DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Advice And Planning Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jaylon Tyrae Payne Mcclinton | Navy Federal Investment Services, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Jul 6, 2026 (52 d) |
| Sarah Conroy Hickey | Strategic Advisers LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | Jun 12, 2026 |
| Greyson Hunter Finch | Fisher Investments independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2026 | Jun 12, 2026 |
| Jackson Edward Petefish | Empower Advisory Group, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Jun 25, 2026 (45 d) |
| Jasmin Marie Watkins | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | May 19, 2026 |
| Mohanad Abdan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2026 | Aug 11, 2026 (95 d) |
| Benjamin David Voss | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 5, 2026 | May 19, 2026 |
| Brasco Van Niekerk | Cetera Investment Advisers LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 11, 2026 |
| Chris Wogbeh | Valic Financial Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | Sep 4, 2026 (126 d) |
| Michael Joseph Baker | Charles Schwab & Co., Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 4, 2026 |
| Grant Alexander Rasmussen | Transamerica Financial Advisors, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | May 14, 2026 |
| Casey Alan Pickett | Wells Fargo Advisors wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 22, 2026 | Apr 24, 2026 |
| Daniel James Bubbico | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2026 | Apr 22, 2026 |
| Nathan Andrew Floyd | Strategic Advisers LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 29, 2026 |
| Anthony Lopez | Strategic Advisers LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 23, 2026 |
| Zaineb Subhe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 13, 2026 | May 19, 2026 (36 d) |
| Douglas Alan Juda | Ameriprise Financial Services, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 29, 2026 |
| Patrick Muaba Kapiamba | Principal Advised Services BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 22, 2026 |
| Jessie Louise Cervantes | Valic Financial Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 21, 2026 |
| Bart Kendall Gregory | LPL Enterprise, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Jul 21, 2026 (103 d) |
| Matthew Laanan Aquino | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 7, 2026 | Apr 22, 2026 |
| Matthew John Stork | First Citizens Investor Services, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Jun 25, 2026 (80 d) |
| Shaun Curtis Aycock | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2026 | Jul 8, 2026 (96 d) |
| Mohammad Sheroz Arien | Pnc Wealth Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | May 8, 2026 (36 d) |
| Itallo Roiz Fernandes Pereira | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2026 | Apr 7, 2026 |
| William Robert Thorman | Osaic Wealth, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Aug 6, 2026 (128 d) |
| Charles Mitchel Guittari | LPL Financial LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Apr 14, 2026 |
| Hanna Ali Alyafai | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2026 | Apr 13, 2026 |
| Alfonso Aguilar | Park Avenue Securities LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Apr 8, 2026 |
| Jada Rain Cardwell | LPL Financial LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Apr 24, 2026 |
| Genesis Meave | Charles Schwab & Co., Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | May 1, 2026 (37 d) |
| Traci Allysan Carrion | U.S. Bancorp Advisors, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Mar 30, 2026 |
| Zachary Scott Ford | LPL Financial LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Mar 26, 2026 |
| Charles Ray Anderson | Fisher Investments independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2026 | Mar 24, 2026 |
| Chase Dion Nelson | Strategic Advisers LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | May 5, 2026 (47 d) |
| David Victor Gates | Fisher Investments independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2026 | Apr 6, 2026 |
| Ross Arthur Campbell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2026 | Apr 6, 2026 |
| Dillon Tate Pollack | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 15, 2026 | Mar 23, 2026 |
| Jasmine Olivia Thomas | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 15, 2026 | Mar 19, 2026 |
| Imran Olamide Akinteye | Fisher Investments independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 12, 2026 | Mar 27, 2026 |
| Daniel Mckinley Yancy | Fisher Investments independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 5, 2026 | Mar 9, 2026 |
| Kellen Suzuki Hirayama | Strategic Advisers LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 12, 2026 |
| Crystal Latorial Roseman | Peak American Investment Advisors, Inc. independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2026 | Jun 29, 2026 (117 d) |
| Christopher Leonard Knight | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2026 | Mar 27, 2026 |
| Kevonte Clay | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2026 | Mar 25, 2026 |
| Christopher Robert Hendricks | J.P. Morgan Securities LLC wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 18, 2026 | Mar 26, 2026 (36 d) |
| Jacob B Israel | Fisher Investments independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 18, 2026 | Mar 26, 2026 (36 d) |
| Anita Suzanne Pring | LPL Enterprise, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Jun 22, 2026 (129 d) |
| John Vincent Coyle | New Age Alpha asset manager | Advice And Planning Services BD affiliated | Other | Feb 12, 2026 | Jul 9, 2026 (147 d) |
| Timur Nikita Stanton | Crestview Wealth Management, LLC state registered | Advice And Planning Services BD affiliated | Other | Feb 6, 2026 | Jul 17, 2026 (161 d) |
| Dasha Renee Coleman | First Citizens Investor Services, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 11, 2026 |
| Dionne Loney | Edward Jones national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Apr 24, 2026 (78 d) |
| Zachary Robert Goreczny | Wells Fargo Advisors wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 3, 2026 | Feb 26, 2026 |
| Ishan Ashish Chitale | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 2, 2026 | Feb 11, 2026 |
| William James Wright | Equitable Advisors, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Sep 17, 2026 (227 d) |
| Jesse Ray Pawlowski | Empower Advisory Group, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jun 22, 2026 (152 d) |
| Samuel Stephen Calles | Florida Financial Advisors, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Apr 28, 2026 (97 d) |
| Alfredo Negrete-Abreu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2026 | Feb 5, 2026 |
| Daniel Jeremiah Wijaya | Equitable Advisors, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Apr 30, 2026 (100 d) |
| Brandon Michael James | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2026 | Feb 3, 2026 |
2,115 moves match.