DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Insigneo Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Minerva Ayala SantosPnc Managed Account Solutions, Inc. independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIANov 30, 2023Dec 12, 2023
Jose A LauPnc Managed Account Solutions, Inc. independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIANov 30, 2023Dec 1, 2023
Maria Genoveva HernandezPnc Managed Account Solutions, Inc. independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIANov 30, 2023Dec 1, 2023
Ma Esther Palacios De HernandezPnc Managed Account Solutions, Inc. independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIANov 30, 2023Dec 12, 2023
Samuel MoralesPnc Wealth Management BD affiliatedInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIANov 30, 2023Dec 4, 2023
Roberto Ruiz VelezPnc Wealth Management BD affiliatedInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIANov 30, 2023Dec 14, 2023
Juan Pablo Fortoul SolorzanoPnc Managed Account Solutions, Inc. independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIANov 30, 2023Dec 4, 2023
Juan Pablo BolanosPnc Managed Account Solutions, Inc. independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIANov 30, 2023Dec 4, 2023
Elias FakhouriMorgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIANov 22, 2023Nov 1, 2023
Ahmed M RoshdyJ.P. Morgan Securities LLC wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIANov 8, 2023Dec 25, 2023 (47 d)
Veronica Lopez-LopezMorgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAOct 24, 2023Oct 20, 2023
Shmuel Isaac MayaJ.P. Morgan Securities LLC wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAOct 14, 2023Oct 23, 2023
Andrea Jose BrunoJ.P. Morgan Securities LLC wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAOct 14, 2023Oct 18, 2023
Evelyn Mercedes BenbrahimMorgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIASep 29, 2023Sep 21, 2023
Andrea Federica Hernandez ZavarceFolionet Advisers LLC state registeredInsigneo Advisory Services, LLC mixed wealthOtherSep 29, 2023Oct 6, 2023
Alberto ValdesCitigroup Global Markets Inc. BD affiliatedInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIASep 20, 2023Sep 27, 2023
Eric SerfatyOppenheimer & Co. Inc. BD affiliatedInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 25, 2023Aug 22, 2023
Anna S SomozaMorgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAAug 11, 2023Aug 10, 2023
Mariela MayCitigroup Global Markets Inc. BD affiliatedInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAApr 10, 2023Oct 12, 2023 (185 d)
Maria Ximena Guevara FajardoMorgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAFeb 27, 2023Mar 22, 2023
Carolina ThompsonMorgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAFeb 27, 2023Mar 22, 2023
Fernando Perez CastilloMorgan Stanley wirehouseInsigneo Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 27, 2023Jan 5, 2026 (1043 d)
Angel Luis ColinaMorgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAFeb 23, 2023Mar 3, 2023
Stephanie Marie CabreraMorgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAFeb 15, 2023Mar 17, 2023
Maria SolanetMorgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAFeb 8, 2023Feb 9, 2023
Manuel UrangaBolton Global Asset Management mixed wealthInsigneo Advisory Services, LLC mixed wealthRIA to RIAJan 30, 2023Jan 27, 2023
Mauricio A ViaudJanney Montgomery Scott LLC BD affiliatedInsigneo Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2023Sep 5, 2024 (605 d)
James Michael JiaoUcap Americas independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIADec 31, 2022Jan 4, 2023
Armando Alejandro TousCitigroup Global Markets Inc. BD affiliatedInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAOct 21, 2022Oct 31, 2022
John Edwin HealyCreand Management independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIASep 26, 2022Oct 11, 2022
Zenia Lisette DelgadoGalliott Capital Advisors, LLC independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIAJul 6, 2022Aug 22, 2022 (47 d)
Ahsoo AhnGalliott Capital Advisors, LLC independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIAJul 6, 2022Aug 22, 2022 (47 d)
Mirko JoldzicRaymond James & Associates, Inc. national BDInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMay 3, 2022Apr 13, 2022
Pedro Ignacio IsernUBS Financial Services Inc. wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAApr 12, 2022Apr 4, 2022
Kevin Enrique ConchaLeucadia Asset Management LLC mixed wealthInsigneo Advisory Services, LLC mixed wealthRIA to RIAJan 3, 2022Dec 22, 2021
Gabriel Alfredo Ayerbe LopezMorgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIADec 7, 2021Feb 9, 2022 (64 d)
Andres Anastasio SomozaInsigneo Wealth Advisors, LLC independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIADec 3, 2021Dec 17, 2020
Anabel ZamoraWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIANov 3, 2021Nov 4, 2021
Ignacio Agustin BarcenaWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIANov 3, 2021Oct 28, 2021
Jorge Andres LopezWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 26, 2021Jan 1, 2025 (1163 d)
Cristina Extremera AbrilPnc Managed Account Solutions, Inc. BD affiliatedInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAOct 8, 2021May 4, 2022 (208 d)
Alexandra Maribel PanoraWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIASep 30, 2021Sep 28, 2021
Antonio Manuel QuelhasWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIASep 21, 2021Oct 19, 2021
Debra A TylerTlg Advisors, Inc. BD affiliatedInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIASep 16, 2021Sep 30, 2021
Vicent CostaAmerant Investments, Inc. mixed wealthInsigneo Advisory Services, LLC mixed wealthRIA to RIASep 13, 2021Sep 24, 2021
Ciro VasquezAmerant Investments, Inc. mixed wealthInsigneo Advisory Services, LLC mixed wealthRIA to RIASep 7, 2021Sep 3, 2021
Francisco Alberto ColladoWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAAug 12, 2021Aug 9, 2021
Jeffrey Brandon KlineWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAJul 29, 2021Jul 28, 2021
Juan Andres ZenckAmerant Investments, Inc. mixed wealthInsigneo Advisory Services, LLC mixed wealthRIA to RIAJul 20, 2021Aug 20, 2021 (31 d)
Jeffrey Brandon KlineWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAJul 9, 2021Jul 30, 2021
Roberto Ramiro PenaHsbc Securities (USA) Inc. BD affiliatedInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 7, 2021Sep 16, 2021 (71 d)
Nilia GassonWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAJul 6, 2021Jul 9, 2021
Maria Elena GarciaWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAJul 6, 2021Jul 26, 2021
Juan Agustin GonzalezKovack International Advisors Inc. independent RIAInsigneo Advisory Services, LLC mixed wealthRIA to RIAJun 25, 2021Jun 30, 2021
Nelson Octavio VallinHsbc Securities (USA) Inc. BD affiliatedInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJun 9, 2021Jun 25, 2021
Lissett Altagracia HernandezWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAJun 8, 2021Jun 20, 2021
Yzana Hernandez OestreicherWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAJun 1, 2021Jul 8, 2021 (37 d)
Margaret D RiveraWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAMay 21, 2021May 27, 2021
Laura PooWells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAMay 21, 2021May 21, 2021
Carlos Francisco Van MaanenMorgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthWirehouse to independent RIAMay 18, 2021May 5, 2021
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209 moves match.