| Robert Keller | Woodbury Financial Services, Inc. other | Waddell & Reed other | Other | Sep 11, 2008 | Nov 2, 2009 (417 d) |
| Burton Douglas Wesche | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Sep 3, 2008 | Oct 6, 2008 (33 d) |
| Christopher Vuthi Pramawat | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Aug 21, 2008 | Sep 10, 2008 |
| Mark Andreas Hofle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Aug 19, 2008 | Dec 19, 2008 (122 d) |
| Michael Mechab Milbee | Clearbridge Investments, LLC other | Waddell & Reed other | Other | Aug 18, 2008 | Dec 19, 2008 (123 d) |
| Kenneth Adrian Lesesne | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Aug 15, 2008 | Jul 14, 2009 (333 d) |
| Jerry W Lynn | New England Securities Corporation other | Waddell & Reed other | Other | Aug 12, 2008 | Aug 11, 2008 |
| Shalisa Green Beck | Advice And Planning Services other | Waddell & Reed other | Other | Aug 11, 2008 | May 11, 2011 (1003 d) |
| Seeria Kim | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Aug 8, 2008 | Aug 13, 2008 |
| Michael Olario | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Aug 6, 2008 | Oct 15, 2008 (70 d) |
| Ami Vastupal Shah | J.P. Morgan Investment Management Inc. other | Waddell & Reed other | Other | Aug 4, 2008 | Apr 29, 2010 (633 d) |
| Taylor Scott Anderson | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jul 28, 2008 | Jul 29, 2008 |
| William Jerald Mcintosh | Morgan Stanley & Co. LLC unclassified | Waddell & Reed other | Other | Jul 24, 2008 | Jul 20, 2009 (361 d) |
| Matthew William Hunt | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jul 15, 2008 | Jul 17, 2008 |
| Fabiano Medrado De Franco | Medallion Advisory Services, LLC unclassified | Waddell & Reed other | Other | Jul 8, 2008 | Jul 18, 2008 |
| Aaron Mathew Wassenaar | Edward Jones national BD | Waddell & Reed other | Other | Jul 2, 2008 | Aug 26, 2008 (55 d) |
| Benjamin W. Goldhammer | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jul 1, 2008 | Jun 24, 2008 |
| Jason W Plemons | U.S. Bancorp Investments, Inc. other | Waddell & Reed other | Other | Jun 27, 2008 | Jul 31, 2008 (34 d) |
| Jason Richard Martin | Morgan Stanley & Co. LLC unclassified | Waddell & Reed other | Other | Jun 20, 2008 | Dec 1, 2009 (529 d) |
| Ted Leroy Spurgeon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Jun 12, 2008 | Jun 17, 2008 |
| Curtis Lynn Krueger | Td Ameritrade Investment Management, LLC other | Waddell & Reed other | Other | Jun 9, 2008 | Jan 9, 2009 (214 d) |
| Matthew Jon Vickers | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jun 3, 2008 | Jun 3, 2008 |
| Heidi Marie Bird | Thrivent Investment Management Inc. other | Waddell & Reed other | Other | May 28, 2008 | May 21, 2009 (358 d) |
| Aaron Michael Timmons | Edward Jones national BD | Waddell & Reed other | Other | May 16, 2008 | Jul 31, 2008 (76 d) |
| Ryan Wiens | Citigroup Global Markets Inc. other | Waddell & Reed other | Other | Apr 24, 2008 | Jun 23, 2008 (60 d) |
| Scott Matthew Rose | Equitable Advisors, LLC national BD | Waddell & Reed other | Other | Apr 21, 2008 | Apr 21, 2008 |
| Timothy Frank Nausin | Kms Financial Services, Inc other | Waddell & Reed other | Other | Mar 4, 2008 | Mar 18, 2008 |
| Leonard D Dewberry | Td Ameritrade, Inc. no RAUM | Waddell & Reed other | Other | Feb 28, 2008 | Feb 9, 2012 (1442 d) |
| Larry Deron Grant | Carolina Capital Markets, Inc. unclassified | Waddell & Reed other | Other | Feb 22, 2008 | Nov 3, 2011 (1350 d) |
| Kelley Anne Manning | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Feb 21, 2008 | Jan 4, 2011 (1048 d) |
| Darla Mae Haines Mills | Thrivent Investment Management Inc. other | Waddell & Reed other | Other | Feb 21, 2008 | May 8, 2008 (77 d) |
| Elisa Marie Garibay | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Feb 20, 2008 | Dec 9, 2009 (658 d) |
| Michael Fowler | Castlemaine Partners, LLC unclassified | Waddell & Reed other | Other | Feb 12, 2008 | Jun 22, 2009 (496 d) |
| Giancarlo Antonio Foti | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Feb 12, 2008 | Nov 7, 2008 (269 d) |
| Keith Dow Powell | United Capital Financial Advisors other | Waddell & Reed other | Other | Feb 11, 2008 | Feb 21, 2008 |
| Shannon Cheah | Ameriprise Advisor Services, Inc. unclassified | Waddell & Reed other | Other | Feb 8, 2008 | Feb 28, 2008 |
| Aimee Kirsten Butler | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Feb 7, 2008 | Dec 16, 2008 (313 d) |
| Richard Prevost Hubbard | Chase Investment Services Corp. other | Waddell & Reed other | Other | Jan 8, 2008 | Jan 17, 2008 |
| Janice Lynn Brady | Cuso Financial Services, L.P. other | Waddell & Reed other | Other | Dec 31, 2007 | Feb 22, 2008 (53 d) |
| Jon Eric Peterson | Thrivent Investment Management Inc. other | Waddell & Reed other | Other | Dec 31, 2007 | Jan 11, 2010 (742 d) |
| Mary Elizabeth Fahey | Massachusetts Wealth Management, Inc unclassified | Waddell & Reed other | Other | Dec 31, 2007 | Jun 27, 2014 (2370 d) |
| Timothy Monroe Williams | Wells Fargo Advisors wirehouse | Waddell & Reed other | Other | Dec 21, 2007 | Mar 5, 2008 (75 d) |
| James Mark Morrison | Wells Fargo Investments, LLC unclassified | Waddell & Reed other | Other | Dec 20, 2007 | Jul 29, 2014 (2413 d) |
| Frank Charles Stama | Park Avenue Securities LLC other | Waddell & Reed other | Other | Dec 4, 2007 | Dec 12, 2007 |
| Stacie Wallice | Planfirst Inc other | Waddell & Reed other | Other | Nov 12, 2007 | Jul 2, 2008 (233 d) |
| Phillip R Wight | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Nov 12, 2007 | Apr 4, 2008 (144 d) |
| Junwei Liu | Pruco Securities, LLC other | Waddell & Reed other | Other | Nov 2, 2007 | Nov 25, 2008 (389 d) |
| Christopher T Wheatley | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Oct 18, 2007 | Jan 10, 2008 (84 d) |
| Dawn Elizabeth Hansen | Morgan Keegan & Company, LLC other | Waddell & Reed other | Other | Oct 10, 2007 | Oct 12, 2007 |
| Dustin Lynn Palmer | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Oct 8, 2007 | Dec 11, 2017 (3717 d) |
| Jason William Martin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Sep 25, 2007 | Dec 19, 2008 (451 d) |
| Michele Lynn Mcduffie | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Sep 19, 2007 | Oct 8, 2007 |
| Kenneth Albert Johantges | Securities America Advisors, Inc. other | Waddell & Reed other | Other | Aug 30, 2007 | Sep 10, 2007 |
| Darren Layne Meyer | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Aug 28, 2007 | Aug 31, 2007 |
| Philip John Fredericks | Mcdermott Investment Advisors, LLC other | Waddell & Reed other | Other | Aug 24, 2007 | Aug 28, 2007 |
| Stefan Lambert | UBS Financial Services Inc. wirehouse | Waddell & Reed other | Other | Jul 20, 2007 | May 19, 2008 (304 d) |
| Don Richard Norris | Edward Jones national BD | Waddell & Reed other | Other | Jul 6, 2007 | Sep 7, 2007 (63 d) |
| Matthew Williams Teague | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jun 12, 2007 | Jun 18, 2007 |
| Daniel Scott Forrester | Coordinated Capital Securities, Inc. other | Waddell & Reed other | Other | Jun 1, 2007 | Jul 17, 2007 (46 d) |
| Christopher Rivers | Voya Financial Advisors, Inc. other | Waddell & Reed other | Other | May 23, 2007 | Jun 19, 2007 |