| Nicholas Tom Elias | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Nov 24, 2008 | Dec 3, 2008 |
| Vernos Kenneth Williams | Huntington Financial Advisors other | Fifth Third Securities, Inc. other | Other | Nov 21, 2008 | Dec 2, 2008 |
| Jessica Leigh Novak | Equitable Advisors, LLC national BD | Fifth Third Securities, Inc. other | Other | Nov 12, 2008 | Dec 10, 2009 (393 d) |
| Robert Michael Chester | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Nov 11, 2008 | Nov 24, 2008 |
| James Russell Riley | U.S. Bancorp Investments, Inc. other | Fifth Third Securities, Inc. other | Other | Nov 6, 2008 | Dec 26, 2008 (50 d) |
| Matthew Scott Long | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Oct 31, 2008 | Dec 18, 2008 (48 d) |
| Anna Bouthillette | Natcity Investments, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Oct 10, 2008 | Oct 16, 2008 |
| Meghan R Vanderlugt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Oct 9, 2008 | Oct 23, 2008 |
| Daniel P Poole | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Oct 6, 2008 | Jul 30, 2014 (2123 d) |
| Nicholas James Grimm | Natcity Investments, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Oct 6, 2008 | Feb 10, 2009 (127 d) |
| David Recker | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Oct 3, 2008 | Oct 31, 2008 |
| Joseph Anthony Singer | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Sep 25, 2008 | Sep 26, 2008 |
| Caleb Dwight La Course | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. other | Other | Sep 10, 2008 | Sep 17, 2008 |
| Mea Lynnette Epps | Valic Financial Advisors, Inc. other | Fifth Third Securities, Inc. other | Other | Sep 10, 2008 | Nov 6, 2008 (57 d) |
| Robert Edward Meeker | MML Investors Services, LLC other | Fifth Third Securities, Inc. other | Other | Sep 10, 2008 | Sep 17, 2008 |
| Scott Timothy Simon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Aug 21, 2008 | Aug 15, 2008 |
| Todd Elliott Smith | Next Financial Group, Inc. other | Fifth Third Securities, Inc. other | Other | Aug 4, 2008 | Jul 30, 2008 |
| David Patrick Kelly | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Aug 1, 2008 | Feb 4, 2010 (552 d) |
| Wade Vincent Krempel | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Jul 31, 2008 | Dec 23, 2008 (145 d) |
| Johnnie Willie Hall | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Jul 23, 2008 | Feb 9, 2009 (201 d) |
| James Timothy Haltigan | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. other | Other | Jul 9, 2008 | Sep 22, 2008 (75 d) |
| Kevin R Niemeier | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Jul 3, 2008 | Jun 26, 2008 |
| Shari Lynn Lyle | Citigroup Global Markets Inc. other | Fifth Third Securities, Inc. other | Other | Jun 26, 2008 | Jun 18, 2008 |
| Trisha A Chaney | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Jun 24, 2008 | Jun 27, 2008 |
| Jeffrey Brett Vaughn | Uvest Financial Services Group, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jun 16, 2008 | Jun 13, 2008 |
| Kevin Patrick O'Hare | Uvest Financial Services Group, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jun 16, 2008 | Jun 13, 2008 |
| Ryan Marshall Dantinne | Uvest Financial Services Group, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jun 16, 2008 | Jun 16, 2008 |
| Larry Cabrera | Uvest Financial Services Group, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jun 16, 2008 | Jun 13, 2008 |
| Kevin David Thompson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Jun 10, 2008 | Jun 20, 2008 |
| Peter N Sarbieski | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Jun 9, 2008 | May 28, 2008 |
| Robert Louis Pierce | J.J.B. Hilliard, W.L. Lyons, LLC other | Fifth Third Securities, Inc. other | Other | May 20, 2008 | May 16, 2008 |
| Ryan Patrick Hoover | Ameriprise Advisor Services, Inc. unclassified | Fifth Third Securities, Inc. other | Other | May 14, 2008 | Nov 10, 2008 (180 d) |
| Eric Dale Baker | Natcity Investments, Inc. unclassified | Fifth Third Securities, Inc. other | Other | May 2, 2008 | May 21, 2008 |
| Leeda Rose Dublo | Natcity Investments, Inc. unclassified | Fifth Third Securities, Inc. other | Other | May 1, 2008 | May 19, 2008 |
| Feraas Isa Suleyman | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. other | Other | Apr 23, 2008 | Apr 10, 2008 |
| Daryl Anthony Arnett | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Apr 4, 2008 | May 2, 2008 |
| John Payton | Cleararc Capital, Inc. other | Fifth Third Securities, Inc. other | Other | Mar 26, 2008 | Jun 23, 2008 (89 d) |
| Andrew Paul Fox | Suntrust Investment Services, Inc. other | Fifth Third Securities, Inc. other | Other | Mar 10, 2008 | Mar 14, 2008 |
| Matthew Mavor Foley | U.S. Bancorp Investments, Inc. other | Fifth Third Securities, Inc. other | Other | Mar 7, 2008 | Mar 19, 2008 |
| Michael Eric Holden | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Mar 6, 2008 | May 30, 2008 (85 d) |
| Logan Van Reed | Citigroup Global Markets Inc. other | Fifth Third Securities, Inc. other | Other | Feb 21, 2008 | Apr 1, 2008 (40 d) |
| Tonda L. Davis | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. other | Other | Feb 20, 2008 | Jul 25, 2008 (156 d) |
| Stephanie L. Jones | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2008 | Nov 25, 2019 (4301 d) |
| Tony Matthew Oommen | John D. Dovich & Associates, LLC other | Fifth Third Securities, Inc. other | Other | Feb 15, 2008 | Apr 27, 2011 (1167 d) |
| John Anderson Lemmermann | Natcity Investments, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Feb 11, 2008 | Feb 20, 2008 |
| Rachael Lynn Schaffer | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Feb 4, 2008 | Feb 4, 2008 |
| Douglas Edward Myers | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Feb 4, 2008 | Feb 5, 2008 |
| Christopher J Bouma | Ifmg Securities, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Jan 3, 2008 | Feb 8, 2010 (767 d) |
| Deborah Lynn Minnick | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Jan 2, 2008 | Jan 16, 2009 (380 d) |
| Kelly Mcclain Kemp | Bb&T Investment Services, Inc. no RAUM | Fifth Third Securities, Inc. other | Other | Dec 17, 2007 | Apr 15, 2008 (120 d) |
| David Lee Swanson | Lasalle Financial Services, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Dec 11, 2007 | Dec 7, 2007 |
| Ryan M Kibiloski | Lasalle Financial Services, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Dec 11, 2007 | Dec 7, 2007 |
| Douglas Frederick Brymer | Lasalle Financial Services, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Dec 10, 2007 | Dec 7, 2007 |
| Maggie Margret Quick | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. other | Other | Dec 4, 2007 | Dec 18, 2007 |
| Gary William Medley | Rehmann Wealth other | Fifth Third Securities, Inc. other | Other | Nov 29, 2007 | Sep 25, 2007 |
| Eric Armando Lasso | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Nov 23, 2007 | Apr 8, 2008 (137 d) |
| William Bernardi | Natcity Investments, Inc. unclassified | Fifth Third Securities, Inc. other | Other | Nov 13, 2007 | Nov 16, 2007 |
| Bruce Allen Corsaro | Signator Investors, Inc. other | Fifth Third Securities, Inc. other | Other | Oct 31, 2007 | Oct 31, 2007 |
| Michael Scott Games | Essex National Securities, Inc. other | Fifth Third Securities, Inc. other | Other | Oct 29, 2007 | May 21, 2008 (205 d) |
| Stephen Joseph Vargo | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Oct 23, 2007 | Nov 15, 2007 |