DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Money Concepts Advisory Service
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Henry Harris | Avantax Advisory Services BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jun 6, 2022 |
| Samuel Christopher Ellsworth | Korhorn Financial Group independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Apr 18, 2022 | May 2, 2022 |
| Nicholas Edward Whitmer | Cerity Partners Ocio LLC independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2022 | Apr 12, 2022 |
| Hunter G Weinert | Edward Jones national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Mar 1, 2022 |
| Brian Scott Allred | Kovack Advisors, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Feb 16, 2022 |
| Richard George Frantz | Edward Jones national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2022 | Jan 18, 2022 |
| Bradley Wright Mcintosh | Seia independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Jan 5, 2022 | May 3, 2023 (483 d) |
| Constance Nathelma Craig-Mason | Turning Point Financial independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2021 | Sep 8, 2022 (311 d) |
| James Livingston Thompson | Northern Trust Investments, Incorporated asset manager | Money Concepts Advisory Service BD affiliated | Other | Sep 30, 2021 | Aug 17, 2022 (321 d) |
| Anna Marie Mccormick | LPL Financial LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Sep 3, 2021 |
| Cody Alexander Stapleton | Cambridge Investment Research Advisors, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Sep 3, 2021 |
| Robert Emmet Mullis | Cetera Advisor Networks LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2021 | Jun 18, 2021 |
| Joseph Francis Murphy | Avantax Advisory Services BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Jun 2, 2021 |
| Samuel Chester Perry | Phoenix Capital Realty Advisors, LLC asset manager | Money Concepts Advisory Service BD affiliated | Other | May 17, 2021 | Jul 18, 2022 (427 d) |
| Lee Bishop Hudson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Money Concepts Advisory Service BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2021 | Apr 1, 2021 |
| Timothy Leland Williamson | Equitable Advisors, LLC national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2021 | Mar 29, 2022 (389 d) |
| Brett Allen Beimers | Gradient Wealth Management BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2021 | Jan 22, 2021 |
| Richard Kent Wilson | Edward Jones national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Apr 1, 2021 (57 d) |
| Matthew S Ramos | Td Ameritrade, Inc. no RAUM | Money Concepts Advisory Service BD affiliated | Other | Jan 11, 2021 | Jan 5, 2022 (359 d) |
| Carissa Phyllis Shivers | Edward Jones national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Jan 4, 2021 |
| Carlos Valadez | Victory Capital Management Inc. asset manager | Money Concepts Advisory Service BD affiliated | Other | Sep 29, 2020 | Feb 14, 2022 (503 d) |
| Francis Paul Carson | Trustmont Advisory Group, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2020 | Sep 10, 2020 |
| Tayler Cizewski | Charles Schwab & Co., Inc. national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2020 | Oct 9, 2020 |
| David Charles Betz | W&S Brokerage Services, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2020 | Aug 13, 2020 |
| Sarah C Bevins | Bw & Associates, Inc. independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Aug 13, 2020 | Nov 21, 2024 (1561 d) |
| David Young | Edward Jones national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2020 | Aug 13, 2020 |
| Marsha Sue Clark | Ameriprise Financial Services, LLC national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2020 | Jul 20, 2020 |
| Michael Stanton Denison | Eagle Strategies LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2020 | Jul 8, 2020 |
| Molly Lauer Mcguire | Edward Jones national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Jun 23, 2020 (165 d) |
| Ronald Clark West | Nationwide Securities, LLC no RAUM | Money Concepts Advisory Service BD affiliated | Other | Dec 31, 2019 | Jan 17, 2020 |
| James Edmond Stilwell | Nationwide Securities, LLC no RAUM | Money Concepts Advisory Service BD affiliated | Other | Dec 31, 2019 | Jan 10, 2020 |
| David Joseph Lazzaro | H. Beck, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 13, 2020 |
| Keisha Marie Smith-Jones | Nationwide Securities, LLC no RAUM | Money Concepts Advisory Service BD affiliated | Other | Dec 4, 2019 | Dec 4, 2019 |
| Daniel Alan Nitsch | Bmo Harris Financial Advisors, Inc BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Apr 30, 2021 (533 d) |
| Jana Lynn Garner | Independent Financial Group, LLC independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2019 | Jan 15, 2020 (75 d) |
| Gregory Drew Vacca | Cuso Financial Services, L.P. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2019 | Apr 9, 2020 (169 d) |
| Shawn Kost | Raymond James Financial Services Advisors, Inc BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2019 | Oct 30, 2019 |
| Samuel Austin Stewart | Nationwide Securities, LLC no RAUM | Money Concepts Advisory Service BD affiliated | Other | Oct 8, 2019 | Oct 16, 2019 |
| Duane F. Porter | Sorrento Pacific Financial, LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Sep 13, 2019 |
| Michael Brescione | LPL Financial LLC independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2019 | Apr 19, 2021 (707 d) |
| Scot Alan Shier | Next Financial Group, Inc. independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2019 | Apr 8, 2019 |
| Gary Michael Duvall | Cetera Investment Advisers LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2019 | Feb 15, 2019 |
| Jordan Smith | Fletcher Financial Group independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Jan 30, 2019 | Sep 14, 2021 (958 d) |
| Paul Arthur Goeke | Ameriprise Financial Services, LLC national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2019 | Feb 15, 2019 (37 d) |
| John David Toliuszis | Fsc Securities Corporation BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Jan 8, 2020 (428 d) |
| Julie Ann Dillon | Midwest Professional Planners, Ltd. independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2018 | Oct 12, 2018 |
| Edward Christian Mathews | Empower Advisory Group, LLC institutional | Money Concepts Advisory Service BD affiliated | Other | Oct 3, 2018 | Aug 12, 2019 (313 d) |
| Eric S Sparling | Ameriprise Financial Services, LLC national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2018 | Jul 23, 2018 |
| Alejandro Manuel Sierra | J.P. Morgan Securities LLC wirehouse | Money Concepts Advisory Service BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 29, 2018 | Apr 8, 2019 (283 d) |
| Edwin Ray Kerley | Osaic Fa, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2018 | Jun 4, 2018 |
| Steven A Schulman | Ameriprise Financial Services, LLC national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2018 | May 3, 2018 |
| Harvey Eschol Varnadoe | Esi Financial Advisors BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2018 | Apr 20, 2018 |
| Marcos Antonio Madril | Nova Financial Services other | Money Concepts Advisory Service BD affiliated | Other | Mar 21, 2018 | May 11, 2018 (51 d) |
| Todd Carlton O'Flanagan | LPL Financial LLC independent RIA | Money Concepts Advisory Service other | Other | Mar 12, 2018 | Mar 6, 2018 |
| Rodolfo Valdes | Invest Financial Corporation other | Money Concepts Advisory Service other | Other | Feb 13, 2018 | Feb 13, 2018 |
| Jesus Arteaga | Invest Financial Corporation other | Money Concepts Advisory Service other | Other | Feb 13, 2018 | Feb 13, 2018 |
| Thaddeus Britton Wells | Park Avenue Securities LLC BD affiliated | Money Concepts Advisory Service other | Other | Jan 16, 2018 | Dec 4, 2017 |
| William Joseph Willson | Cuna Brokerage Services, Inc. other | Money Concepts Advisory Service other | Other | Jan 10, 2018 | Jan 30, 2018 |
| Tara Cole Ellis | Securian Financial Services, Inc. other | Money Concepts Advisory Service other | Other | Dec 26, 2017 | Mar 13, 2018 (77 d) |
| Michael John Sciulli | Absolute Capital Management, LLC other | Money Concepts Advisory Service BD affiliated | Other | Dec 7, 2017 | May 1, 2018 (145 d) |
296 moves match.