |
| James Patrick Gnefkow | Curian Capital, LLC other | Park Avenue Securities LLC BD affiliated | Other | Mar 29, 2016 | Nov 30, 2018 (976 d) |
| Jenevieve J Lenz | Mercer Global Advisors Inc. other | Park Avenue Securities LLC other | Other | Mar 18, 2016 | Aug 8, 2016 (143 d) |
| Michael Dare | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Mar 11, 2016 | Mar 14, 2016 |
| Brandon Russell Wilson | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Mar 10, 2016 | Mar 14, 2016 |
| Michael J Blackwell | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Mar 1, 2016 | Feb 22, 2016 |
| Ashton Penister | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC other | Other | Mar 1, 2016 | Apr 15, 2016 (45 d) |
| Samantha L Hendricks | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Feb 22, 2016 | Mar 17, 2016 |
| Frank Rogers Jones | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Feb 11, 2016 | Apr 23, 2016 (72 d) |
| Francis M Evans | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Feb 10, 2016 | Feb 16, 2016 |
| Corwin Eugene Davidson | Securian Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Feb 9, 2016 | Mar 7, 2016 |
| Bradly A Stevens | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Jan 25, 2016 | Jan 15, 2016 |
| Sarah K Welch | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Jan 21, 2016 | Jan 15, 2016 |
| Umang C Patel | Edward Jones national BD | Park Avenue Securities LLC other | Other | Jan 15, 2016 | Apr 14, 2016 (90 d) |
| Travis L Ames | Sagepoint Financial, Inc. other | Park Avenue Securities LLC other | Other | Jan 13, 2016 | Mar 11, 2016 (58 d) |
| Katherine Anne Burak | LPL Financial LLC other | Park Avenue Securities LLC other | Other | Jan 12, 2016 | Apr 27, 2016 (106 d) |
| Nathan K Mccardell | Sagepoint Financial, Inc. other | Park Avenue Securities LLC other | Other | Jan 11, 2016 | Jun 13, 2016 (154 d) |
| Hemant Sachdev | Edward Jones national BD | Park Avenue Securities LLC other | Other | Jan 6, 2016 | Feb 11, 2016 (36 d) |
| Peter Vitale | Msi Financial Services, Inc. other | Park Avenue Securities LLC BD affiliated | Other | Dec 31, 2015 | Feb 7, 2020 (1499 d) |
| Matthew John Mcnabb | LPL Financial LLC other | Park Avenue Securities LLC other | Other | Dec 24, 2015 | Jan 27, 2016 (34 d) |
| Jacqueline Seena Zweig | B. Riley Wealth Advisors, Inc. other | Park Avenue Securities LLC other | Other | Dec 23, 2015 | Apr 5, 2017 (469 d) |
| Leonardo Irizarri | Brookstone Capital Management LLC other | Park Avenue Securities LLC other | Other | Dec 23, 2015 | Feb 29, 2016 (68 d) |
| Jonathon E Dodd | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC other | Other | Nov 17, 2015 | Jan 5, 2016 (49 d) |
| Antonio Demerio Jenkins | Waddell & Reed other | Park Avenue Securities LLC other | Other | Nov 16, 2015 | Nov 19, 2015 |
| Anthony Christopher Rossi | Capital Synergy Partners independent RIA | Park Avenue Securities LLC other | Other | Nov 10, 2015 | Dec 7, 2015 |