DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oneseven

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher William BaconRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2023Sep 29, 2023
Lukas Austin ThillRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2023Sep 29, 2023
Gail Taylor MercerRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2023Sep 29, 2023
Craig Matthew SutherlandAmeriprise Financial Services, LLC national BDOneseven independent RIAAffiliated broker-dealer or bank to independent RIASep 28, 2023Sep 24, 2023
Alyssa Nicole MillerAmeriprise Financial Services, LLC national BDOneseven independent RIAAffiliated broker-dealer or bank to independent RIASep 28, 2023Sep 22, 2023
Derek W MillerAmeriprise Financial Services, LLC national BDOneseven independent RIAAffiliated broker-dealer or bank to independent RIASep 28, 2023Sep 22, 2023
Ben Howard FeldmeyerAmeriprise Financial Services, LLC national BDOneseven independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2023Sep 22, 2023
Matthew Thomas WilliamsAmeriprise Financial Services, LLC national BDOneseven independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2023Jul 28, 2023
Kim DysonRed Oak Capital Management, Inc. independent RIAOneseven independent RIARIA to RIAAug 1, 2023May 31, 2023
James William SumserMorgan Stanley wirehouseOneseven independent RIAWirehouse to independent RIAJul 27, 2023Jun 30, 2023
Jeffrey Allen CreekCallahan Financial independent RIAOneseven independent RIARIA to RIAMar 31, 2023Oct 31, 2022
Joseph Patrick CallahanCallahan Financial independent RIAOneseven independent RIARIA to RIAMar 31, 2023Oct 31, 2022
Albert Bernard VonderheideCallahan Financial independent RIAOneseven independent RIARIA to RIAMar 31, 2023Oct 31, 2022
Kevin James EganCallahan Financial independent RIAOneseven independent RIARIA to RIAMar 31, 2023Oct 31, 2022
Marc David BernsteinSandhill Investment Management independent RIAOneseven independent RIARIA to RIAJul 19, 2022Jul 19, 2022
Paul Joseph OrchoskyMgo Investment Advisors Inc. mixed wealthOneseven independent RIARIA to RIAJun 9, 2022May 13, 2022
Brad Alan WinglerMgo Investment Advisors Inc. mixed wealthOneseven independent RIARIA to RIAJun 9, 2022Feb 9, 2022
Scott Michael LepaMgo Investment Advisors Inc. mixed wealthOneseven independent RIARIA to RIAJun 9, 2022May 13, 2022
Kasey Lee WoppererGeneration Capital Management LLC otherOneseven independent RIAOtherMay 31, 2022Jul 19, 2022 (49 d)
Sean Patrick MacroryWells Fargo Advisors wirehouseOneseven independent RIAWirehouse to independent RIAMay 2, 2022May 25, 2022
Christopher James GatschJ.P. Morgan Securities LLC wirehouseOneseven independent RIAWirehouse to independent RIAApr 16, 2022Apr 18, 2022
Herbert ChenRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2022Apr 5, 2022
Gerard Thomas QuinnRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2022Apr 6, 2022
Stanley James KatzRoss, Sinclaire & Associates, LLC independent RIAOneseven independent RIARIA to RIADec 6, 2021Oct 28, 2021
Lauren Katz MaderaRoss, Sinclaire & Associates, LLC independent RIAOneseven independent RIARIA to RIADec 6, 2021Oct 28, 2021
Ashley ObryantwoodWells Fargo Advisors wirehouseOneseven independent RIAWirehouse to independent RIASep 23, 2021Apr 11, 2023 (565 d)
Ismael RomeroMML Investors Services, LLC BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIASep 22, 2021Jan 1, 2025 (1197 d)
John Randolph PullaroTruist Advisory Services, Inc. BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2021Jan 1, 2026 (1675 d)
Michael Scott FomukeUBS Financial Services Inc. wirehouseOneseven independent RIAWirehouse to independent RIAMar 16, 2021Mar 16, 2021
Robert Douglas HarbersonBaron Financial Advisors, LLC state registeredOneseven independent RIAOtherMar 6, 2021Jan 15, 2021
Benjamin Joseph KimlaBaron Financial Advisors, LLC state registeredOneseven independent RIAOtherMar 6, 2021Jan 14, 2021
Juan Gabriel Hernandez ArianoBaron Financial Advisors, LLC state registeredOneseven independent RIAOtherMar 6, 2021Jan 14, 2021
Arnell LandMorgan Stanley wirehouseOneseven independent RIAWirehouse to independent RIAMar 3, 2021Feb 18, 2021
Michael Patrick RossMorgan Stanley wirehouseOneseven independent RIAWirehouse to independent RIAJan 29, 2021Jan 6, 2021
Mark MillsAmeriprise Financial Services, LLC national BDOneseven independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2020Mar 1, 2022 (509 d)
John William McconnellSowell Management independent RIAOneseven independent RIARIA to RIAOct 7, 2020Oct 27, 2020
Alvin D ArunkumarBb&T Securities, LLC BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2020Aug 7, 2025 (1849 d)
Brittan Mawby LeiserStratos Wealth Advisors LLC independent RIAOneseven independent RIARIA to RIAMar 10, 2020Mar 25, 2020
Joseph Cox GranzierEquitable Advisors, LLC national BDOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2020Dec 20, 2019
Grant Michael KaminUBS Financial Services Inc. wirehouseOneseven independent RIAWirehouse to independent RIAJan 9, 2020Jan 6, 2020
Louise Lorraine WallaceInternational Assets Investment Management, LLC BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2019Jul 5, 2018
Patrick G MooreTavco Financial Advisory, Inc state registeredOneseven independent RIAOtherDec 19, 2019Dec 23, 2019
Tami Lynne AloisaHayden Royal independent RIAOneseven independent RIARIA to RIANov 12, 2019May 4, 2020 (174 d)
Morgan LemaitreRaymond James & Associates, Inc. national BDOneseven independent RIAAffiliated broker-dealer or bank to independent RIAOct 17, 2019Oct 17, 2019
John Philip WilliamsMid Atlantic Financial Management, Inc. BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2019Jul 12, 2019
Donald Robert ToddTruist Advisory Services, Inc. BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2019Jul 26, 2021 (746 d)
Joseph M DittoePnc Wealth Management BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2018Nov 2, 2018
Christopher David CareyPnc Wealth Management BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2018Nov 2, 2018
Brenda Renee RiversPnc Wealth Management BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2018Nov 2, 2018
Mitchell Howard HirschHayden Royal independent RIAOneseven independent RIARIA to RIAJul 10, 2018Jun 15, 2018
Kenneth Phillip ArnoldHayden Royal independent RIAOneseven independent RIARIA to RIAJul 10, 2018Jun 15, 2018
John David JaicksLefavi Wealth Management independent RIAOneseven independent RIARIA to RIAJun 4, 2018Jun 6, 2018
Michael John MonginGfo Advisory Services, LLC otherOneseven independent RIAOtherDec 31, 2017Apr 5, 2019 (460 d)
Matthew Thomas BrigemanStrategic Wealth Partners, Ltd. otherOneseven otherOtherMar 22, 2017Mar 21, 2017
Bruce Benjamin GreenwaldMorgan Stanley wirehouseOneseven no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 30, 2016Jul 1, 2016
Stuart A GertmanMorgan Stanley wirehouseOneseven no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 30, 2016Jul 1, 2016
Michael Patrick MawbyMorgan Stanley wirehouseOneseven no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 30, 2016Jul 1, 2016
Amanda Renea HallMorgan Stanley wirehouseOneseven no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 30, 2016Jul 1, 2016
Todd Matthew ResnickMorgan Stanley wirehouseOneseven no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 30, 2016Jul 1, 2016
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119 moves match.