| Maro Artemio Paz | Workman Securities Corporation unclassified | Cuso Financial Services, L.P. other | Other | Feb 2, 2011 | Feb 3, 2011 |
| Darin Andrew Drennan | Sutterfield Financial Group, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 26, 2011 | Mar 22, 2011 (55 d) |
| Collin Kee | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 13, 2011 | Jan 21, 2011 |
| Thomas Dale Hubert | Chase Investment Services Corp. other | Cuso Financial Services, L.P. other | Other | Jan 3, 2011 | Jan 7, 2011 |
| Brian Michael Turpen | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Jan 3, 2011 | Jan 3, 2011 |
| Thomas Anthony Walker | Wells Fargo Investments, LLC unclassified | Cuso Financial Services, L.P. other | Other | Dec 14, 2010 | Apr 12, 2011 (119 d) |
| Ryan Robert Batey | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Dec 1, 2010 | Jan 11, 2011 (41 d) |
| Allison Jo Alley | Chase Investment Services Corp. other | Cuso Financial Services, L.P. other | Other | Nov 29, 2010 | Dec 2, 2010 |
| Hector Garza | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Nov 17, 2010 | Nov 30, 2010 |
| Adam E Hartzell | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Oct 27, 2010 | Nov 29, 2010 (33 d) |
| Arthur Wright Davis | U.S. Bancorp Investments, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 8, 2010 | Oct 9, 2010 |
| Aaron Matthew Persons | Chase Investment Services Corp. other | Cuso Financial Services, L.P. other | Other | Oct 1, 2010 | Nov 24, 2010 (54 d) |
| Andrew Richard Staley | Usaa Financial Planning Services no RAUM | Cuso Financial Services, L.P. other | Other | Sep 30, 2010 | Jan 7, 2011 (99 d) |
| John Guenther Haller | Fifth Third Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 27, 2010 | Sep 17, 2010 |
| Zoran Ivan Lozo | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 20, 2010 | Sep 28, 2010 |
| Deborah Ruth Krumwiede | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Aug 30, 2010 | Sep 1, 2010 |
| Cali J Lehman | Uvest Financial Services Group, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Aug 26, 2010 | Aug 13, 2010 |
| Lester John De Peralta | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Aug 10, 2010 | Aug 27, 2010 |
| Michelle Pearson | Thrivent Investment Management Inc. other | Cuso Financial Services, L.P. other | Other | Aug 9, 2010 | Mar 17, 2011 (220 d) |
| Eugene A Fistani | T. Rowe Price Advisory Services, Inc. no RAUM | Cuso Financial Services, L.P. other | Other | Jul 13, 2010 | Sep 16, 2010 (65 d) |
| John Todd Anderson | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jul 6, 2010 | Jul 7, 2010 |
| Richard Lee Chambers | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jul 6, 2010 | Jul 7, 2010 |
| Bryan Patrick Farrissey | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jul 6, 2010 | Jul 7, 2010 |
| Shaun Harold Kimball | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Jun 7, 2010 | Sep 24, 2015 (1935 d) |
| Jennifer Elaine Gibson | Hornor, Townsend & Kent, LLC other | Cuso Financial Services, L.P. other | Other | Jun 3, 2010 | Dec 5, 2011 (550 d) |
| Robert Joseph Blazejewski | Investment Centers Of America, Inc. other | Cuso Financial Services, L.P. other | Other | Jun 2, 2010 | Jun 1, 2010 |
| Bradley Keith Hill | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | May 6, 2010 | May 3, 2010 |
| Richard Allan Orr | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Apr 6, 2010 | Apr 5, 2010 |
| Alan Nelson Barnes | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Mar 15, 2010 | Mar 24, 2014 (1470 d) |
| Jack Edward Vadnais | Osaic Institutions, Inc. other | Cuso Financial Services, L.P. other | Other | Mar 2, 2010 | Mar 15, 2010 |
| Christopher Eric Asplin | Citigroup Global Markets Inc. other | Cuso Financial Services, L.P. other | Other | Jan 27, 2010 | Jan 20, 2010 |
| Jeffrey Martin Callan | Cetera Investment Services LLC other | Cuso Financial Services, L.P. other | Other | Jan 20, 2010 | Nov 8, 2017 (2849 d) |
| Patrick Edward Huey | Fisher Investments other | Cuso Financial Services, L.P. other | Other | Jan 11, 2010 | Jan 21, 2010 |
| Jonathan Edward Peirson | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. other | Other | Jan 5, 2010 | Jan 4, 2010 |
| Cesar Noe Pena | Northern Trust Securities, Inc no RAUM | Cuso Financial Services, L.P. other | Other | Dec 31, 2009 | Jul 8, 2014 (1650 d) |
| Marcus Tyrone Stell | Swbc Investment Company other | Cuso Financial Services, L.P. other | Other | Dec 22, 2009 | Jan 4, 2010 |
| Alex Antonio Bacay | Msi Financial Services, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 7, 2009 | Dec 1, 2009 |
| Janice Michelle Dunn | Raymond James Financial Services Advisors, Inc other | Cuso Financial Services, L.P. other | Other | Dec 2, 2009 | Dec 1, 2009 |
| Mary Levy | Sagepoint Financial, Inc. other | Cuso Financial Services, L.P. other | Other | Nov 17, 2009 | Nov 16, 2009 |
| Felicia Deatrette Erwin-Sanders | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Nov 10, 2009 | Jun 14, 2010 (216 d) |
| Eric Orlando Rivera Bonilla | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Nov 6, 2009 | Jan 5, 2010 (60 d) |
| Colin Thomas Babb | Msi Financial Services, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 26, 2009 | Oct 19, 2009 |
| Kevin Glenn Albrecht | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Oct 22, 2009 | Oct 19, 2009 |
| Richard Omar Wilson | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Oct 13, 2009 | Oct 5, 2009 |
| Robert George Wilson | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Oct 13, 2009 | Oct 5, 2009 |
| Jacqueline Lea Halcomb | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 5, 2009 | Oct 1, 2009 |
| Stephen Mark Seewer | Wells Fargo Investments, LLC unclassified | Cuso Financial Services, L.P. other | Other | Sep 14, 2009 | Sep 10, 2009 |
| Tristan Ludwig | MML Investors Services, LLC other | Cuso Financial Services, L.P. other | Other | Sep 2, 2009 | Sep 9, 2009 |
| Zelalem Baalu Girma | William O'Neil Securities unclassified | Cuso Financial Services, L.P. other | Other | Aug 31, 2009 | Dec 10, 2009 (101 d) |
| Scott Glenn Thompson | Chase Investment Services Corp. other | Cuso Financial Services, L.P. other | Other | Jul 16, 2009 | Jun 23, 2011 (707 d) |
| Dejan Tasich | Chase Investment Services Corp. other | Cuso Financial Services, L.P. other | Other | Jul 13, 2009 | Jul 16, 2009 |
| Joseph Anthony Turfa | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. other | Other | Jul 9, 2009 | Oct 7, 2009 (90 d) |
| Benjamin Preston Ivey | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Jul 8, 2009 | Jul 16, 2009 |
| Eustis Gerard Habighorst | Thrivent Investment Management Inc. other | Cuso Financial Services, L.P. other | Other | Jul 7, 2009 | Jun 29, 2009 |
| Michael Dean Hammen | Wells Fargo Investments, LLC unclassified | Cuso Financial Services, L.P. other | Other | Jun 23, 2009 | Apr 25, 2011 (671 d) |
| Donald Lee Kerr | Edward Jones national BD | Cuso Financial Services, L.P. other | Other | Jun 19, 2009 | Jun 24, 2009 |
| Kimberly Ann Lutes | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Jun 16, 2009 | Jun 22, 2009 |
| Gregory L Schepens | Wells Fargo Investments, LLC unclassified | Cuso Financial Services, L.P. other | Other | Jun 9, 2009 | Dec 11, 2009 (185 d) |
| Alfred David Barbato | Janney Montgomery Scott LLC other | Cuso Financial Services, L.P. other | Other | Apr 22, 2009 | May 18, 2009 |
| Byron Richard Smith | Td Ameritrade, Inc. no RAUM | Cuso Financial Services, L.P. other | Other | Apr 20, 2009 | Apr 20, 2009 |