| Charles Richard Cooke | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Woodbury Financial Services, Inc. other | Other | May 4, 2010 | Apr 30, 2010 |
| James Robert Vande Logt | Northwestern Mutual Investment Services,LLC other | Woodbury Financial Services, Inc. other | Other | May 3, 2010 | May 4, 2010 |
| Mark Mcdonough | Chase Investment Services Corp. other | Woodbury Financial Services, Inc. other | Other | Apr 30, 2010 | May 6, 2010 |
| Polly M Watson | LPL Financial LLC other | Woodbury Financial Services, Inc. other | Other | Apr 16, 2010 | Apr 21, 2010 |
| Anthony Rainer Jones | John Hancock Investment Management LLC other | Woodbury Financial Services, Inc. other | Other | Apr 9, 2010 | May 3, 2010 |
| Sam Charles Wilkerson | Securian Financial Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Apr 7, 2010 | Apr 28, 2010 |
| Karin De Maria Alvarado | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Apr 5, 2010 | Apr 6, 2010 |
| Christopher Pokrzywinski | Wells Fargo Investments, LLC unclassified | Woodbury Financial Services, Inc. other | Other | Mar 29, 2010 | Mar 22, 2010 |
| John Allen Seaman | Cetera Investment Services LLC other | Woodbury Financial Services, Inc. other | Other | Mar 10, 2010 | May 26, 2010 (77 d) |
| Todd Paul Redd | First Tennessee Advisory Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Feb 25, 2010 | Sep 2, 2010 (189 d) |
| James Peter Shannon | Credit Suisse Securities (USA) LLC other | Woodbury Financial Services, Inc. other | Other | Feb 25, 2010 | May 27, 2010 (91 d) |
| Steven Joseph Wilhusen | Chase Investment Services Corp. other | Woodbury Financial Services, Inc. other | Other | Feb 22, 2010 | Feb 22, 2010 |
| Delta Francine Jones-Walker | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Feb 18, 2010 | May 27, 2010 (98 d) |
| Marian F Geohegan | Private Client Services, LLC other | Woodbury Financial Services, Inc. other | Other | Feb 12, 2010 | Jun 29, 2004 |
| Andrea Joellen Argue | Msi Financial Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Jan 29, 2010 | Jan 25, 2010 |
| Eric James Robert Nelson | Msi Financial Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Jan 21, 2010 | Dec 14, 2010 (327 d) |
| Brent Curtis Bowman | Valic Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jan 13, 2010 | Jan 5, 2010 |
| William Ray Stagner | On Investment Management Co other | Woodbury Financial Services, Inc. other | Other | Jan 5, 2010 | Jan 8, 2010 |
| Ken Seiryu Sakamoto | Chase Investment Services Corp. other | Woodbury Financial Services, Inc. other | Other | Jan 4, 2010 | Dec 23, 2009 |
| Anne Elizabeth Lane | Lane&Associates Financial Services, Inc unclassified | Woodbury Financial Services, Inc. other | Other | Dec 31, 2009 | Dec 13, 2007 |
| Daniel Allan Flees | Capital Financial Services, Inc. other | Woodbury Financial Services, Inc. BD affiliated | Other | Dec 31, 2009 | May 17, 2019 (3424 d) |
| Mark Steven Smed | Isc Financial Advisors unclassified | Woodbury Financial Services, Inc. other | Other | Dec 31, 2009 | Jan 28, 2014 (1489 d) |
| Juelmarie Trueworthy Morgan | Citigroup Global Markets Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 17, 2009 | Dec 3, 2009 |
| Julian Adam Marturano | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Dec 14, 2009 | Dec 9, 2009 |
| David T. Skelly | Hornor, Townsend & Kent, LLC other | Woodbury Financial Services, Inc. other | Other | Dec 3, 2009 | Nov 20, 2009 |
| Pei-Jye Wang | USA Wealth Management LLC other | Woodbury Financial Services, Inc. BD affiliated | Other | Dec 1, 2009 | Apr 22, 2021 (4160 d) |
| Annette Patricia Shanks | Park Avenue Securities LLC other | Woodbury Financial Services, Inc. other | Other | Nov 19, 2009 | Nov 18, 2009 |
| David Robert Kennon | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Nov 18, 2009 | Nov 17, 2009 |
| Nicholas James Russell | Ameriprise Financial Services, LLC national BD | Woodbury Financial Services, Inc. other | Other | Nov 17, 2009 | Nov 24, 2009 |
| Quinn Daniel Campbell | Securian Financial Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Nov 16, 2009 | Nov 9, 2009 |
| David Isaiah Strunc | Ameriprise Financial Services, LLC national BD | Woodbury Financial Services, Inc. other | Other | Nov 11, 2009 | Dec 2, 2009 |
| Louis David Esposito | Hsbc Securities (USA) Inc. other | Woodbury Financial Services, Inc. other | Other | Nov 11, 2009 | Apr 8, 2010 (148 d) |
| Samuel Hurst Hoppe | 1st Global Advisors Inc other | Woodbury Financial Services, Inc. other | Other | Nov 5, 2009 | Oct 27, 2009 |
| Mark Alan Weber | LPL Financial LLC other | Woodbury Financial Services, Inc. other | Other | Nov 2, 2009 | Jan 15, 2016 (2265 d) |
| Todd Michael Bolen | LPL Financial LLC other | Woodbury Financial Services, Inc. other | Other | Nov 2, 2009 | Jun 2, 2016 (2404 d) |
| Kerry Jean Kimmel-Geiger | Colonial Asset Management Inc unclassified | Woodbury Financial Services, Inc. other | Other | Oct 30, 2009 | Nov 12, 2009 |
| Ronald Scott Goldberg | Colonial Asset Management Inc unclassified | Woodbury Financial Services, Inc. other | Other | Oct 29, 2009 | Nov 9, 2009 |
| Michael Paul Bennitt | Arvest Wealth Management other | Woodbury Financial Services, Inc. other | Other | Oct 21, 2009 | Oct 19, 2009 |
| Margaret Mary Reid | Esi Financial Advisors other | Woodbury Financial Services, Inc. other | Other | Oct 15, 2009 | Oct 19, 2009 |
| Christina Hancock Inmon | LPL Financial LLC other | Woodbury Financial Services, Inc. other | Other | Oct 15, 2009 | Jun 15, 2017 (2800 d) |
| Jason Lee Kleemeier | Cetera Advisor Networks LLC other | Woodbury Financial Services, Inc. other | Other | Oct 14, 2009 | Oct 1, 2009 |
| Andrew Charles Pesha | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. other | Other | Oct 13, 2009 | Jul 19, 2011 (644 d) |
| Jack Jui-Lin Chang | MML Investors Services, LLC other | Woodbury Financial Services, Inc. other | Other | Oct 2, 2009 | Oct 1, 2009 |
| Stephen A. Shepherd | Oppenheimer & Co. Inc. other | Woodbury Financial Services, Inc. other | Other | Sep 30, 2009 | Sep 24, 2009 |
| Patrick Andrew Vance | Edward Jones national BD | Woodbury Financial Services, Inc. other | Other | Sep 29, 2009 | Sep 25, 2009 |
| Geoffrey Taylor Koepp | Ameriprise Financial Services, LLC national BD | Woodbury Financial Services, Inc. other | Other | Sep 21, 2009 | Sep 17, 2009 |
| Jane E Kwoun | Pruco Securities, LLC other | Woodbury Financial Services, Inc. other | Other | Sep 14, 2009 | Sep 15, 2009 |
| Joseph Adam Uhrig | Cetera Advisors LLC other | Woodbury Financial Services, Inc. other | Other | Sep 14, 2009 | Sep 14, 2009 |
| David Robert Mccain | Commonwealth Financial Network national BD | Woodbury Financial Services, Inc. other | Other | Sep 4, 2009 | Sep 4, 2009 |
| Ronald Jay Naegle | Commonwealth Financial Network national BD | Woodbury Financial Services, Inc. other | Other | Sep 4, 2009 | Sep 9, 2009 |
| Neelam Ramchand Krishnaney-Davison | Packerland Brokerage Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Sep 2, 2009 | Sep 1, 2009 |
| Sharon Green | Annex Wealth Management, LLC other | Woodbury Financial Services, Inc. BD affiliated | Other | Aug 31, 2009 | Jan 12, 2018 (3056 d) |
| Douglas Adrian Emery | On Investment Management Co other | Woodbury Financial Services, Inc. other | Other | Aug 20, 2009 | Aug 26, 2009 |
| Eric A Michalski | Td Ameritrade, Inc. no RAUM | Woodbury Financial Services, Inc. other | Other | Aug 14, 2009 | Mar 29, 2011 (592 d) |
| Sean Robert Dignan | Newport Coast Asset Management other | Woodbury Financial Services, Inc. other | Other | Aug 4, 2009 | Sep 11, 2009 (38 d) |
| Jeffrey Lee Just | Packerland Brokerage Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Aug 3, 2009 | Aug 3, 2009 |
| Mark Angelo Aleman | UBS Financial Services Inc. wirehouse | Woodbury Financial Services, Inc. other | Other | Jul 21, 2009 | Jun 29, 2009 |
| John M Schorse | Sii Investments, Inc. other | Woodbury Financial Services, Inc. other | Other | Jul 9, 2009 | Jul 7, 2009 |
| Anil Gulati | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Jul 8, 2009 | Oct 27, 2009 (111 d) |
| Timothy Joseph Chase | Packerland Brokerage Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Jul 6, 2009 | Jul 2, 2009 |