DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at U.S. Bancorp Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cara Marie Russell Zambella | Pnc Wealth Management BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Feb 18, 2026 (47 d) |
| Tai Git Wong | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2025 | Feb 23, 2026 (62 d) |
| Matthew Lincoln Mogush | Seia BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Jul 29, 2026 (229 d) |
| Jessica Ann Zifer | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Nov 14, 2025 |
| Eric Wolter Bischoff | LPL Financial LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | May 21, 2026 (185 d) |
| Matthew Donald Anderson | Northwestern Mutual Investment Services,LLC no RAUM | U.S. Bancorp Advisors, LLC BD affiliated | Other | Nov 14, 2025 | Feb 23, 2026 (101 d) |
| Nathan William Dougall | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2025 | Jun 12, 2026 (222 d) |
| Peter Armand Norehad | Florida Financial Advisors, LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Mar 10, 2026 (147 d) |
| Christopher Jon Curran | Edward Jones national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Jun 10, 2026 (265 d) |
| Bryce Montgomery Duncan | Pace Financial Advisors independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2025 | Mar 3, 2026 (182 d) |
| Lauren Griggs | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Aug 16, 2024 |
| Jonghak Choi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2025 | Jul 8, 2025 |
| Ahmad Anwary | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2025 | May 29, 2025 |
| Luu Elizabeth Mathias | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 28, 2025 | May 29, 2025 |
| Valery Jenisen Hernandez | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 26, 2025 | Jun 9, 2025 |
| Wael S Zorob | Western International Securities BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 9, 2025 |
| Eduardo A Aguayo | Morgan Stanley wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 17, 2025 | Apr 3, 2025 |
| Garrett Rod Gruendyke | Edward Jones national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Mar 10, 2025 |
| Nassif Dow | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 11, 2025 | Feb 6, 2025 |
| Steven Krikul | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 4, 2025 | Feb 5, 2025 |
| Sheena Marie Rasmussen | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Apr 28, 2026 (524 d) |
| Steven Douglas Israel | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2024 | Aug 18, 2026 (716 d) |
| Marilu Hernandez | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 16, 2024 |
| Allison Rose Osgood | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | Dec 11, 2023 |
| Stephen Yuan-Liang Kuo | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Jan 7, 2025 (363 d) |
| Melissa Rivas | Tandem Wealth Advisors independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2023 | Dec 7, 2023 |
| Lawrence Lam | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 7, 2023 |
| Michael John Hanewinkel | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 5, 2023 |
| Brian Ray Pond | LPL Financial LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Sep 26, 2023 |
| Alex Imer Lopez | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Nov 17, 2023 (93 d) |
| Harold Don Smith | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 8, 2023 | Aug 10, 2023 |
| Timothy Mahan | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2023 | Jul 10, 2025 (733 d) |
| Rene Manuel Ramos | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Jun 30, 2023 (91 d) |
| Melis Smith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 29, 2023 | Jun 25, 2025 (819 d) |
| Christian Hyde | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2023 | Jul 7, 2023 (168 d) |
| Dominick Lawrence Deangelis | Versant Capital Management, Inc. independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 11, 2022 | Feb 8, 2023 (89 d) |
| Sigrid Baysa Smith | Primerica Advisors national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2022 | Nov 9, 2022 |
| Brian Hernandez | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 9, 2022 | Nov 28, 2022 |
| Trenton Paul Thelen | Dynamic independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2022 | Apr 7, 2026 (1265 d) |
| Danial Luis Lopez | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 22, 2022 | Sep 27, 2022 |
| Dale C Spahr | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Jan 31, 2023 (134 d) |
| Ju Hyi Park | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2022 | Jun 10, 2022 (53 d) |
| Sanjay Gobind Chugani | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 28, 2022 | Feb 24, 2022 |
| Ali Navid | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 24, 2022 | Mar 3, 2022 |
| Victor Jose Salinas | Td Ameritrade, Inc. no RAUM | U.S. Bancorp Advisors, LLC BD affiliated | Other | Sep 29, 2021 | Oct 5, 2021 |
| Dominick Lawrence Deangelis | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2021 | Nov 8, 2021 (132 d) |
| Kevin Michael Fitzpatrick | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2021 | Jun 15, 2021 |
| Laurel Christine Clark | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2021 | Dec 16, 2021 (181 d) |
| Dana Rubarth | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2021 | Jun 10, 2021 |
| Melanie White | Osaic Wealth, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2021 | Jun 30, 2021 (40 d) |
| Greg Scott Lewis | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2021 | Jan 14, 2026 (1716 d) |
| Michael Shawn Mcelmoyl | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2021 | May 18, 2021 |
| Johnny Tzu-Hua Liu | Hsbc Securities (USA) Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2021 | Apr 8, 2021 |
| Trung Nhu Le | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 25, 2021 | Apr 1, 2021 |
| Yong Joon Cho | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 1, 2020 | Dec 8, 2020 |
| Henry Giovany Narvaez | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 16, 2020 | Jun 3, 2021 (199 d) |
| Tom Nguyen | Morgan Stanley wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 15, 2020 | Sep 10, 2020 |
| Omar Chyou | Qualified Planning state registered | U.S. Bancorp Advisors, LLC BD affiliated | Other | Sep 2, 2020 | Aug 26, 2020 |
| Ryan James Tunnell | Matrix Private Capital Group independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 24, 2020 | Sep 10, 2020 |
| Mona Arabshahi | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2020 | Aug 13, 2020 |
448 moves match.