DFX Intelligence
Advisor moves
Arrivals at Private Advisor Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jamie Leigh Kulik | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Jan 5, 2026 (385 d) |
| Norman Gregory Grevey | Wealth Management Group state registered | Private Advisor Group, LLC BD affiliated | Other | Dec 3, 2024 | Feb 6, 2024 |
| Cade Mathew Campbell | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2024 | Sep 27, 2024 |
| Natalie Gerard Mender | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 17, 2024 | Oct 3, 2024 |
| Thomas Michael Hamilton | Wealthplan Partners independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2024 | May 3, 2024 |
| Matthew Carl Spatola | Park Avenue Securities LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2024 | Dec 5, 2024 (106 d) |
| Lucas Linden Allen | Prestige Wealthwide, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2024 | Jul 26, 2024 |
| Jeremy Newgard | Thrivent Asset Management, LLC asset manager | Private Advisor Group, LLC BD affiliated | Other | Jul 17, 2024 | Jul 9, 2024 |
| Steven T Ries | Janney Montgomery Scott LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jun 28, 2024 |
| John Paul Conners | Janney Montgomery Scott LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 1, 2024 |
| Timothy Murphy | Citigroup Global Markets Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Nov 19, 2024 (141 d) |
| Jonathan Y Moss | Edward Jones national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 15, 2024 |
| Jack David Pinkston | Key Investment Services LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | Apr 16, 2026 (687 d) |
| Brittany Richard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 28, 2024 | May 28, 2024 |
| Edward Lee Lazaro | Crown Capital Securities, L.P. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | May 2, 2024 |
| Quentin Lee Lazaro | Crown Capital Securities, L.P. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | May 2, 2024 |
| Galina Kolossovsky | RBC Capital Markets, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 10, 2024 |
| Ethan Forrest Campbell | Rfg Advisory, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2024 | Apr 22, 2024 |
| Collin Wayne Reed | Rfg Advisory, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2024 | Apr 22, 2024 |
| Terrence Hugh Gee | Crown Capital Securities, L.P. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Jul 18, 2024 (92 d) |
| Laura Kuo Carmany | Crown Capital Securities, L.P. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 18, 2024 |
| James Gregory Hamrick | Edward Jones national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Aug 21, 2024 (133 d) |
| Robert N Delisanti | American Portfolios Advisors, Inc BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Mar 18, 2024 |
| Jason M Burd | Edward Jones national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2024 | Jan 16, 2024 |
| Rodrigo Jose De La Roca Pinzon | Charles Schwab & Co., Inc. national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Feb 14, 2024 (36 d) |
| Troy Edward Miller | Balefire, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Aug 4, 2021 |
| Steven Ray Miller | Claraphi Advisory Network, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Oct 10, 2023 |
| Patricia Jean Mcconnell | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 21, 2023 | Jun 20, 2025 (547 d) |
| Michael Jason Towman | Citigroup Global Markets Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 19, 2023 |
| Ryan Richard Poterack | Kure Advisory, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2023 | Nov 28, 2023 |
| William R Sullivan | Osaic Wealth, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Nov 16, 2023 |
| Alec John Quaid | Novem Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2023 | Nov 7, 2023 |
| Robert Kerr Drake | Spc BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Oct 30, 2023 |
| Grant Reid Raskin | LPL Financial LLC BD affiliated | Private Advisor Group, LLC other | Other | Oct 20, 2023 | Feb 26, 2014 |
| Benjamin Theodore Mayhew | L.M. Kohn & Company independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 22, 2023 | Sep 20, 2023 |
| Danny Earl Thomas | Independent Financial Group, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Mar 12, 2024 (193 d) |
| Harold Lilburn Rives | Cambridge Investment Research Advisors, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Aug 16, 2023 |
| David James Schelhorn | Securian Financial Services, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2023 | Jun 15, 2023 |
| James Licata | MML Investors Services, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2023 | Jun 7, 2023 |
| Brenton James Goers | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 2, 2023 |
| Brian David Testino | Independent Financial Partners BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 5, 2023 |
| Mark Anthony Giordano | Independent Financial Partners BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 5, 2023 |
| Steven Christopher Testino | Independent Financial Partners BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | Jul 26, 2024 (434 d) |
| Daniel Earl Wright | Equitable Advisors, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | May 1, 2023 |
| Travis Lynn Riggs | Equitable Advisors, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 2, 2023 |
| Conor De La Rosa | Equitable Advisors, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | Jul 19, 2024 (443 d) |
| Samuel Peter Varano | Diversified, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2023 | Apr 20, 2023 |
| Ryan Matthew Czamara | Schaffer & Company Asset Management, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2023 | May 3, 2024 (399 d) |
| Nathan Kyle Thurston | Valic Financial Advisors, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | May 28, 2024 (425 d) |
| Laura Sundquist | Sage Financial Design, Inc unclassified | Private Advisor Group, LLC BD affiliated | Other | Mar 17, 2023 | Mar 17, 2023 |
| Colby Burnette Long | Securian Financial Services, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2023 | Mar 8, 2023 |
| Ryan M. Hunt | Morgan Stanley wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 7, 2023 | Feb 21, 2023 |
| Justin Harding | Securian Financial Services, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2023 | Mar 3, 2023 |
| William Thomas Tortorice | Wealth Management Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2023 | Feb 23, 2023 |
| Stephen E Lierman | MML Investors Services, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2023 | Jun 12, 2023 (122 d) |
| William C Magill | Edward Jones national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2023 | Jan 26, 2023 |
| David Joseph Cariani | Centura Wealth Advisory independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 24, 2023 | Jan 1, 2025 (708 d) |
| Michael Thomas Brandt | LPL Financial LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 18, 2023 | Apr 18, 2023 (90 d) |
| Christine Lynn Hagen | Ak Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2022 | Aug 4, 2022 |
| Andrew Conrad Karlinski | Ak Financial Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2022 | Sep 27, 2022 |
873 moves match.