DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Brookstone Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric Kim HallMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBrookstone Capital Management LLC independent RIAWirehouse to independent RIAAug 4, 2021Aug 3, 2021
Carrie Elizabeth BertrandInvestment Strategies, LLC state registeredBrookstone Capital Management LLC otherOtherJul 20, 2021Jan 19, 2007
Michael Thomas MillerWintrust Investments mixed wealthBrookstone Capital Management LLC independent RIARIA to RIAJul 15, 2021Jul 20, 2021
Brian Howard JonesIntegrity Alliance, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAJul 13, 2021Aug 6, 2021
Thomas R GriffithGradient Investments, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAJun 15, 2021Jan 19, 2022 (218 d)
Hans Eckart ScheilGradient Investments, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAMay 25, 2021Jun 3, 2021
Melissa Deanne RimskyPark Avenue Securities LLC BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 25, 2021Mar 4, 2022 (283 d)
Daniel Thomas ScalziStifel, Nicolaus & Company, Incorporated national BDBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2021Jun 4, 2021
Thomas Joseph ScorciaFlorida Financial Advisors, LLC BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 14, 2021Jun 21, 2021 (68 d)
Susan Thornburg GrantPruco Securities, LLC BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 29, 2021Mar 25, 2021
Andres Javier CotaSecure Investment Management, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAFeb 8, 2021Mar 9, 2021
Todd Lee SchossowNorthern Trust Securities, Inc BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2021Jul 20, 2021 (165 d)
Rodney DeckerFbl Wealth Management, LLC no RAUMBrookstone Capital Management LLC independent RIAOtherJan 22, 2021May 10, 2021 (108 d)
Jonathan J GenoveseTd Ameritrade, Inc. no RAUMBrookstone Capital Management LLC independent RIAOtherJan 11, 2021Feb 8, 2021
Jeffrey Paul GeelJ4 Investment Advisors, LLC unclassifiedBrookstone Capital Management LLC independent RIAOtherDec 31, 2020Jan 5, 2026 (1831 d)
Robert Jason LiebmanMutual Of Omaha Investor Services, Inc. no RAUMBrookstone Capital Management LLC independent RIAOtherSep 30, 2020Nov 12, 2021 (408 d)
Jesus A JaramilloMML Investors Services, LLC BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2020Jun 21, 2021 (291 d)
Anthony Ivan WheelerEdward Jones national BDBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2020Feb 29, 2024 (1296 d)
Kenneth OrensteinBedrock Investment Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAJun 25, 2020Jun 8, 2020
Eddie Deshaun JamesRaymond James & Associates, Inc. national BDBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2020Jun 2, 2021 (343 d)
Mcgarry P MurraySimplicity Wealth independent RIABrookstone Capital Management LLC independent RIARIA to RIAJun 1, 2020Jun 8, 2020
Mark Leslie MohanUBS Financial Services Inc. wirehouseBrookstone Capital Management LLC independent RIAWirehouse to independent RIAMay 29, 2020May 13, 2020
Julie Rae AbramsAccurate Wealth Management, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAMay 12, 2020Aug 25, 2020 (105 d)
Marvin Ray ReynoldsHorter Investment Management, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAApr 9, 2020Apr 6, 2020
Dick Paul SchulzCl Wealth Management LLC BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2020Mar 13, 2020
Christopher Mark GladingCoppell Advisory Solutions LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAApr 1, 2020Jul 16, 2020 (106 d)
William Jonathan WilliamsWinthrop Partners - Wny, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAMar 6, 2020Jun 17, 2020 (103 d)
Palmerino Pasquale SantanielloSimplicity Wealth no RAUMBrookstone Capital Management LLC independent RIAOtherMar 4, 2020Mar 3, 2020
Sean Paul ToleOsaic Institutions, Inc. BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2020Mar 11, 2020
Jack William Ross HaviceAmerilife Financial Advisors LLC unclassifiedBrookstone Capital Management LLC independent RIAOtherFeb 5, 2020Jan 24, 2020
Stephen John VettorelBenchmark Wealth Advisors, LLC unclassifiedBrookstone Capital Management LLC independent RIAOtherJan 22, 2020Nov 19, 2019
Todd Christopher PierceAmerilife Financial Advisors LLC unclassifiedBrookstone Capital Management LLC independent RIAOtherJan 16, 2020Jan 6, 2020
Hansel R BermudezPruco Securities, LLC BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2020Jul 22, 2020 (189 d)
Beltran Carlos GamboaAmerilife Financial Advisors LLC unclassifiedBrookstone Capital Management LLC independent RIAOtherJan 6, 2020Sep 5, 2024 (1704 d)
Robert Ronald CourserKalos Management BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2020Jan 2, 2020
Nolan James GosleeKalos Management BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2020Jan 2, 2020
Michael A GraffFoundations Investment Advisors LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIADec 18, 2019Dec 24, 2019
Ford Mcneill StokesFoundations Investment Advisors LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIADec 12, 2019Dec 5, 2019
Roger CirielloAst Investment Services, Inc. asset managerBrookstone Capital Management LLC independent RIAOtherNov 25, 2019Dec 4, 2019
Sean HarlanBb&T Securities, LLC BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 28, 2019Nov 13, 2019
James Steven LeggottSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 22, 2019Nov 1, 2019
Andrew Joseph CamlinSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 22, 2019Nov 18, 2019
Roman LaraSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 18, 2019Nov 5, 2019
Justin T. KellyMorgan Stanley wirehouseBrookstone Capital Management LLC independent RIAWirehouse to independent RIAOct 18, 2019Nov 14, 2019
Charles Daniel YanceySpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 5, 2019
John Stanley HardingSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 1, 2019
Mark Robert SchererSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 1, 2019
Mark Hugh RutledgeSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Oct 31, 2019
Frederick Charles WhitfordSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Dec 20, 2019 (69 d)
Craig Martin DembeckSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 14, 2019 (33 d)
Steven Francis GaribaySpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 18, 2019 (37 d)
Ron GreenfieldSpecialized Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 12, 2019Nov 15, 2019 (34 d)
Alec SmithCapital Analysts BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2019Jan 13, 2020 (116 d)
Robert E. QuittnerOsaic Fa, Inc. BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2019Aug 26, 2019
Sharif Salah HusseiniAdvisors Asset Management, Inc. mixed wealthBrookstone Capital Management LLC independent RIARIA to RIAJul 23, 2019May 28, 2025 (2136 d)
Cory Crawford StilpRegal Investment Advisors LLC BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2019Jul 15, 2019
Daniel James GundersonMomentum Independent Network Inc. BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2019Jun 22, 2020 (355 d)
Donald Nathan CameronTriumph Wealth Advisors, Inc. independent RIABrookstone Capital Management LLC independent RIARIA to RIAJul 1, 2019Jun 17, 2019
Steven Allen HorsleyU.S. Bancorp Investments, Inc. BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2019Dec 3, 2019 (179 d)
Randal E LocklierSpecialized Advisors no RAUMBrookstone Capital Management LLC independent RIAOtherJun 5, 2019Jan 2, 2020 (211 d)
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343 moves match.