DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Creativeone Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Daniel RasberryAmeritas Advisory Services otherCreativeone Securities, LLC BD affiliatedOtherDec 31, 2016Jan 3, 2025 (2925 d)
Marc Mitsuru TakenagaGwn Securities Inc. otherCreativeone Securities, LLC otherOtherDec 31, 2016Jul 11, 2017 (192 d)
Bradley Scott ShammasSignator Investors, Inc. otherCreativeone Securities, LLC otherOtherNov 17, 2016Nov 17, 2016
Jacob Andrew TyndallVsr Advisory Services otherCreativeone Securities, LLC otherOtherNov 11, 2016Feb 7, 2017 (88 d)
Anthony PaganoFsc Securities Corporation otherCreativeone Securities, LLC otherOtherNov 11, 2016Nov 7, 2016
Courtney Denae RaderVsr Advisory Services otherCreativeone Securities, LLC otherOtherNov 11, 2016Feb 3, 2017 (84 d)
Kenneth Wayne Vander HartKestra Advisory Services, LLC otherCreativeone Securities, LLC otherOtherOct 31, 2016Nov 7, 2016
Brian Alan AmbroseIntegrity Alliance, LLC otherCreativeone Securities, LLC otherOtherOct 26, 2016Oct 25, 2016
Charles William SawyerInvestment Advisors Corp otherCreativeone Securities, LLC otherOtherOct 13, 2016Oct 13, 2016
Brian William PacenInvestment Advisors Corp otherCreativeone Securities, LLC otherOtherOct 13, 2016Oct 12, 2016
Nancy Williams SchilreffSecure Investment Management, LLC otherCreativeone Securities, LLC otherOtherOct 5, 2016Sep 28, 2016
Steven Glenn ReedNorthwestern Mutual Investment Services,LLC no RAUMCreativeone Securities, LLC BD affiliatedOtherSep 14, 2016Mar 21, 2018 (553 d)
Rick O'NealOsaic Fs, Inc. otherCreativeone Securities, LLC otherOtherAug 11, 2016Jul 28, 2016
David M AfraimiEquitable Advisors, LLC national BDCreativeone Securities, LLC otherOtherJul 12, 2016Jul 5, 2016
Eric Jason JudyGlobal Financial Private Capital, Inc. otherCreativeone Securities, LLC otherOtherMay 12, 2016Apr 13, 2016
William Melvin ThomasSagepoint Financial, Inc. otherCreativeone Securities, LLC otherOtherFeb 22, 2016Mar 8, 2016
Daniel Pecaut MorrisEquitable Advisors, LLC national BDCreativeone Securities, LLC otherOtherFeb 17, 2016Jan 9, 2017 (327 d)
Thomas Erwin MunkerLPL Financial LLC otherCreativeone Securities, LLC otherOtherJan 12, 2016Dec 22, 2015
Seth C. BergenSagepoint Financial, Inc. otherCreativeone Securities, LLC otherOtherJan 12, 2016Oct 12, 2016 (274 d)
Matthew Nikhilesh GallagherInstitute For Wealth Advisors, Inc. otherCreativeone Securities, LLC otherOtherJan 4, 2016Jan 4, 2016
Jeffrey Richard WalkerIndependent Financial Partners otherCreativeone Securities, LLC otherOtherDec 31, 2015Jan 4, 2016
Mark John McgaurnIndependent Financial Partners otherCreativeone Securities, LLC otherOtherDec 31, 2015Jan 13, 2016
Richard Homer BrownOneamerica Securities, Inc. otherCreativeone Securities, LLC BD affiliatedOtherDec 8, 2015Dec 12, 2017 (735 d)
Michael Howard AxelrodNational Pension & Group Consultants, Inc unclassifiedCreativeone Securities, LLC otherOtherNov 30, 2015Mar 8, 2016 (99 d)
Ronald Herbert BrutonMutual Of Omaha Investor Services, Inc. no RAUMCreativeone Securities, LLC otherOtherSep 29, 2015Sep 11, 2017 (713 d)
Eric Lee SteeleLPL Financial LLC otherCreativeone Securities, LLC otherOtherJun 16, 2015Aug 4, 2015 (49 d)
Devin Lee KingLPL Financial LLC otherCreativeone Securities, LLC otherOtherApr 15, 2015Apr 3, 2015
Amy Leigh GoodwinVsr Advisory Services otherCreativeone Securities, LLC otherOtherFeb 6, 2015Jul 6, 2017 (881 d)
Robert Alan NutterVestech Securities, Inc. unclassifiedCreativeone Securities, LLC otherOtherJan 20, 2015Jan 20, 2015
Timothy Lovell PharesVestech Securities, Inc. unclassifiedCreativeone Securities, LLC otherOtherJan 12, 2015Jan 28, 2015
Harinne Lee KimAmeritas Advisory Services otherCreativeone Securities, LLC otherOtherDec 31, 2014Oct 14, 2016 (653 d)
Stephen Eugene HensonCambridge Investment Research Advisors, Inc. otherCreativeone Securities, LLC otherOtherDec 31, 2014Jan 8, 2015
Donald Neal SullivanEdward Jones national BDCreativeone Securities, LLC otherOtherOct 22, 2014Jan 13, 2015 (83 d)
Thomas W PlemmonsTransamerica Financial Advisors, LLC otherCreativeone Securities, LLC otherOtherOct 8, 2014Aug 18, 2016 (680 d)
David Andrew HendersonLarimer Capital Corporation otherCreativeone Securities, LLC otherOtherMay 9, 2014May 9, 2014
Richard Scott RobinsonLPL Financial LLC otherCreativeone Securities, LLC otherOtherMay 2, 2014Apr 16, 2014
Theodore Robert MeyerMeyer Financial Services, LLC unclassifiedCreativeone Securities, LLC otherOtherApr 24, 2014Jan 19, 2017 (1001 d)
Dennis James MatternWells Fargo Advisors wirehouseCreativeone Securities, LLC otherOtherFeb 5, 2014Mar 31, 2014 (54 d)
James D ZiferHarbour Investments, Inc. otherCreativeone Securities, LLC otherOtherDec 6, 2013Apr 15, 2014 (130 d)
Ivan Russell ThornberryPruco Securities, LLC otherCreativeone Securities, LLC otherOtherJun 4, 2013Jan 7, 2016 (947 d)
Peter Andrew HermesVoya Financial Advisors, Inc. otherCreativeone Securities, LLC otherOtherMay 20, 2013May 22, 2013
Brady Douglas BellueVoya Financial Advisors, Inc. otherCreativeone Securities, LLC otherOtherMay 16, 2013May 20, 2013
Mark Alan VosikaSunset Financial Services, Inc. otherCreativeone Securities, LLC otherOtherDec 31, 2012Jan 7, 2013
Steven T EwenSunset Financial Services, Inc. otherCreativeone Securities, LLC otherOtherDec 31, 2012Jan 3, 2013
Sean Christopher DevlinAmerican Century Advisory Services, Inc. no RAUMCreativeone Securities, LLC otherOtherDec 31, 2012Dec 11, 2014 (710 d)
Michael Thomas BallSunset Financial Services, Inc. otherCreativeone Securities, LLC otherOtherDec 31, 2012Jan 2, 2013
Shanon GrundlandSunset Financial Services, Inc. otherCreativeone Securities, LLC BD affiliatedOtherDec 10, 2012Jan 1, 2025 (4405 d)
John Bocking FitchEcusa, LLC unclassifiedCreativeone Securities, LLC otherOtherOct 9, 2012Nov 7, 2014 (759 d)
Mark Radley EmbertonBerthel Fisher & Company Financial Services, Inc. otherCreativeone Securities, LLC otherOtherAug 9, 2012Aug 9, 2012
Jeremy Steven AskrenCarey, Thomas, Hoover & Breault Advisors otherCreativeone Securities, LLC otherOtherJul 12, 2012Jun 27, 2012
Forrest Wayne CookBrookstone Investment Advisory Services otherCreativeone Securities, LLC otherOtherJun 20, 2012Jun 29, 2012
Christopher Lowell NowackSii Investments, Inc. otherCreativeone Securities, LLC otherOtherFeb 3, 2012Feb 23, 2012
John Michael DombroskiInvestment Advisors Corp otherCreativeone Securities, LLC otherOtherDec 31, 2011Jan 26, 2012
Kevin Mckinley SchaeferInvestment Advisors Corp otherCreativeone Securities, LLC otherOtherDec 31, 2011Jan 25, 2012
Larry Tyrone JenkinsNew England Securities Corporation otherCreativeone Securities, LLC otherOtherDec 21, 2011May 17, 2012 (148 d)
Steven Charles ScalettyInvestment Advisors Corp otherCreativeone Securities, LLC otherOtherOct 3, 2011Oct 5, 2011
Eric Lee DavisInvestment Advisors Corp otherCreativeone Securities, LLC otherOtherOct 3, 2011Sep 30, 2011
John L. RuthInvestment Advisors Corp otherCreativeone Securities, LLC otherOtherOct 3, 2011Sep 30, 2011
Mark Ronald RobertsInvestment Advisors Corp otherCreativeone Securities, LLC otherOtherAug 3, 2011Aug 4, 2011
Craig James SneddenInvestment Advisors Corp otherCreativeone Securities, LLC otherOtherAug 3, 2011Aug 3, 2011
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137 moves match.