| Melissa Ivette Elliott | Fisher Investments other | Mariner BD affiliated | Other | May 18, 2015 | Aug 21, 2026 (4113 d) |
| Charles Frederick Fowler | Cibc Private Wealth Advisors, Inc. other | Mariner other | Other | Mar 3, 2015 | Sep 16, 2015 (197 d) |
| Andrew Carl Welzel | Halbert Hargrove other | Mariner other | Other | Feb 3, 2015 | Feb 18, 2015 |
| Haris Kopic | Wealth Enhancement Advisory Services, LLC other | Mariner BD affiliated | Other | Feb 2, 2015 | Feb 19, 2021 (2209 d) |
| Christopher Gregory Russell | Mercer Global Advisors Inc. other | Mariner other | Other | Jan 22, 2015 | Feb 17, 2015 |
| James B Olmore | Beta Wealth Group, Inc other | Mariner other | Other | Aug 11, 2014 | Sep 18, 2014 (38 d) |
| James Kenneth Viers | Waddell & Reed other | Mariner BD affiliated | Other | Jul 25, 2014 | Feb 19, 2020 (2035 d) |
| Jennifer Thomas Becker | Armstrong Shaw Associates Inc. other | Mariner BD affiliated | Other | May 13, 2014 | Jan 9, 2020 (2067 d) |
| Joseph Francis Sivel | Ptk Financial, LLC unclassified | Mariner BD affiliated | Other | Mar 4, 2014 | Dec 1, 2021 (2829 d) |
| Justin L Richter | Bok Financial Advisors other | Mariner other | Other | Jan 3, 2014 | Jan 30, 2014 |
| Jonathan Peter Weidler | Wells Fargo Advisors wirehouse | Mariner independent RIA | Wirehouse to independent RIA | Jan 7, 2013 | Jun 6, 2018 (1976 d) |
| Steven James Christensen | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2012 | Jun 26, 2019 (2610 d) |
| Louis David Lopez | Hk Financial unclassified | Mariner other | Other | Apr 12, 2012 | May 18, 2012 (36 d) |
| Roberto Mario Paredes | Wells Fargo Advisors wirehouse | Mariner other | Other | Jan 4, 2012 | Jan 13, 2012 |
| William Roger Rassman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner other | Other | Dec 22, 2011 | Mar 28, 2012 (97 d) |
| William Vernon Gunlicks | Factor Wealth Management other | Mariner other | Other | Nov 15, 2011 | Dec 13, 2011 |
| Katrina Delores Radenberg | Fb Capital Management Of Kansas Inc. unclassified | Mariner other | Other | Oct 7, 2011 | Oct 19, 2009 |
| Anne Jenelle Dorian | LPL Financial LLC other | Mariner other | Other | Sep 16, 2011 | Sep 8, 2011 |
| Jeffrey R Schulte | Cbiz Wealth Management, LLC unclassified | Mariner other | Other | May 26, 2011 | Jan 10, 2011 |
| James Dwight Hiles | Cbiz Wealth Management, LLC unclassified | Mariner other | Other | May 26, 2011 | Mar 2, 2011 |
| Kyle Francis Quinn | Cbiz Wealth Management, LLC unclassified | Mariner other | Other | May 26, 2011 | Jan 10, 2011 |
| Joseph Anthony Carbone | Cbiz Wealth Management, LLC unclassified | Mariner other | Other | May 26, 2011 | Jan 28, 2011 |
| Lisa Brinig | Cbiz Wealth Management, LLC unclassified | Mariner other | Other | May 26, 2011 | Jan 10, 2011 |
| Rustyn Bicknell Gallagher | Securian Financial Services, Inc. other | Mariner other | Other | May 4, 2011 | May 31, 2011 |
| Michael George O'Neill | Cbiz Wealth Management, LLC unclassified | Mariner other | Other | Sep 1, 2010 | Oct 13, 2011 (407 d) |
| Brian Jacob Leitner | UBS Financial Services Inc. wirehouse | Mariner other | Other | Sep 1, 2010 | Sep 17, 2010 |
| Kathleen Marie Dunn | UBS Financial Services Inc. wirehouse | Mariner other | Other | Jun 4, 2009 | May 15, 2009 |
| Barney Edgar Barnes | Wells Fargo Advisors wirehouse | Mariner other | Other | May 19, 2009 | May 15, 2009 |
| Alana Denney Scott | Onedigital other | Mariner other | Other | Apr 16, 2009 | May 13, 2009 |
| Alisa Anne Roth | Citigroup Global Markets Inc. other | Mariner other | Other | Jan 29, 2009 | Jan 9, 2009 |
| Scott Robert Wesley | Citigroup Global Markets Inc. other | Mariner other | Other | Jan 27, 2009 | Jan 9, 2009 |
| Robert M Basile | Goldman Sachs Wealth Services, L.P. other | Mariner BD affiliated | Other | Jul 9, 2008 | Apr 23, 2021 (4671 d) |
| Amy Margaret Hamasaki | Dolphin Advisors unclassified | Mariner independent RIA | Other | Jun 13, 2008 | Feb 26, 2019 (3910 d) |
| Kenneth Austin Powell | Cfw Capital Management Incorporated unclassified | Mariner other | Other | Jul 26, 2007 | Nov 8, 2007 (105 d) |
| Darrel Bruce Markley | A. G. Edwards & Sons, Inc. unclassified | Mariner other | Other | May 18, 2007 | May 14, 2007 |
| Michael Simmons Hazell | A. G. Edwards & Sons, Inc. unclassified | Mariner other | Other | Jun 22, 2006 | Jun 13, 2006 |
| Bruce Elliott Kusmin | A. G. Edwards & Sons, Inc. unclassified | Mariner other | Other | Jun 1, 2006 | May 11, 2006 |
| Martin Christopher Bicknell | A. G. Edwards & Sons, Inc. unclassified | Mariner other | Other | Jun 1, 2006 | May 11, 2006 |
| Jason Eugene Mcelwee | A. G. Edwards & Sons, Inc. unclassified | Mariner other | Other | Jun 1, 2006 | May 11, 2006 |
| Stephanie Leann Manning | A. G. Edwards & Sons, Inc. unclassified | Mariner other | Other | Jun 1, 2006 | May 11, 2006 |
| Sherri Lynn Hazell | A. G. Edwards & Sons, Inc. unclassified | Mariner other | Other | Jun 1, 2006 | May 15, 2006 |
| Theresa Irene Hultz | A. G. Edwards & Sons, Inc. unclassified | Mariner other | Other | May 31, 2006 | May 11, 2006 |
| Kyndra M. Burgess | A. G. Edwards & Sons, Inc. unclassified | Mariner other | Other | May 31, 2006 | May 11, 2006 |
| William Berkley Greiner | Truenorth, Inc. other | Mariner other | Other | Jul 1, 2004 | Apr 9, 2012 (2839 d) |
| Bradford R. Peck | Neuberger Berman Bd LLC other | Mariner BD affiliated | Other | Mar 16, 2004 | Dec 2, 2025 (7931 d) |
| Kathleen Seech Wright | H.L. Zeve Associates, Inc. other | Mariner BD affiliated | Other | Jan 22, 2004 | Jan 7, 2026 (8021 d) |