| Shazeen Amir Taiyabi | Citigroup Global Markets Inc. other | Valic Financial Advisors, Inc. BD affiliated | Other | Sep 6, 2007 | Oct 28, 2022 (5531 d) |
| Kristopher Shea Abernethy | Avantax Advisory Services other | Valic Financial Advisors, Inc. other | Other | Aug 27, 2007 | Aug 24, 2007 |
| Gregg Albert Libutti | Msi Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Aug 23, 2007 | Aug 17, 2007 |
| Paul Harris Lloyd | Secu Brokerage Services unclassified | Valic Financial Advisors, Inc. other | Other | Aug 23, 2007 | Aug 15, 2007 |
| Jim Richard Netzband, Jr. | Wells Fargo Investments, LLC unclassified | Valic Financial Advisors, Inc. other | Other | Aug 20, 2007 | Aug 1, 2017 (3634 d) |
| Matthew Ask | Wells Fargo Investments, LLC unclassified | Valic Financial Advisors, Inc. other | Other | Jul 16, 2007 | Aug 27, 2007 (42 d) |
| Angel Renae Brown | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jul 12, 2007 | Jul 16, 2007 |
| Eric Leonard Sjolund | Brookstreet Securities Corporation unclassified | Valic Financial Advisors, Inc. other | Other | Jun 27, 2007 | Mar 16, 2010 (993 d) |
| Michael Thomas Speziale | Berthel Fisher & Company Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Jun 25, 2007 | Jun 25, 2007 |
| Keith Allen Lunneborg | Gradient Investments, LLC other | Valic Financial Advisors, Inc. other | Other | May 29, 2007 | Aug 21, 2008 (450 d) |
| Eddie I Albazi | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | May 24, 2007 | May 22, 2007 |
| Robert Devoe | Pnc Wealth Management other | Valic Financial Advisors, Inc. other | Other | May 11, 2007 | Jul 14, 2008 (430 d) |
| James Brian Hussey | Msi Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Mar 28, 2007 | Jan 4, 2008 (282 d) |
| Nicholas Ray Powell | Bb&T Investment Services, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | Mar 26, 2007 | Mar 16, 2007 |
| Molly Ann Shrauner | Charles Schwab & Co., Inc. national BD | Valic Financial Advisors, Inc. other | Other | Mar 14, 2007 | Oct 22, 2010 (1318 d) |
| Michael Christopher Buchcar | Chase Investment Services Corp. other | Valic Financial Advisors, Inc. other | Other | Mar 2, 2007 | Sep 12, 2007 (194 d) |
| Edwin James Woolley | Concourse Financial Group Advisors other | Valic Financial Advisors, Inc. other | Other | Feb 27, 2007 | Jan 7, 2010 (1045 d) |
| Khai Cong Le | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Feb 15, 2007 | Feb 6, 2007 |
| Benjamin Bantug Almeda | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Feb 2, 2007 | Sep 28, 2012 (2065 d) |
| Michael Roy Hillukka | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jan 26, 2007 | May 19, 2010 (1209 d) |
| Albert Noble Donahey | Principal Securities, Inc. other | Valic Financial Advisors, Inc. other | Other | Jan 12, 2007 | Feb 1, 2011 (1481 d) |
| Tara Claudine Prindible | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jan 11, 2007 | Mar 26, 2008 (440 d) |
| Gary Irwin Nadolsky | Allspring Funds Management, LLC other | Valic Financial Advisors, Inc. other | Other | Jan 11, 2007 | Jul 27, 2007 (197 d) |
| Darren Robert Turner | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Dec 18, 2006 | Dec 20, 2006 |
| James Clifford Edelmann | Natcity Investments, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Dec 18, 2006 | Oct 6, 2008 (658 d) |
| Kristopher Michal Samiec | Chase Investment Services Corp. other | Valic Financial Advisors, Inc. other | Other | Dec 11, 2006 | Oct 14, 2010 (1403 d) |
| David Alan Dries | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Nov 21, 2006 | Sep 16, 2010 (1395 d) |
| Christine Rose Kusher | Securian Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Nov 16, 2006 | Oct 8, 2008 (692 d) |
| William Frogale | Citigroup Global Markets Inc. other | Valic Financial Advisors, Inc. other | Other | Oct 30, 2006 | Oct 19, 2006 |
| Collin Kee | 1717 Capital Management Company unclassified | Valic Financial Advisors, Inc. other | Other | Oct 18, 2006 | Oct 26, 2006 |
| Terrence Lee Porro | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Oct 4, 2006 | Jan 4, 2007 (92 d) |
| Luiz Augusto Souto-Maior | Raymond James Financial Services, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Sep 26, 2006 | Jun 13, 2008 (626 d) |
| Jeffrey Barnes Hammond | Osaic Fa, Inc. other | Valic Financial Advisors, Inc. other | Other | Sep 21, 2006 | Oct 18, 2006 |
| Melissa Marin | Ifmg Securities, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Sep 8, 2006 | Oct 2, 2006 |
| Matthew Mark Oconnor | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Sep 6, 2006 | Oct 5, 2006 |
| James Gilbreath Chandler | Pension Planners Securities, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Sep 5, 2006 | Apr 12, 2007 (219 d) |
| Christopher R Walton | Sagepoint Financial, Inc. other | Valic Financial Advisors, Inc. other | Other | Sep 1, 2006 | Apr 9, 2009 (951 d) |
| Lawrence Dominic Perez | Farr Miller & Washington LLC other | Valic Financial Advisors, Inc. other | Other | Aug 2, 2006 | Jun 6, 2006 |
| Douglas W Bridges | First Command Financial Planning, Inc. other | Valic Financial Advisors, Inc. other | Other | Jul 31, 2006 | Jul 13, 2006 |
| James Ryan Swindell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Jul 18, 2006 | Jan 30, 2008 (561 d) |
| Aaron Mckinley Baker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Jun 22, 2006 | Mar 6, 2007 (257 d) |
| Vincent Patrick Guy | Morgan Stanley Dw Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Jun 1, 2006 | Jun 28, 2006 |
| Wilfred Clay Haselton | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | May 5, 2006 | Jun 26, 2006 (52 d) |
| Scott Gregory Anselmo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | May 1, 2006 | Jun 14, 2006 (44 d) |
| Emily Sharon Spych | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Apr 25, 2006 | May 18, 2006 |
| Bethany Marie Huff | Capital Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Apr 20, 2006 | Apr 18, 2006 |
| Wayne A. Watts | Chase Investment Services Corp. other | Valic Financial Advisors, Inc. other | Other | Feb 14, 2006 | Feb 16, 2006 |
| Jonathan Lee Hope | Voya Financial Partners, LLC other | Valic Financial Advisors, Inc. other | Other | Jan 4, 2006 | Jan 3, 2006 |
| John Milton Newton | Raymond James Financial Services, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Dec 31, 2005 | Dec 19, 2005 |
| Andy Patrick Murphy | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Dec 19, 2005 | Apr 20, 2012 (2314 d) |
| Arthur A Wexler | Voya Financial Partners, LLC other | Valic Financial Advisors, Inc. other | Other | Dec 13, 2005 | Mar 8, 2006 (85 d) |
| Nicholas Allen Neff | Nations Financial Group, Inc. other | Valic Financial Advisors, Inc. other | Other | Dec 8, 2005 | Feb 21, 2007 (440 d) |
| Richard Lee Counts | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Nov 28, 2005 | Jun 5, 2007 (554 d) |
| Brian Hugh Bishop | Amsouth Investment Management Company LLC unclassified | Valic Financial Advisors, Inc. other | Other | Nov 21, 2005 | Feb 15, 2006 (86 d) |
| John Patrick Dakin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Nov 4, 2005 | Oct 25, 2007 (720 d) |
| Mea Lynnette Epps | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Oct 27, 2005 | Mar 21, 2006 (145 d) |
| Sarah Elizabeth Boston | Raymond James & Associates, Inc. national BD | Valic Financial Advisors, Inc. other | Other | Oct 6, 2005 | May 2, 2006 (208 d) |
| James Scott Malloch | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Oct 5, 2005 | Mar 16, 2006 (162 d) |
| John Marshall Lamberth | UBS Financial Services Inc. wirehouse | Valic Financial Advisors, Inc. other | Other | Sep 22, 2005 | Mar 13, 2006 (172 d) |
| Douglas Matthew Rotman | Northwest Financial Services Inc other | Valic Financial Advisors, Inc. other | Other | Sep 8, 2005 | Apr 19, 2005 |