DFX Intelligence
Advisor moves
Arrivals at Vanguard Advisers, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,077 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Ryan Kirkeby | Usaa Investment Services Company no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jun 29, 2020 | Jan 29, 2025 (1675 d) |
| Nicole Grace Eich | Usaa Investment Services Company no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jun 29, 2020 | Oct 26, 2020 (119 d) |
| Jose Luis Estrada Arroyo | Ae Wealth Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 22, 2020 | Sep 1, 2021 (436 d) |
| Jeffery Mingo | MML Investors Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2020 | Feb 16, 2021 (243 d) |
| Matthew David Liegl | Usaa Investment Services Company no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jun 12, 2020 | Dec 17, 2021 (553 d) |
| Austin Harold Lewis | Td Ameritrade Investment Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2020 | Apr 28, 2021 (323 d) |
| Peter James Kalil | Goldman Sachs Wealth Services, L.P. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2020 | May 6, 2021 (336 d) |
| Bradley Daniel Kutler | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2020 | Oct 26, 2020 (144 d) |
| Brandon Shemonia | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 26, 2020 | Oct 8, 2020 (135 d) |
| Matthew Jellison | Cambridge Investment Research Advisors, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2020 | Sep 21, 2020 (124 d) |
| Justin Gibbs | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2020 | Sep 22, 2020 (130 d) |
| John Harrison Lindsey | United Capital Financial Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2020 | Jun 10, 2020 |
| Daniel James Keefe | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2020 | Jun 12, 2020 (36 d) |
| Mary Frances Zampini | Kingdom Financial Group, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2020 | Dec 9, 2020 (239 d) |
| Richard Stuart Sobel | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2020 | May 11, 2020 (41 d) |
| Jeffrey Michael Obrien | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 25, 2020 | Apr 20, 2020 |
| Semih Batum | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2020 | Aug 26, 2021 (527 d) |
| Bryce Sagers | E*Trade Capital Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 12, 2020 | Mar 31, 2020 |
| Francis Sanchez | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | May 6, 2020 (61 d) |
| Matthew Hunter Jankes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2020 | Oct 5, 2020 (234 d) |
| Riley T Salmon | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2020 | Jul 8, 2021 (540 d) |
| Tyler Emerson Waters | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2020 | May 7, 2020 (119 d) |
| Brian Mcgillin | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2019 | Sep 8, 2021 (638 d) |
| Nouachi Vang | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2019 | Jan 2, 2020 (44 d) |
| John Wayne Purvis | Parrott Wealth Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2019 | Nov 18, 2021 (745 d) |
| Kimberly Anne Owen | Truist Advisory Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2019 | Oct 11, 2021 (719 d) |
| Patrick Hoffman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 21, 2019 | Nov 13, 2019 |
| Tyler Maitland Lewis | Pruco Securities, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2019 | Oct 8, 2021 (725 d) |
| Sean Power | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2019 | Sep 8, 2020 (348 d) |
| Mark Sauceda | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2019 | Oct 30, 2019 (44 d) |
| David J Ricci | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Oct 14, 2019 (32 d) |
| Jacob Charles Kavinsky | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2019 | Oct 26, 2020 (424 d) |
| Michael Brian Beroza | Foresters Advisory Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Sep 26, 2019 |
| Angela Kay Janzen | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Jun 22, 2026 (2504 d) |
| Matthew Biedron | Usaa Investment Services Company BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Aug 20, 2019 |
| Robert Michael Castillo Espinal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 30, 2019 | Oct 28, 2020 (456 d) |
| Jessica Silverman | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2019 | Nov 30, 2020 (502 d) |
| Donald Thomas Marchesiello | Citigroup Global Markets Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2019 | Apr 20, 2020 (305 d) |
| Giacomo Parente | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2019 | Mar 17, 2022 (1001 d) |
| John Harrison Lindsey | Cetera Advisor Networks LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2019 | Jun 10, 2020 (363 d) |
| Lindsey Carolyn Lewis | Soltis Investment Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2019 | Aug 6, 2019 (54 d) |
| Jason Patrick Wooten | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2019 | Jul 9, 2019 (42 d) |
| Steven Michael Clarke | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2019 | Jun 26, 2019 (34 d) |
| Paul Andrew Grippi | Janney Montgomery Scott LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | May 11, 2020 (363 d) |
| Zachary Todd Staheli | Dfpg Investments, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2019 | Nov 15, 2019 (196 d) |
| Marco Cesar De Freitas | Td Ameritrade, Inc. no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | May 1, 2019 | Jun 10, 2019 (40 d) |
| Marco Cesar De Freitas | Td Ameritrade Investment Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2019 | Jun 10, 2019 (40 d) |
| Timothy Bernhard Kauk | Usaa Investment Services Company BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Apr 15, 2019 |
| Nicolas Alejandro Rocha | Wasmer Schroeder independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2019 | Nov 19, 2024 (2057 d) |
| Michael Tuomas Collegeman | Northwestern Mutual Investment Services,LLC no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Mar 21, 2019 | Sep 30, 2021 (924 d) |
| James Patrick Moran | Usaa Investment Services Company BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2019 | Apr 11, 2019 |
| Christopher Robert Scarlata | Ast Investment Services, Inc. asset manager | Vanguard Advisers, Inc. BD affiliated | Other | Feb 25, 2019 | Mar 6, 2020 (375 d) |
| Jordan Michael Guynn | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 25, 2019 | Feb 11, 2019 |
| Erik Michael Brown | Northwestern Mutual Investment Services,LLC no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jan 25, 2019 | Feb 20, 2019 |
| Ronald Mario Taraborrelli | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2019 | Feb 8, 2019 |
| Charles Jacob Wedemeyer | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2019 | Mar 4, 2019 (52 d) |
| Wesley Alim | Cwa Asset Management Group independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2019 | Nov 9, 2020 (677 d) |
| Erica Nicole Molina | Schwab Wealth Advisory, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Apr 23, 2019 (117 d) |
| Jeffrey Shannon Bierbower | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 3, 2018 | Oct 6, 2025 (2499 d) |
| Anthony Nelson Badillo | Gen Y Planning state registered | Vanguard Advisers, Inc. BD affiliated | Other | Nov 29, 2018 | Dec 19, 2018 |