| Gregory Charles Burns | Edward Jones national BD | Cantella & Co., Inc. other | Other | Sep 28, 2016 | Nov 7, 2016 (40 d) |
| Jeroen Andre Heijnen | J.P. Morgan Securities LLC wirehouse | Cantella & Co., Inc. other | Other | Sep 9, 2016 | Oct 6, 2016 |
| Daryl Miller | Investors Capital Advisory other | Cantella & Co., Inc. other | Other | Jul 27, 2016 | Jul 27, 2016 |
| David Rodney Black | Osaic Wealth, Inc. other | Cantella & Co., Inc. other | Other | Apr 13, 2016 | Apr 8, 2016 |
| Craig Drisko Worcester | Raymond James Financial Services Advisors, Inc other | Cantella & Co., Inc. other | Other | Apr 4, 2016 | Apr 1, 2016 |
| Dennis Spontarelli | Harbor Financial Services, LLC other | Cantella & Co., Inc. other | Other | Jan 4, 2016 | Dec 4, 2015 |
| Curt Richard Mangold | Harbor Financial Services, LLC other | Cantella & Co., Inc. other | Other | Oct 31, 2015 | Oct 28, 2015 |
| Richard Weiss | Investors Capital Advisory other | Cantella & Co., Inc. other | Other | Oct 1, 2015 | Oct 26, 2015 |
| Michael Anthony Mondiello | Joseph Gunnar & Co., LLC other | Cantella & Co., Inc. other | Other | Mar 11, 2015 | Mar 12, 2015 |
| Robert Balagan Rao | Edward Jones national BD | Cantella & Co., Inc. other | Other | Feb 12, 2015 | Feb 13, 2015 |
| Philip Benjamin Sadtler | Morgan Stanley wirehouse | Cantella & Co., Inc. other | Other | Dec 17, 2014 | Dec 12, 2014 |
| John Brandon Bell | Independent Financial Partners other | Cantella & Co., Inc. other | Other | Mar 14, 2014 | Mar 14, 2014 |
| Vincent M Recchia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cantella & Co., Inc. other | Other | Mar 11, 2014 | Mar 10, 2014 |
| Victor Louis Mullins | New England Securities Corporation other | Cantella & Co., Inc. other | Other | Feb 18, 2014 | Feb 11, 2014 |
| Gary R. Smith | Msi Financial Services, Inc. other | Cantella & Co., Inc. other | Other | Feb 12, 2014 | Feb 12, 2014 |
| Sean Patrick Flaherty | LPL Financial LLC other | Cantella & Co., Inc. other | Other | Dec 31, 2013 | Jan 6, 2014 |
| Mark Gregory Mcgonagle | LPL Financial LLC other | Cantella & Co., Inc. other | Other | Dec 24, 2013 | Dec 10, 2013 |
| Jill Ann Haueter | Raymond James Financial Services Advisors, Inc other | Cantella & Co., Inc. other | Other | Dec 3, 2013 | Nov 29, 2013 |
| Frank P Brill | Wells Fargo Advisors wirehouse | Cantella & Co., Inc. other | Other | Jul 29, 2013 | Jul 26, 2013 |
| Stuart Yantis Cutler | Commonwealth Financial Network national BD | Cantella & Co., Inc. other | Other | Dec 31, 2012 | Jan 3, 2013 |
| Stephen Rustom Mazda | Mazda Capital Management LLC unclassified | Cantella & Co., Inc. other | Other | Nov 7, 2012 | Sep 28, 2009 |
| Gary Daniel Devicci | Comprehensive Programs, Inc. other | Cantella & Co., Inc. other | Other | Sep 27, 2012 | Sep 17, 2012 |
| Jeffrey Collins Davis | Pnc Wealth Management other | Cantella & Co., Inc. other | Other | Sep 17, 2012 | Aug 6, 2014 (688 d) |
| Anthony C Romano | Comprehensive Programs, Inc. other | Cantella & Co., Inc. other | Other | Sep 17, 2012 | Sep 17, 2012 |
| Brett Warren Buonadonna | Comprehensive Programs, Inc. other | Cantella & Co., Inc. other | Other | Sep 17, 2012 | Sep 17, 2012 |
| Craig Emil Sargent | Comprehensive Programs, Inc. other | Cantella & Co., Inc. other | Other | Sep 17, 2012 | Sep 17, 2012 |
| Harold Duke Hunt | Equitable Advisors, LLC national BD | Cantella & Co., Inc. other | Other | Aug 3, 2012 | Sep 28, 2012 (56 d) |
| Michael James Williams | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cantella & Co., Inc. other | Other | May 29, 2012 | May 29, 2012 |
| Ryan Christopher Kennedy | Morgan Stanley wirehouse | Cantella & Co., Inc. other | Other | Apr 30, 2012 | Apr 20, 2012 |
| Donald John Kremer | Kremer & Associates, Inc. unclassified | Cantella & Co., Inc. other | Other | Apr 12, 2012 | Aug 31, 2005 |
| David William Mullins | Edward Jones national BD | Cantella & Co., Inc. other | Other | Apr 2, 2012 | Mar 30, 2012 |
| Norman Henry Levesque | Morgan Stanley wirehouse | Cantella & Co., Inc. other | Other | Mar 20, 2012 | Mar 16, 2012 |
| Michael Douglass Jones | Edward Jones national BD | Cantella & Co., Inc. other | Other | Mar 20, 2012 | Mar 20, 2012 |
| Steven Michael Dias | U.S. Financial Advisors other | Cantella & Co., Inc. other | Other | Mar 15, 2012 | Mar 15, 2012 |
| Robert Bradford Entwistle | J.P. Morgan Securities LLC wirehouse | Cantella & Co., Inc. other | Other | Dec 31, 2011 | Sep 3, 2013 (612 d) |
| Richard Charles Irr | J Cubed Financial, Inc. unclassified | Cantella & Co., Inc. other | Other | Dec 9, 2011 | Aug 31, 2005 |
| Domenick Robert Tibaldo | Asset & Financial Planning, Ltd other | Cantella & Co., Inc. other | Other | Aug 1, 2011 | Jul 26, 2011 |
| Charles Spencer Peterson | Wells Fargo Advisors wirehouse | Cantella & Co., Inc. other | Other | Apr 4, 2011 | Apr 12, 2011 |
| Scott Regan Mohler | Raymond James Financial Services Advisors, Inc other | Cantella & Co., Inc. other | Other | Feb 28, 2011 | Mar 4, 2011 |
| Stephen Michael Bowden | Ek Riley Investments, LLC other | Cantella & Co., Inc. other | Other | Feb 24, 2011 | Mar 2, 2011 |
| Stephen Leslie Coffman | Raymond James Financial Services Advisors, Inc other | Cantella & Co., Inc. other | Other | Feb 8, 2011 | Feb 7, 2011 |
| Patricia Denis Solge | Cambridge Investment Research Advisors, Inc. other | Cantella & Co., Inc. other | Other | Dec 14, 2010 | Nov 15, 2010 |
| Dace Joseph Blaskovitz | Cambridge Investment Research Advisors, Inc. other | Cantella & Co., Inc. other | Other | Dec 14, 2010 | Nov 15, 2010 |
| Joseph John Marino | Edelman Financial Services, LLC other | Cantella & Co., Inc. other | Other | Dec 9, 2010 | Mar 16, 2011 (97 d) |
| Johnny Mark Johnson | Nexity Financial Services, Inc. unclassified | Cantella & Co., Inc. other | Other | Nov 4, 2010 | Nov 3, 2010 |
| John Mark Turner | Nexity Financial Services, Inc. unclassified | Cantella & Co., Inc. other | Other | Nov 4, 2010 | Nov 3, 2010 |
| Michael Wayne Favorite | Wells Fargo Advisors wirehouse | Cantella & Co., Inc. other | Other | Oct 19, 2010 | Oct 27, 2010 |
| Timothy Monroe Williams | Nexity Financial Services, Inc. unclassified | Cantella & Co., Inc. other | Other | Sep 13, 2010 | Sep 15, 2010 |
| Craig R Coker | Wells Fargo Advisors wirehouse | Cantella & Co., Inc. other | Other | Sep 8, 2010 | Sep 3, 2010 |
| Naimuddin Syed | Raymond James Financial Services Advisors, Inc other | Cantella & Co., Inc. other | Other | Apr 16, 2010 | May 19, 2010 (33 d) |
| Megan Beasley Gioldasis | Equitable Advisors, LLC national BD | Cantella & Co., Inc. other | Other | Apr 1, 2010 | Mar 30, 2011 (363 d) |
| Silas Hemenway Witherbee | Janney Montgomery Scott LLC other | Cantella & Co., Inc. other | Other | Mar 18, 2010 | Mar 29, 2010 |
| Richard Frank Parnigoni | Td Wealth Management Services Inc. unclassified | Cantella & Co., Inc. other | Other | Mar 11, 2010 | Apr 9, 2010 |
| Michael John Mella | Janney Montgomery Scott LLC other | Cantella & Co., Inc. other | Other | Mar 4, 2010 | Jun 30, 2014 (1579 d) |
| Preston Gerard Galarneau | Morgan Stanley wirehouse | Cantella & Co., Inc. other | Other | Jan 20, 2010 | Jan 11, 2010 |
| Paul Allen Bedinger | Wells Fargo Advisors wirehouse | Cantella & Co., Inc. other | Other | Jan 6, 2010 | Jan 4, 2010 |
| Philip Edward Gillette | Cape Ann Financial state registered | Cantella & Co., Inc. other | Other | Dec 31, 2009 | Jan 9, 2007 |
| Matthew Stephen Clement | Cetera Advisor Networks LLC other | Cantella & Co., Inc. other | Other | Sep 9, 2009 | Sep 8, 2009 |
| Jeffrey Scott Tock | Wells Fargo Advisors wirehouse | Cantella & Co., Inc. other | Other | Aug 17, 2009 | Aug 4, 2009 |
| Mara Anne Calame Wessell | Citigroup Global Markets Inc. other | Cantella & Co., Inc. other | Other | Aug 11, 2009 | Jul 17, 2009 |