DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Realta Investment Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Charles MehlinWells Fargo Advisors wirehouseRealta Investment Advisors, Inc independent RIAWirehouse to independent RIAFeb 21, 2019Feb 14, 2019
Daniel ForakerCapital One Advisors, LLC no RAUMRealta Investment Advisors, Inc BD affiliatedOtherFeb 12, 2019Feb 7, 2020 (360 d)
Robert Thure GustafsonRaymond James Financial Services Advisors, Inc BD affiliatedRealta Investment Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2019Feb 26, 2019 (35 d)
Sean SomervilleMorgan Stanley wirehouseRealta Investment Advisors, Inc independent RIAWirehouse to independent RIAJan 7, 2019Dec 27, 2018
Craig M WienerB Riley Wealth Management BD affiliatedRealta Investment Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2018Dec 21, 2018
Frank M CalabreseWells Fargo Advisors wirehouseRealta Investment Advisors, Inc independent RIAWirehouse to independent RIAOct 15, 2018Oct 12, 2018
Roman Savage LeniwWells Fargo Advisors wirehouseRealta Investment Advisors, Inc independent RIAWirehouse to independent RIAOct 15, 2018Oct 16, 2018
Blane C TierneyWells Fargo Advisors wirehouseRealta Investment Advisors, Inc independent RIAWirehouse to independent RIAOct 15, 2018Oct 16, 2018
Joel David OrrisWells Fargo Advisors wirehouseRealta Investment Advisors, Inc independent RIAWirehouse to independent RIAOct 15, 2018Oct 15, 2018
Lloyd Thomas LaytonWells Fargo Advisors wirehouseRealta Investment Advisors, Inc independent RIAWirehouse to independent RIAOct 12, 2018Feb 5, 2019 (116 d)
Jingbo PanInternational Assets Investment Management, LLC BD affiliatedRealta Investment Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2018May 24, 2019 (287 d)
Aileen F DefrodaCapital One Advisors, LLC BD affiliatedRealta Investment Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2018Aug 13, 2018
John Eli FrickRaymond James Financial Services Advisors, Inc BD affiliatedRealta Investment Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJun 11, 2018Jun 18, 2018
Byron Graham MooreCapital One Advisors, LLC BD affiliatedRealta Investment Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2018May 16, 2018
Candice Lee GilmanCapital One Advisors, LLC BD affiliatedRealta Investment Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2018Sep 6, 2018 (136 d)
Bobby Kyle CowandCary Street Partners otherRealta Investment Advisors, Inc independent RIAOtherMar 1, 2018Feb 1, 2018
Nancy Thi HoangCary Street Partners otherRealta Investment Advisors, Inc independent RIAOtherMar 1, 2018Jan 31, 2018
Suzanne WheelerSsn Advisory, Inc. otherRealta Investment Advisors, Inc independent RIAOtherJan 23, 2018Feb 22, 2018
Jiahong YanSecurities America Advisors, Inc. otherRealta Investment Advisors, Inc independent RIAOtherDec 20, 2017Apr 2, 2018 (103 d)
Michael Shane MooreAvantax Advisory Services otherRealta Investment Advisors, Inc otherOtherSep 22, 2017Oct 18, 2017
Ryan Evan LoyndMML Investors Services, LLC otherRealta Investment Advisors, Inc otherOtherAug 9, 2017Aug 24, 2017
Kairene Amber HolgateVoya Financial Advisors, Inc. otherRealta Investment Advisors, Inc otherOtherJun 29, 2017Sep 29, 2017 (92 d)
Thomas Caine ShultzConcourse Financial Group Advisors otherRealta Investment Advisors, Inc independent RIAOtherJun 20, 2017Jul 17, 2018 (392 d)
Andrew Robert ReinaVoya Financial Advisors, Inc. otherRealta Investment Advisors, Inc otherOtherMay 25, 2017Sep 27, 2017 (125 d)
Brian Joseph HaneyMML Investors Services, LLC otherRealta Investment Advisors, Inc independent RIAOtherMay 1, 2017Mar 5, 2018 (308 d)
Skip MassengillRobert W. Baird & Co. Incorporated otherRealta Investment Advisors, Inc otherOtherApr 7, 2017Jun 9, 2017 (63 d)
Paul Robert SchallerWells Fargo Advisors wirehouseRealta Investment Advisors, Inc otherOtherAug 26, 2016Sep 1, 2016
Edward Thomas EnsticeMorgan Stanley wirehouseRealta Investment Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJun 10, 2016Mar 29, 2021 (1753 d)
James Francis MccroryRBC Capital Markets, LLC national BDRealta Investment Advisors, Inc otherOtherJun 7, 2016May 26, 2016
Robert Edward MarshWaddell & Reed otherRealta Investment Advisors, Inc otherOtherMay 31, 2016May 5, 2016
Gary Scott RossWaddell & Reed otherRealta Investment Advisors, Inc otherOtherMay 31, 2016May 5, 2016
Christopher James CasnerSagepoint Financial, Inc. otherRealta Investment Advisors, Inc otherOtherJan 14, 2016Apr 25, 2016 (102 d)
James Franklin ShenkLPL Financial LLC otherRealta Investment Advisors, Inc otherOtherJun 29, 2015Aug 4, 2015 (36 d)
Michael David RobertsCentaurus Financial, Inc. otherRealta Investment Advisors, Inc otherOtherMar 27, 2015Apr 22, 2015
Jay Reid PorterB. Riley Wealth Advisors, Inc. otherRealta Investment Advisors, Inc otherOtherFeb 25, 2015Apr 24, 2015 (58 d)
Curtis C Randle ElCetera Advisors LLC otherRealta Investment Advisors, Inc otherOtherDec 15, 2014Dec 12, 2014
Reed Michael O'BrienRaymond James Financial Services Advisors, Inc otherRealta Investment Advisors, Inc otherOtherNov 15, 2013Nov 25, 2013
Andrew Henry DietzJanney Montgomery Scott LLC otherRealta Investment Advisors, Inc otherOtherJul 30, 2013Jul 29, 2013
Gregg Michael SomervilleRBC Capital Markets, LLC national BDRealta Investment Advisors, Inc otherOtherMay 8, 2013Apr 25, 2013
Frank J BodiFintegra, LLC otherRealta Investment Advisors, Inc otherOtherDec 18, 2012Jan 31, 2013 (44 d)
Kevin Todd CanterburyInterwealth Management, LLC independent RIARealta Investment Advisors, Inc otherOtherSep 27, 2012Dec 21, 2012 (85 d)
Thomas Michael GaleCetera Advisor Networks LLC otherRealta Investment Advisors, Inc otherOtherMay 14, 2012Aug 31, 2012 (109 d)
Curt Robert StaufferEhd Advisory Services, Inc. otherRealta Investment Advisors, Inc otherOtherDec 7, 2011Dec 9, 2011
Michael Bassell KarwicMorgan Stanley wirehouseRealta Investment Advisors, Inc otherOtherNov 22, 2011Dec 7, 2011
Mark Timothy YoungsRBC Capital Markets, LLC national BDRealta Investment Advisors, Inc otherOtherAug 11, 2011Sep 1, 2011
Doris Ann Beutner CanditoThe Coastal Advisory Group, LLC unclassifiedRealta Investment Advisors, Inc otherOtherJul 21, 2011Aug 2, 2011
Jason Robert LippsThe Coastal Advisory Group, LLC unclassifiedRealta Investment Advisors, Inc otherOtherJul 21, 2011Aug 2, 2011
Christopher Thomas BokmullerThe Coastal Advisory Group, LLC unclassifiedRealta Investment Advisors, Inc otherOtherJul 21, 2011Jul 29, 2011
Dan HolzerWells Fargo Advisors wirehouseRealta Investment Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJun 15, 2011Sep 8, 2022 (4103 d)
Marianne Dorian MattranSuntrust Investment Services, Inc. otherRealta Investment Advisors, Inc otherOtherJun 3, 2011Feb 16, 2012 (258 d)
Patrick Noel RushMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRealta Investment Advisors, Inc otherOtherApr 7, 2011Apr 5, 2011
John Michael NuckelInvestors Capital Advisory otherRealta Investment Advisors, Inc otherOtherDec 13, 2010Oct 26, 2012 (683 d)
Matthew Douglas GenslerRaymond James Financial Services Advisors, Inc otherRealta Investment Advisors, Inc otherOtherJun 11, 2010Dec 7, 2011 (544 d)
Donald Albert MattranSuntrust Investment Services, Inc. otherRealta Investment Advisors, Inc otherOtherMay 24, 2010Apr 7, 2011 (318 d)
Martin Gerard LeclercDeutsche Bank Securities Inc. otherRealta Investment Advisors, Inc otherOtherFeb 24, 2010Oct 11, 2011 (594 d)
Aaron Hedrick ParrishBb&T Investment Services, Inc. no RAUMRealta Investment Advisors, Inc otherOtherJan 29, 2010Jul 11, 2011 (528 d)
Matthew Dwayne RakerdSecurities America Advisors, Inc. otherRealta Investment Advisors, Inc otherOtherDec 23, 2009Jan 26, 2011 (399 d)
Carmine PezzellaUBS Financial Services Inc. wirehouseRealta Investment Advisors, Inc otherOtherDec 31, 2008May 6, 2009 (126 d)
Kurtis Jay StroemelUvest Financial Services Group, Inc. unclassifiedRealta Investment Advisors, Inc otherOtherDec 16, 2008Aug 2, 2011 (959 d)
Brian Douglas ApplesteinEquitable Advisors, LLC national BDRealta Investment Advisors, Inc otherOtherNov 25, 2008Mar 5, 2009 (100 d)
Page 2 of 2Previous
120 moves match.