DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at H. Beck, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
James Evan Liaw	Ameriprise Financial Services, LLC national BD	H. Beck, Inc. other	Other	Jan 13, 2017	Jan 11, 2017
Brandon Arps	Bmo Harris Financial Advisors, Inc other	H. Beck, Inc. other	Other	Jan 9, 2017	Jan 23, 2017
John S. Battaglia	Assetmark, Inc. other	H. Beck, Inc. other	Other	Jan 4, 2017	Jan 3, 2017
Conal Saturno-Sanjana	Foresters Advisory Services, LLC other	H. Beck, Inc. other	Other	Dec 1, 2016	Dec 7, 2016
Lynn Marie Le Goy	Calton & Associates, Inc. other	H. Beck, Inc. other	Other	Nov 16, 2016	Nov 28, 2016
Raleigh Edward Kraft	Wells Fargo Advisors wirehouse	H. Beck, Inc. other	Other	Nov 15, 2016	Dec 6, 2016
Kelly Kaczmarek	Ameriprise Financial Services, LLC national BD	H. Beck, Inc. other	Other	Oct 28, 2016	Oct 19, 2016
Christopher Mcnesby	Wells Fargo Advisors wirehouse	H. Beck, Inc. other	Other	Sep 14, 2016	Sep 1, 2016
Michael Stephen Wallman	Investors Capital Advisory other	H. Beck, Inc. other	Other	Sep 13, 2016	Sep 15, 2016
Edward S Woehlcke	Brinker Capital Inc other	H. Beck, Inc. other	Other	Sep 6, 2016	Sep 9, 2016
Laurie Ann Ellis-Mcleod	Investors Capital Advisory other	H. Beck, Inc. other	Other	Aug 5, 2016	Aug 4, 2016
William Matthew Lafond	Cetera Advisor Networks LLC other	H. Beck, Inc. other	Other	Aug 2, 2016	Aug 1, 2016
Jeffrey Thomas Kellett	Cetera Advisor Networks LLC other	H. Beck, Inc. other	Other	Aug 1, 2016	Aug 16, 2016
Timothy Joseph Glennon	Cetera Advisor Networks LLC other	H. Beck, Inc. other	Other	Aug 1, 2016	Aug 1, 2016
Jerry Gross	Concourse Financial Group Advisors other	H. Beck, Inc. other	Other	Jun 3, 2016	May 13, 2016
Joseph Vincent Capra	Stonex Advisors Inc. other	H. Beck, Inc. other	Other	May 31, 2016	Jun 1, 2016
Gabriel Arturo Uruburo	Cambridge Investment Research Advisors, Inc. other	H. Beck, Inc. other	Other	May 31, 2016	Aug 9, 2016 (70 d)
Gregg Allen Horsman	Vsr Advisory Services other	H. Beck, Inc. other	Other	May 27, 2016	May 27, 2016
Michelle J Marcus Cross	Ameriprise Financial Services, LLC national BD	H. Beck, Inc. other	Other	Apr 22, 2016	Apr 28, 2016
William Howard Miller	Brinker Capital Inc other	H. Beck, Inc. other	Other	Apr 7, 2016	Mar 22, 2017 (349 d)
Mark Philip Skibbie	LPL Financial LLC other	H. Beck, Inc. other	Other	Feb 5, 2016	Jan 7, 2016
Stephan Rogers	Bolton Global Asset Management other	H. Beck, Inc. other	Other	Dec 31, 2015	Dec 26, 2017 (726 d)
David Alexander Hohmann	Morgan Stanley wirehouse	H. Beck, Inc. other	Other	Dec 22, 2015	Jan 26, 2016 (35 d)
Steve Howard Orr	Orr Financial Group unclassified	H. Beck, Inc. other	Other	Oct 7, 2015	Jan 26, 2015
Michael Theodore Kuczinski	Voya Financial Advisors, Inc. other	H. Beck, Inc. other	Other	Sep 22, 2015	Sep 21, 2015
William Keith Colvett	Fintegra, LLC other	H. Beck, Inc. other	Other	Jul 21, 2015	Jul 23, 2015
John David Lewis	Pruco Securities, LLC other	H. Beck, Inc. other	Other	Jul 14, 2015	Nov 12, 2015 (121 d)
David Dereck Kassir	Manna Capital Management unclassified	H. Beck, Inc. other	Other	Jul 9, 2015	Mar 30, 2015
Joseph Vincent Vinciguerra	First Allied Advisory Services, Inc. other	H. Beck, Inc. other	Other	Jun 5, 2015	May 15, 2015
Steven Lee Barnes	Cuso Financial Services, L.P. other	H. Beck, Inc. other	Other	Apr 13, 2015	Apr 20, 2015
William Hoover	Ameriprise Financial Services, LLC national BD	H. Beck, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Mar 12, 2015	Jun 7, 2018 (1183 d)
Curtis E Hughes	Waddell & Reed other	H. Beck, Inc. other	Other	Jan 9, 2015	Apr 28, 2015 (109 d)
Cyla Fromm-Minett	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 8, 2014	Apr 16, 2015 (129 d)
David Chadwick Voorhees	Ameriprise Financial Services, LLC national BD	H. Beck, Inc. other	Other	Nov 12, 2014	Nov 13, 2014
Esther Kuznetz	Raymond James Financial Services Advisors, Inc other	H. Beck, Inc. other	Other	Sep 9, 2014	Dec 1, 2014 (83 d)
Alastair Ipapo	National Planning Corporation ("Npc Of America" In Fl & Ny) other	H. Beck, Inc. other	Other	Apr 22, 2014	Apr 22, 2014
Eric James Glassbrenner	Lyons Wealth Management other	H. Beck, Inc. other	Other	Apr 15, 2014	May 18, 2012
Scott Richard Werdebaugh	Capital Guardian Wealth Management, LLC other	H. Beck, Inc. other	Other	Jan 8, 2014	Jan 17, 2014
Kelly Foss-Root	Salem Advisory Group LLC state registered	H. Beck, Inc. other	Other	Oct 30, 2013	Nov 6, 2013
Jeffrey R. Todd	Voya Financial Advisors, Inc. other	H. Beck, Inc. other	Other	Sep 25, 2013	Sep 24, 2013
Erica Ross Nolan	Morgan Stanley wirehouse	H. Beck, Inc. other	Other	Sep 4, 2013	Aug 26, 2013
Robert Davis Platt	Mutual Of Omaha Investor Services, Inc. no RAUM	H. Beck, Inc. other	Other	Aug 15, 2013	Aug 15, 2013
Kristen Elizabeth Coombs	Vicus Capital, Inc. other	H. Beck, Inc. other	Other	May 31, 2013	May 31, 2013
Karen Paige Shute	Vicus Capital, Inc. other	H. Beck, Inc. other	Other	May 31, 2013	May 31, 2013
Thomas Dennis Goins	Walnut Street Securities, Inc. other	H. Beck, Inc. other	Other	May 15, 2013	May 14, 2013
Matthew S Hetrick	Raymond James Financial Services Advisors, Inc other	H. Beck, Inc. other	Other	Apr 17, 2013	Aug 14, 2014 (484 d)
Hugo Alberto Flores	Ameriprise Financial Services, LLC national BD	H. Beck, Inc. other	Other	Apr 11, 2013	May 21, 2013 (40 d)
Kyle Donald Powers	First Command Financial Planning, Inc. other	H. Beck, Inc. other	Other	Mar 14, 2013	Mar 1, 2013
Louis S Nemeth	Transamerica Financial Advisors, LLC other	H. Beck, Inc. other	Other	Feb 27, 2013	Feb 12, 2013
Ashley Brian Varner	Voya Financial Advisors, Inc. other	H. Beck, Inc. other	Other	Feb 13, 2013	Feb 14, 2013
Mark Robert Diaddezio	Schreiner Capital Management, Inc. other	H. Beck, Inc. other	Other	Jan 2, 2013	Nov 13, 2012
Frederic Laurent Rousselin	Aris Wealth Services Inc other	H. Beck, Inc. other	Other	Dec 21, 2012	Nov 14, 2016 (1424 d)
Timothy Carl Stelling	Woodbury Financial Services, Inc. other	H. Beck, Inc. other	Other	Nov 30, 2012	Nov 30, 2012
Steven Leroy Judd	Woodbury Financial Services, Inc. other	H. Beck, Inc. other	Other	Nov 30, 2012	Nov 30, 2012
Christine Emily Musuneggi	Osaic Fa, Inc. other	H. Beck, Inc. other	Other	Oct 2, 2012	Sep 4, 2012
Jennifer Lynne Arps	Cetera Investment Services LLC other	H. Beck, Inc. other	Other	Sep 10, 2012	Dec 14, 2012 (95 d)
Terry Wayne Stanfill	M.R. Spencer Advisory Services, LLC other	H. Beck, Inc. other	Other	Jun 26, 2012	Jun 21, 2016 (1456 d)
Bryan Dean Myers	Chapin Davis Asset Management other	H. Beck, Inc. other	Other	Jun 18, 2012	Jul 19, 2012 (31 d)
Bradley Lewis Peterson	Essex National Securities, Inc. other	H. Beck, Inc. other	Other	Jun 13, 2012	Jun 19, 2012
Stanley Anthony Kosack	Commonwealth Financial Network national BD	H. Beck, Inc. other	Other	May 16, 2012	Apr 8, 2013 (327 d)

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363 moves match.